Small Business Innovation Research (SBIR) Program

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 0524-0049 SBIR Commercialization Survey	Form and Instruction	Modified	Available
Form 0524-0049 USDA Small Business Innovation Research (SBIR) Program Phase III Commercialization Survey	Form and Instruction	Modified	Repair queued
0524-0049 Supp Stmt A 5.9.23.docx	Supporting Statement A	Uploaded 2023-05-09	Repair queued
0524-0049 Supporting Statement B_5.8.23.pdf	Supporting Statement B	Uploaded 2023-05-08	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
221174	Small Business Research and Innovation NonRespondents	Other-Placeholder	Modified
220600	USDA Small Business Innovation Research (SBIR) Program Phase III Commercialization Survey	Form and Instruction	Modified	SBIR Commercialization Survey
220600	USDA Small Business Innovation Research (SBIR) Program Phase III Commercialization Survey	Form and Instruction	Modified

ICR Details

OMB Control No: 0524-0049	ICR Reference No: 202305-0524-001
Status: Historical Active	Previous ICR Reference No: 201511-0524-007
Agency/Subagency: USDA/NIFA	Agency Tracking No:
Title: Small Business Innovation Research (SBIR) Program
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 06/12/2023
Retrieve Notice of Action (NOA)	Date Received in OIRA: 05/09/2023
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2026	36 Months From Approved
Responses	403	0	0
Time Burden (Hours)	70	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: These forms are to be used by small business firms applying to the U.S. Department of Agriculture's Small Business Innovation Research Grants Program. This information will provide record- keeping data, required certification, and information to be used in responding to inquiries about the projects supported.

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Authorizing Statute(s): PL: Pub.L. 99 - 531 3341 Name of Law: Small Business Innovation Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 59770	10/03/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 27857	05/03/2023
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Small Business Research and Innovation NonRespondents
USDA Small Business Innovation Research (SBIR) Program Phase III Commercialization Survey	0524-0049	SBIR Commercialization Survey

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	403	0	0	403	0	0
Annual Time Burden (Hours)	70	0	0	70	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a reinstatement resulting in a program change of 70 burden hours.

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Annual Cost to Federal Government: $12,000

Does this IC contain surveys, censuses, or employ statistical methods? Yes Part B of Supporting Statement

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/09/2023

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