Fema 44 Cfr 206.101

Title 44: Emergency Management and Assistance
PART 206—FEDERAL DISASTER ASSISTANCE
Subpart D—Federal Assistance to Individuals and Households
Contents
§206.101 Temporary housing assistance for emergencies and major
disasters declared on or before October 14, 2002.
§§206.102-206.109 [Reserved]
§206.110 Federal assistance to individuals and households.
§206.111 Definitions.
§206.112 Registration period.
§206.113 Eligibility factors.
§206.114 Criteria for continued assistance.
§206.115 Appeals.
§206.116 Recovery of funds.
§206.117 Housing assistance.
§206.118 Disposal of housing units.
§206.119 Financial assistance to address other needs.
§206.120 State administration of other needs assistance.
§§206.121-206.130 [Reserved]

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§206.101 Temporary housing assistance for emergencies and major
disasters declared on or before October 14, 2002.
(a) Purpose. This section prescribes the policy to be followed by the
Federal Government or any other organization when implementing section 408
of the Stafford Act for Presidentially-declared emergencies and major
disasters declared on or before October 14, 2002 (Note that the reference
to section 408 of the Stafford Act refers to prior legislation amended by
the Disaster Mitigation Act 2000).
(b) Program intent. Assistance under this program is made available to
applicants who require temporary housing as a result of a major disaster
or emergency that is declared by the President. Eligibility for assistance
is based on need created by disaster-related unlivability of a primary
residence or other disaster-related displacement, combined with a lack of
adequate insurance coverage. Eligible applicants may be paid for
authorized accommodations and/or repairs. In the interest of assisting the
greatest number of people in the shortest possible time, applicants who
are able to do so will be encouraged to make their own arrangements for
temporary housing. Although numerous instances of minor damage may cause
some inconvenience to the applicant, the determining eligibility factor
must be the livability of the primary residence. FEMA has also determined
that it is reasonable to expect applicants or their landlords to make some
repairs of a minor nature. Temporary housing will normally consist of a
check to cover housing-related costs wherever possible.
(c) Definitions—(1) Adequate alternate housing means housing that:

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(i) Accommodates the needs of the occupants.
(ii) Is within reasonable commuting distance of work, school, or
agricultural activities which provide over 25% of the household income.
(iii) Is within the financial ability of the occupant in the realization
of a permanent housing plan.
(2) Effective date of assistance means the date the eligible applicant
received temporary housing assistance but, where applicable, only after
appropriate insurance benefits are exhausted.
(3) Essential living area means that area of the residence essential to
normal living, i.e., kitchen, one bathroom, dining area, living room,
entrances and exits, and essential sleeping areas. It does not include
family rooms, guest rooms, garages, or other nonessential areas, unless
hazards exist in these areas which impact the safety of the essential
living area.
(4) Fair market rent means a reasonable amount to pay in the local area
for the size and type of accommodations which meets the applicant's needs.
(5) Financial ability is the determination of the occupant's ability to
pay housing costs. The determination is based upon the amount paid for
housing before the disaster, provided the household income has not changed
subsequent to or as a result of the disaster or 25 percent of gross post
disaster income if the household income changed as a result of the
disaster. When computing financial ability, extreme or unusual financial
circumstances may be considered by the Regional Administrator.
(6) Household means all residents of the predisaster residence who request
temporary housing assistance, plus any additions during the temporary
housing period, such as infants, spouses, or part-time residents who were
not present at the time of the disaster but who are expected to return
during the temporary housing period.
(7) Housing costs means shelter rent and mortgage payments including
principal, interest, real estate taxes, real property insurance, and
utility costs, where appropriate.
(8) Occupant means an eligible applicant residing in temporary housing
provided under this section.
(9) Owner-occupied means that the residence is occupied by: the legal
owner; a person who does not hold formal title to the residence and pays
no rent but is responsible for the payment of taxes, or maintenance of the
residence; or a person who has lifetime occupancy rights with formal title
vested in another.
(10) Primary residence means the dwelling where the applicant normally
lives during the major portion of the calendar year, a dwelling which is
required because of proximity to employment, or to agricultural activities
as referenced in paragraph (c)(1)(ii) of this section.
(d) Duplication of benefits—(1) Requirement to avoid duplication.
Temporary housing assistance shall not be provided to an applicant if such
assistance has been provided by any other source. If any State or local
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government or voluntary agency has provided temporary housing, the
assistance under this section begins at the expiration of such assistance,
and may continue for a period not to exceed l8 months from the date of
declaration, provided the criteria for continued assistance in paragraph
(k)(3) of this section are met. If it is determined that temporary housing
assistance will be provided under this section, notification shall be
given those agencies which have the potential for duplicating such
assistance. In the instance of insured applicants, temporary housing
assistance shall be provided only when:
(i) Payment of the applicable benefits has been significantly delayed;
(ii) Applicable benefits have been exhausted;
(iii) Applicable benefits are insufficient to cover the temporary housing
need; or
(iv) Housing is not available on the private market.
