Form X-17A-19. Reports by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members

Rule 17a-19 (17 CFR 240.17a-19) and Form X-17A-19. Report by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members

OMB: 3235-0133

IC ID: 34425

Information Collection (IC) Details

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Form X-17A-19. Reports by National Securities Exchanges and Registered National Securities Associations of Changes in Membership Status of Any of Their Members
 
No Modified
 
Mandatory
 
17 CFR 240.17a-19 17 CFR 249.635

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction SEC 1414 Form X-17A-19 Form X-17a-19 (2023 Proposed Revision).pdf Yes Yes Fillable Fileable Signable

Economic Development Financial Sector Oversight

 

25 0
   
Private Sector Businesses or other for-profits, Not-for-profit institutions
 
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 445 0 37 0 0 408
Annual IC Time Burden (Hours) 111 0 9 0 0 102
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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