Information Collection

Rule 17h-1T & Rule 17h-2T

IC 43011 under ICR 202303-3235-032 · OMB 3235-0410.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0410 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 2332 Rule 17h-1T & Rule 17h-2T	Form and Instruction
SEC 2332 17-H Form17-H (proposed revision).pdf www.sec.gov/about/forms/secforms.htm	Form and Instruction
SEC 2332 17-H Form17-H (proposed revision).pdf www.sec.gov/about/forms/secforms.htm	Form and Instruction
SEC SORN.pdf SEC -70 SORN	IC Document
SEC SORN.pdf SEC -70 SORN	IC Document
EDGAR PIA 2016.pdf edgar PIA	IC Document
EDGAR PIA 2016.pdf edgar PIA	IC Document

IC Title:

Rule 17h-1T & Rule 17h-2T

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17h-2T 17 CFR 240.17h-1T

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC 2332	17-H	Form17-H (proposed revision).pdf	http://www.sec.gov/about/forms/secforms.htm	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Division of Trading and Markets Records

FR Citation: 83 FR 6892

Number of Respondents: 245

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	245	10	235
Annual IC Time Burden (Hours)	2,450	-3,190	5,640
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
SEC -70 SORN	SEC SORN.pdf	12/21/2018
edgar PIA	EDGAR PIA 2016.pdf	12/21/2018

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.