(2) Recovery of funds. Prior to provision of assistance, the applicant
must agree to repay to FEMA from insurance proceeds or recoveries from any
other source an amount equivalent to the value of the temporary housing
assistance provided. In no event shall the amount repaid to FEMA exceed
the amount recovered by the applicant. All claims shall be collected in
accordance with agency procedures for debt collection.
(e) Applications—(1) Application period. The standard FEMA application
period is the 60 days following the date the President declares an
incident a major disaster or an emergency. The Regional Administrator may,
however, extend the application period, when we anticipate that we need
more time to collect applications from the affected population or to
establish the same application deadline for contiguous Counties or States.
After the application period has ended, FEMA will accept and process
applications for an additional 60 days only from persons who can provide
an acceptable explanation (and documentation to substantiate their
explanation) for why they were not able to contact FEMA before the
application period ended.
(2) Household composition. Members of a household shall be included on a
single application and be provided one temporary housing residence unless
it is determined by the Regional Administrator that the size of the
household requires that more than one residence be provided.
(f) General eligibility guidelines. Temporary housing assistance may be
made available to those applicants who, as a result of a major disaster or
emergency declared by the President, are qualified for such assistance.
(1) Conditions of eligibility. Temporary housing assistance may be
provided only when both of the following conditions are met:
(i) The applicant's primary residence has been made unlivable or the
applicant has been displaced as the result of a major disaster or
emergency because:
(A) The residence has been destroyed, essential utility service has been
interrupted, or the essential living area has been damaged as a result of
the disaster to such an extent as to constitute a serious health or safety
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hazard which did not exist prior to the disaster. The Regional
Administrator shall prepare additional guidelines when necessary to
respond to a particular disaster;
(B) The residence has been made inaccessible as a result of the incident
to the extent that the applicant cannot reasonably be expected to gain
entry due to the disruption or destruction of transportation routes, other
impediments to access, or restrictions placed on movement by a responsible
official due to continued health and safety problems;
(C) The owner of the applicant's residence requires the residence to meet
their personal needs because the owner's predisaster residence was made
unlivable as a result of the disaster;
(D) Financial hardship resulting from the disaster has led to eviction or
dispossession; or
(E) Other circumstances resulting from the disaster, as determined by the
Regional Administrator, prevent the applicant from occupying their
predisaster primary residence.
(ii) Insured applicants have made every reasonable effort to secure
insurance benefits, and the insured has agreed to repay FEMA from whatever
insurance proceeds are later received, pursuant to paragraph (d)(2) of
this section.
(2) Conditions of ineligibility. Except as provided for in section 408(b),
Temporary Housing Assistance shall not be provided:
(i) To an applicant who is displaced from other than their primary
residence; or
(ii) When the residence in question is livable, i.e., only minor damage
exists and it can reasonably be expected to be repaired by the
applicant/owner or the landlord; or
(iii) When the applicant owns a secondary or vacation residence, or
unoccupied rental property which meets their temporary housing needs; or
(iv) To an applicant who has adequate rent-free housing accommodations; or
(v) To an applicant who has adequate insurance coverage and there is no
indication that benefits will be delayed; or
(vi) When a late application is not approved for processing by the
Regional Administrator; or
(vii) To an applicant who evacuated the residence in response to official
warnings solely as a precautionary measure, and who is able to return to
the residence immediately after the incident (i.e., the applicant is not
otherwise eligible for temporary housing assistance).
(g) Forms of Temporary Housing Assistance. All proceeds received or
receivable by the applicant under §206.101 shall be exempt from
garnishment, seizure, encumbrance, levy, execution, pledge, attachment,
release, or waiver. No rights under this provision are assignable or
transferable.
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(1) Temporary Housing Assistance is normally provided in the form of a
check to cover the cost of rent or essential home repairs. The exceptions
to this are when existing rental resources are not available and repairs
to the home will not make it livable in a reasonable period of time, or
when the eligible applicant is unable to physically leave the home due to
the need to tend crops or livestock.
(i) Government-owned, private, and commercial properties. When an eligible
applicant is unable to obtain an available temporary housing unit, FEMA
may enter into a leasing agreement for the eligible applicant. Rent
payments shall be in accordance with the fair market rent (FMR) rates
established for each operation for the type and size residence.
(ii) Transient accommodations. Immediately following a Presidentially
declared major disaster or emergency, disaster victims are expected to
stay with family or friends without FEMA assistance, or to make use of
mass shelters to the fullest extent possible for short-term housing.
