3235-0410 Supporting Statement (2023 Proposal)

3235-0410 Supporting Statement (2023 Proposal).pdf

Rule 17h-1T (17 CFR 240.17h-1T); Risk assessment record-keeping requirements for associated persons of brokers and dealers Rule 17h-2T (17 CFR 240.17h-2T); Risk assessment reporting requirement

OMB: 3235-0410