Transient accommodations may be provided when individual circumstances
warrant such assistance for only a short period of time or pending
provision of other temporary housing resources. Transient accommodations
may be provided for up to 30 days unless this period is extended by the
Regional Administrator. Authorized expenditures for transient
accommodations shall be restricted to the rental cost including utilities
except for those which are separately metered. Payment for food,
telephone, or other similar services is not authorized under this section.
(2) Mobile homes, travel trailers, and other manufactured housing units.
Government-owned or privately owned mobile homes, travel trailers, and
other manufactured housing units may be placed on commercial, private, or
group sites. The placement must comply with applicable State and local
codes and ordinances as well as FEMA'S regulations at 44 CFR part 9,
Floodplain Management and Protection of Wetlands, and the regulations at
44 CFR part 10, Environmental Considerations.
(i) A commercial site is a site customarily leased for a fee because it is
fully equipped to accommodate a housing unit. In accordance with section
408(a)(2)(B), the Assistant Administrator for the Disaster Assistance
Directorate has determined that leasing commercial sites at Federal
expense is in the public interest. When the Regional Administrator
determines that upgrading of commercial sites or installation of utilities
on such sites will provide more cost-effective, timely, and suitable
temporary housing than other types of resources, they may authorize such
action at Federal expense.
(ii) A private site is a site provided or obtained by the applicant at no
cost to the Federal Government. Also in accordance with section
408(a)(2)(B), the Assistant Administrator for the Disaster Assistance
Directorate has determined that the cost of installation or repairs of
essential utilities on private sites is authorized at Federal expense when
such actions will provide more cost-effective, timely, and suitable
temporary housing than other types of resources.
(iii) A group site is a site which accommodates two or more units. In
accordance with section 408(a)(2)(A), locations for group sites shall be
provided by State or local government complete with utilities. However,
the Assistant Administrator for the Disaster Assistance Directorate may

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authorize development of group sites, including installation of essential
utilities, by the Federal Government, based on a recommendation from the
Regional Administrator; provided, however, that the Federal expense is
limited to 75 percent of the cost of construction and development
(including installation of utilities). In accordance with section
408(a)(4) of the Stafford Act, the State or local government shall pay any
cost which is not paid for from the Federal share, including long-term
site maintenance such as snow removal, street repairs and other services
of a governmental nature.
(3) Temporary mortgage and rental payments. Assistance in the form of
mortgage or rental payments may be paid to or be provided on behalf of
eligible applicants who, as a result of a major disaster or emergency,
have received written notice of dispossession or eviction from their
primary residence by foreclosure of any mortgage or lien, cancellation of
any contract of sale, or termination of any lease entered into prior to
the disaster. Written notice, for the purpose of this paragraph, means a
communication in writing by a landlord, mortgage holder, or other party
authorized under State law to file such notice. The purpose of such notice
is to notify a person of impending termination of a lease, foreclosure of
a mortgage or lien, or cancellation of any contract of sale, which would
result in the person's dispossession or eviction. Applications for this
type of assistance may be filed for up to 6 months following the date of
declaration. This assistance may be provided for a period not to exceed 18
months or for the duration of the period of financial hardship, as
determined by the Regional Administrator, whichever is less. The location
of the residence of an applicant for assistance under this section shall
not be a consideration of eligibility.
(4) Home repairs. Repairs may be authorized to quickly repair or restore
to a livable condition that portion of or areas affecting the essential
living area of, or private access to, an owner-occupied primary residence
which was damaged as a result of the disaster. Installation of utilities
or conveniences not available in the residence prior to the disaster shall
not be provided. However, repairs which are authorized shall conform to
applicable local and/or State building codes; upgrading of existing
damaged utilities may be authorized when required by these codes.
(i) Options for repairs. Eligible applicants approved for repairs may be
assisted through one or a combination of the following methods:
(A) Cash payment. Payment shall be limited to the reasonable costs for the
repairs and replacements in the locality, as determined by the Regional
Administrator. This will be the method normally used, unless unusual
circumstances warrant the methods listed under paragraph (g)(4), (i) (B)
or (C) of this section.
(B) Provision of materials and replacement items.
(C) Government awarded repair contracts when authorized by the Assistant
Administrator for the Disaster Assistance Directorate.
(ii) Feasibility. Repairs may be provided to those eligible applicants:
(A) Who are owner-occupants of the residence to be made livable;
(B) Whose residence can be made livable by repairs to the essential living
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area within 30 days following the feasibility determination. The Regional
Administrator may extend this period for extenuating circumstances by
determining that this type of assistance is still more cost effective,
timely and otherwise suitable than other forms for temporary housing; and
(C) Whose residence can be made livable by repairs to the essential living
area, the cost of which do not exceed the dollar limitations established
by the Assistant Administrator for the Disaster Assistance Directorate.
The Regional Administrator may, on a case-by-case basis, waive the dollar
limitations when repairs are more cost effective and appropriate than
other forms of housing assistance or when extenuating circumstances
warrant.
(iii) Scope of work. The type of repair or replacement authorized may vary
depending upon the nature of the disaster. Items will be repaired where
feasible or replaced only when necessary to insure the safety or health of
the occupant. Replacement items shall be of average quality, size, and
capacity taking into consideration the needs of the occupant. Repairs
shall be disaster related and shall be limited to:
(A) Repairs to the plumbing system, including repairs to or replacement of
fixtures, providing service to the kitchen and one bathroom;
(B) Repairs to the electrical system providing service to essential living
areas, including repairs to or replacement of essential fixtures;
(C) Repairs to the heating unit, including repairs to duct work, vents,
and integral fuel and electrical systems. If repair or replacement through
other forms of assistance cannot be accomplished before the start of the
season requiring heat, home repairs may be authorized by the Regional
Administrator when an inspection shows that the unit has been damaged
beyond repair, or when the availability of necessary parts or components
makes repair impossible;
(D) Repairs to or replacement of essential components of the fuel system
to provide for cooking;
(E) Pumping and cleaning of the septic system, repairs to or replacement
of the tank, drainfield, or repairs to sewer lines;
(F) Flushing and/or purifying the water well, and repairs to or
replacement of the pump, controls, tank, and pipes;
(G) Repairs to or replacement of exterior doors, repair of windows and/or
screens needed for health purposes;
(H) Repairs to the roof, when the damages affect the essential living
area;
(I) Repairs to interior floors, when severe buckling or deterioration
creates a serious safety hazard;
(J) Blocking, leveling, and anchoring of a mobile home; and reconnecting
and/or resetting mobile home sewer, water, electrical and fuel lines, and
tanks;
(K) Emergency repairs to private access routes, limited to those repairs
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that meet the minimum safety standards and using the most economical
materials available. Such repairs are provided on a one-time basis when no
alternative access facilities are immediately available and when the
repairs are more cost effective, timely or otherwise suitable than other
forms of temporary housing.
(L) Repairs to the foundation piers, walls or footings when the damages
affect the structural integrity of the essential living area;
(M) Repairs to the stove and refrigerator, when feasible; and
(N) Elimination of other health and safety hazards or performance of
essential repairs which are authorized by the Regional Administrator as
not available through emergency services provided by voluntary or
community agencies, and cannot reasonably be expected to be completed on a
timely basis by the occupant without FEMA assistance.
(iv) Requirements of the Flood Disaster Protection Act. FEMA has
determined that flood insurance purchase requirements need not be imposed
as a condition of receiving assistance under paragraph (g)(4) of this
section. Repair recipients will normally receive assistance for further
repairs from other programs which will impose the purchase and maintenance
requirements. Home repairs may not be provided in Zones A or V of a
sanctioned or suspended community except for items that are not covered by
flood insurance.
(h) Appropriate form of temporary housing. The form of temporary housing
provided should not exceed occupants' minimum requirements, taking into
consideration items such as timely availability, cost effectiveness,
permanent housing plans, special needs (handicaps, the location of crops
and livestock, etc.) of the occupants, and the requirements of FEMA'S
floodplain management regulations at 44 CFR part 9. An eligible applicant
shall receive one form of temporary housing, except for transient
accommodations or when provision of an additional form is in the best
interest of the Government. An eligible applicant is expected to accept
the first offer of temporary housing; unwarranted refusal shall result in
forfeiture of temporary housing assistance. Existing rental resources and
home repairs shall be utilized to the fullest extent practicable prior to
provision of government-owned mobile homes.
(i) Utility costs and security deposits. All utility costs shall be the
responsibility of the occupant except where utility services are not
metered separately and are therefore a part of the rental charge. Utility
use charges and deposits shall always be the occupants responsibility.
When authorized by the Regional Administrator, the Federal Government may
pay security deposits; however, the owner or occupant shall reimburse the
full amount of the security deposit to the Federal Government before or at
the time that the temporary housing assistance is terminated.
(j) Furniture. An allowance for essential furniture may be provided to
occupants when such assistance is required to occupy the primary or
temporary housing residence. However, loss of furniture does not in and of
itself constitute eligibility for temporary housing assistance. Luxury
items shall not be provided.
(k) Duration of assistance—(1) Commencement. Temporary housing assistance
may be provided as of the date of the incident of the major disaster or
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emergency as specified in the Federal Register notice and may continue for
18 months from the date of declaration. An effective date of assistance
shall be established for each applicant.
(2) Continued assistance. Predisaster renters normally shall be provided
no more than 1 month of assistance unless the Regional Administrator
determines that continued assistance is warranted in accordance with
paragraph (k)(3) of this section. All other occupants of temporary housing
shall be certified eligible for continued assistance in increments not to
exceed 3 months. Recertification of eligibility for continued assistance
shall be in accordance with paragraph (k)(3) of this section, taking into
consideration the occupant's permanent housing plan. A realistic permanent
housing plan shall be established for each occupant requesting additional
assistance no later than at the time of the first recertification.
(3) Criteria for continued assistance. A temporary housing occupant shall
make every effort to obtain and occupy permanent housing at the earliest
possible time. A temporary housing occupant will be required to provide
receipts documenting disaster related housing costs and shall be eligible
for continued assistance when:
(i) Adequate alternate housing is not available;
(ii) The permanent housing plan has not been realized through no fault of
the occupant; or
(iii) In the case of FEMA-owner leases, the occupant is in compliance with
the terms of the lease/rental agreement.
(l) Period of assistance. Provided the occupant is eligible for continued
assistance, assistance shall be provided for a period not to exceed 18
months from the declaration date.
(m) Appeals. Occupants shall have the right to appeal a program
determination in accordance with the following:
(1) An applicant declared ineligible for temporary housing assistance, an
applicant whose application has been cancelled for cause, an applicant
whose application has been refused because of late filing, and an occupant
who received a direct housing payment but is not eligible for continued
assistance in accordance with paragraph (k) of this section, shall have
the right to dispute such a determination within 60 calendar days
following notification of such action. The Regional Administrator shall
reconsider the original decision within 15 calendar days after its
receipt. The appellant shall be given a written notice of the disposition
of the dispute. The decision of the Regional Administrator is final.
(2) An occupant who has been notified that his/her request to purchase a
mobile home or manufactured housing unit or that a request for an
adjustment to the sales price has been denied shall have the right to
dispute such a determination within 60 business days after receipt of such
notice. The Regional Administrator shall reconsider the original decision
within 15 calendar days after receipt of the appeal. The appellant shall
receive written notice of the disposition of the dispute. The decision of
the Regional Administrator is final.
(3) Termination of assistance provided through a FEMA lease agreement
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shall be initiated with a 15-day written notice after which the occupant
shall be liable for such additional charges as are deemed appropriate by
the Regional Administrator including, but not limited to, the fair market
rental for the temporary housing residence.
(i) Grounds for termination. Temporary housing assistance may be
terminated for reasons including, but not limited to the following:
(A) Adequate alternate housing is available to the occupant(s);
(B) The temporary housing assistance was obtained either through
misrepresentation or fraud; or
(C) Failure to comply with any term of the lease/rental agreement.
(ii) Termination procedures. These procedures shall be utilized in all
instances except when a State is administering the Temporary Housing
Assistance program. States shall be subject to their own procedures
provided they afford the occupant(s) with due process safeguards described
in paragraph (m)(2)(v)(B) of this section.
(A) Notification to occupant. Written notice shall be given by FEMA to the
occupant(s) at least 15 days prior to the proposed termination of
assistance. This notice shall specify: the reasons for termination of
assistance/occupancy; the date of termination, which shall be not less
than 15 days after receipt of the notice; the administrative procedure
available to the occupant if they wish to dispute the action; and the
occupant's liability after the termination date for additional charges.
(B) Filing of appeal. If the occupant desires to dispute the termination,
upon receipt of the written notice specified in paragraph (m)(2)(i) of
this section, he/she shall present an appeal in writing to the appropriate
office in person or by mail within 60 days from the date of the
termination notice. The appeal must be signed by the occupant and state
the reasons why the assistance or occupancy should not be terminated. If a
hearing is desired, the appeal should so state.
(C) Response to appeal. If a hearing pursuant to paragraph (m)(2)(ii) of
this section has not been requested, the occupant has waived the right to
a hearing. The appropriate program official shall deliver or mail a
written response to the occupant within 5 business days after the receipt
of the appeal.
(D) Request for hearing. If the occupant requests a hearing pursuant to
paragraph (m)(2)(ii) of this section, FEMA shall schedule a hearing date
within 10 business days from the receipt of the appeal, at a time and
place reasonably convenient to the occupant, who shall be notified
promptly thereof in writing. The notice of hearing shall specify the
procedure governing the hearing.
(E) Hearing—(1) Hearing officer. The hearing shall be conducted by a
Hearing Officer, who shall be designated by the Regional Administrator,
and who shall not have been involved with the decision to terminate the
occupant's temporary housing assistance, nor be a subordinate of any
individual who was so involved.
(2) Due process. The occupant shall be afforded a fair hearing and
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provided the basic safeguards of due process, including cross-examination
of the responsible official(s), access to the documents on which FEMA is
relying, the right to counsel, the right to present evidence, and the
right to a written decision.
(3) Failure to appear. If an occupant fails to appear at a hearing, the
Hearing Officer may make a determination that the occupant has waived the
right to a hearing, or may, for good cause shown, postpone the hearing for
no more than 5 business days.
(4) Proof. At the hearing, the occupant must first attempt to establish
that continued assistance is appropriate; thereafter, FEMA must sustain
the burden of proof in justifying that termination of assistance is
appropriate. The occupant shall have the right to present evidence and
arguments in support of their complaint, to controvert evidence relied on
by FEMA, and to cross examine all witnesses on whose testimony or
information FEMA relies. The hearing shall be conducted by the Hearing
Officer, and any evidence pertinent to the facts and issues raised may be
received without regard to its admissibility under rules of evidence
employed in formal judicial proceedings.
(F) Decision. The decision of the Hearing Officer shall be based solely
upon applicable Federal and State law, and FEMA regulations and
requirements promulgated thereunder. The Hearing Officer shall prepare a
written decision setting forth a statement of findings and conclusions
together with the reasons therefor, concerning all material issues raised
by the complainant within 5 business days after the hearing. The decision
of the Hearing Officer shall be binding on FEMA, which shall take all
actions necessary to carry out the decision or refrain from any actions
prohibited by the decision.
(1) The decision shall include a notice to the occupant that he/she must
vacate the premises within 3 days of receipt of the written notice or on
the termination date stated in the original notice of termination, as
required in paragraph (m)(2)(i) of this section, whichever is later. If
the occupant does not quit the premises, appropriate action shall be taken
and, if suit is brought, the occupant may be required to pay court costs
and attorney fees.
(2) If the occupant is required to give a specific number of days' notice
which exceeds the number of days in the termination notice, the Regional
Administrator may approve the payment of rent for this period of time if
requested by the occupant.
(n) Disposition of temporary housing units—(1) Acquisition. The Assistant
Administrator for the Disaster Assistance Directorate may purchase mobile
homes or other manufactured housing units for those who require temporary
housing. After such temporary housing is vacated, it shall be returned to
one of the FEMA-operated Strategic Storage Centers for refurbishment and
storage until needed in a subsequent major disaster or emergency. When
returning the unit to a Strategic Storage Center is not feasible or cost
effective, the Assistant Administrator for the Disaster Assistance
Directorate may prescribe a different method of disposition in accordance
with applicable Federal statutes and regulations.
(2) Sales—(i) Eligibility. When adequate alternate housing is not
available, the Regional Administrator shall make available for sale
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directly to a temporary housing occupant(s) any mobile home or
manufactured housing unit acquired by purchase, in accordance with the
following:
(A) The unit is to be used as a primary residence;
(B) The purchaser has a site that complies with local codes and ordinances
as well as FEMA's floodplain management regulations at 44 CFR part 9 (in
particular §9.13(e)); and
(C) The purchaser has sufficient funds to purchase and, if necessary,
relocate the unit. The Assistant Administrator for the Disaster Assistance
Directorate may approve the sale of a mobile home or manufactured housing
unit to a temporary housing occupant when adequate alternate housing is
available but only when such sales are clearly in the best interest of the
Government.
(ii) Sales price. Units shall be sold at prices that are fair and
equitable to the purchaser and to the Government, as determined by the
Assistant Administrator for the Disaster Assistance Directorate. The
purchaser shall pay the total sales price at the time of sale.
(iii) Adjustment to the sales price.
(A) Adjustments to the sales price may be provided only when both of the
following conditions are met:
(1) There is a need to purchase the unit for use as the purchaser's
primary residence because other adequate alternate housing is unavailable.
Adequate alternate housing must meet the criteria in paragraph (c)(1) of
this section, and may consist of:
(i) Existing housing;
(ii) Additional resources such as disaster-damaged rental accommodations
which can reasonably be expected to be repaired and become available in
the near future;
(iii) New housing construction or housing to be made available through
Government subsidy which is included in the immediate recovery plans for
the area; and
(iv) Residences which can be repaired by the predisaster owner/occupant
through funds available from insurance, other disaster assistance
programs, or through their own resources.
(2) In addition to his/her resources, the purchaser cannot obtain
sufficient funds through insurance proceeds, disaster loans, grants, and
commercial lending institutions to cover the sales price.
(B) To determine the adjusted sales price, the current available financial
resources of the purchaser shall be calculated. If the financial resources
are equal to or greater than the basic sales price, then no adjustment
shall be approved. If the purchaser's financial resources are less than
the basic sales price, the sales price shall be adjusted to take into
consideration the financial resources available but shall include some
consideration. Deviations from this rule may be reviewed on a case-by-case
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basis by the Assistant Administrator for the Disaster Assistance
Directorate.
(C) The Regional Administrator must approve all adjustments to the sales
price of a mobile home.
(iv) Other conditions of sale.
(A) A unit shall be sold “as is, where is” except for repairs necessary to
protect health or safety, which are to be completed prior to sale. There
shall be no implied warranties. In addition, the purchaser must be
informed that he/she may have to bring the unit up to codes and standards
which are applicable at the proposed site.
(B) In accordance with the Flood Disaster Protection Act of 1973, Public
Law 93-234, as amended, the sale of a unit for the purpose of meeting the
permanent housing need of an individual or family may not be approved
where the unit would be placed in a designated special flood hazard area
which has been identified by the Administrator for at least 1 year as
floodprone unless the community in which the unit is to be located after
the sale is, at the time of approval, participating in the National Flood
Insurance Program. The purchaser must agree to buy and maintain an
adequate flood insurance policy for as long as the unit is occupied by the
purchaser. An adequate policy for purposes of this paragraph shall mean
one which provides coverage for the basic sales price of the unit. The
purchaser must provide proof of purchase of the initial flood insurance
policy.
(3) Transfer. The Assistant Administrator for the Disaster Assistance
Directorate may lend temporary housing units purchased under section
408(a) of the Act directly to States, other Governmental entities, or
voluntary organizations. Such transfers may be made only in connection
with a Presidential declaration of a major disaster or emergency.
Donations may be made only when it is in the best interest of the
Government, such as when future re-use by the Federal Government would not
be economically feasible. As a condition of such transfers, the Assistant
Administrator for the Disaster Assistance Directorate shall require that
the recipient:
(i) Utilize the units for the purpose of providing temporary housing for
victims of major disasters or emergencies in accordance with the written
agreement; and
(ii) Comply with the current applicable FEMA policies and regulations,
including this section; 44 CFR part 9 (especially §§9.13 and 9.14),
Floodplain Management and Protection of Wetlands; 44 CFR part 10,
Environmental Considerations. The Assistant Administrator for the Disaster
Assistance Directorate may order returned any temporary housing unit made
available under this section which is not used in accordance with the
terms of transfer.
(o) Reports. The Assistant Administrator for the Disaster Assistance
Directorate, Regional Administrator, or Federal Coordinating Officer may
require from field operations such reports, plans, and evaluations as they
deem necessary to carry out their responsibilities under the Act and these
regulations.

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(p) Federal responsibility. The Federal financial and operational
responsibility for the Temporary Housing Assistance program shall not
exceed 18 months from the date of the declaration of the major disaster or
emergency. This period may be extended in writing by the Assistant
Administrator for the Disaster Assistance Directorate, based on a
determination that an extension is necessary and in the public interest.
The Regional Administrator may authorize continued use on a
non-reimbursable basis of Government property, office space, and equipment
by a State, other Government entity, or voluntary organization after the
18 month period.
(q) Applicant notification—(1) General. All applicants for temporary
housing assistance will be notified regarding the type and amount of
assistance for which they are qualified. Whenever practicable, such
notification will be provided within 7 days of their application and will
be in writing.
(2) Eligible applicants for temporary housing assistance will be provided
information regarding:
(i) All forms of housing assistance available;
(ii) The criteria which must be met to qualify for each type of
assistance;
(iii) Any limitations which apply to each type of assistance; and
(iv) The address and telephone number of offices responsible for
responding to appeals and requests for changes in the type or amount of
assistance provided.
(r) Location. In providing temporary housing assistance, consideration
will be given to the location of:
(1) The eligible applicants' home and place of business;
(2) Schools which the eligible applicant or members of the household
attend; and
(3) Agricultural activities which provide 25 percent or more of the
eligible applicants' annual income.
(s) NonFederal administration of temporary housing assistance. A State may
request authority to administer all or part of the temporary housing
assistance program in the Governor's request for a declaration or in a
subsequent written request to the Regional Administrator from the Governor
or his/her authorized representative. The Associate Director shall approve
such a request based on the Regional Administrator's recommendation and
based on a finding that State administration is both in the interest of
the Federal Government and those needing temporary housing assistance. The
State must have an approved plan prior to the incident and an approved
operational annex within 3 days of the declaration in order to administer
the program. When administering the program the State must comply with
FEMA program regulations and policies.
(1) State temporary housing assistance plan. (i) States which have an
interest in administering the Temporary Housing Assistance program shall
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be required to develop a plan that includes, at a minimum, the items
listed below:
(A) Assignment of temporary housing assistance responsibilities to State
and/or local officials and agencies;
(B) A description of the program, its functions, goals and objectives of
the program, and proposed organization and staffing plan;
(C) Procedures for:
(1) Accepting applications at Disaster Application Centers and
subsequently at a State established disaster housing office;
(2) Determining eligibility utilizing FEMA's habitability contract and
notifying applicants of the determination;
(3) Preventing duplication of benefits between temporary housing
assistance and assistance from other means, as well as a recoupment
procedure when duplication occurs;
(4) Providing the various types of assistance (home repairs, existing
rental resources, transient accommodations, and mobile homes);
(5) Providing furniture assistance;
(6) Recertifying occupants for continued assistance;
(7) Terminating assistance;
(8) Contracting for services and/or supplies;
(9) Quality control;
(10) Maintaining a management information system;
(11) Financial management;
(12) Public information;
(13) Processing appeals; and
(14) Arranging for a program review.
(ii) The Governor or his/her designee may request the Regional
Administrator to provide technical assistance in the preparation of an
administrative plan.
(iii) The Governor or designee shall submit the plan to the Regional
Administrator for approval. Plans shall be revised, as necessary, and
shall be reviewed at least annually by the Regional Administrator.
(2) Operational annex. Prior to the State administering the program, the
state must submit an operational annex which tailors the approved State
plan to the particular disaster or emergency. The annex must be reviewed
and approved by the Regional Administrator within 3 days of the
declaration or the State shall not be permitted to administer the program.
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The operational annex shall include but not be limited to:
(i) Organization and staffing specific to the major disaster or emergency;
(ii) Pertinent goals and management objectives;
(iii) A proposed budget; and
(iv) A narrative which describes methods for orderly tracking and
processing of applications; assuring timely delivery of assistance;
identification of potential problem areas; and any deviations from the
approved plan. The Regional Administrator may require additional annexes
as necessary for subsequent phases of the operation.
(3) Evaluation of capability. State and local government assumption of the
temporary housing assistance program for a particular disaster shall be
approved by the Assistant Administrator for the Disaster Assistance
Directorate based on an evaluation of the capabilities and commitment of
the entity by the Regional Administrator. At a minimum, the evaluation
shall include a review of the following:
(i) The State temporary housing assistance plan which has been approved by
the Regional Administrator prior to the incident, and the specific
operational annex which has been approved in accordance with paragraph
(s)(2) of this section.
(ii) Past performance in administration of temporary housing assistance or
other similar operations;
(iii) Management and staff capabilities; and
(iv) Demonstrated understanding of the tasks to be performed.
(4) Grant application. Approval of funding shall be obtained through
submission of a project application by the State or local government
through the Governor's Authorized Representative. The State shall maintain
adequate documentation according to the requirements of 44 CFR part 13,
Uniform Administrative Requirements for Grants and Cooperative Agreements
to State and Local Governments, to enable analysis of the program. Final
reimbursement to the State, or final debt collection, shall be based on an
examination of the voucher filed by the State.
(5) Authorized costs. All expenditures associated with administering the
program are authorized if in compliance with 44 CFR 13.22, Allowable
Costs, and the associated OMB Circular A-87, Cost Principles for State and
Local Governments. Examples of program costs allowable under the Temporary
Housing Assistance program include home repairs, costs associated with
rental payments, reimbursements for temporary housing including transient
accommodations and commercial site rental, mobile home installation and
maintenance, mobile home private site development, cost of supplemental
assistance, mortgage and rental payments, other necessary costs, when
approved by the Assistant Administrator for the Disaster Assistance
Directorate. All contracts require the review and approval of the Regional
Administrator prior to award, in order to be considered as an authorized
expenditure.
(6) Federal monitoring and oversight. The Regional Administrator shall
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monitor State-administered activities since he/she remains responsible for
the overall delivery of temporary housing assistance. In addition, policy
guidance and interpretations to meet specific needs of a disaster shall be
provided through the oversight function.
(7) Technical assistance. The Regional Administrator shall provide
technical assistance as necessary to support State-administered operations
through training, procedural issuances, and by providing experienced
personnel to assist the State and local staff.
(8) Operational resources. The Regional Administrator shall make available
for use in State or locally administered temporary housing programs
Federal stand-by contracts, memoranda of understanding with Government and
voluntary agencies, and Federal property, such as government-owned mobile
homes and travel trailers.
(9) Program reviews and audits. The State shall conduct program review of
each operation. All operations are subject to Federal audit.
[55 FR 2296, Jan. 23, 1990, as amended at 61 FR 7224, Feb. 27, 1996; 64 FR
46853, Aug. 27, 1999; 67 FR 61460, Sept. 30, 2002; 74 FR 15347, Apr. 3,
2009]
Back to Top
§§206.102-206.109 [Reserved]
Back to Top
§206.110 Federal assistance to individuals and households.
(a) Purpose. This section implements the policy and procedures set forth
in section 408 of the Robert T. Stafford Disaster Relief and Emergency
Assistance Act, 42 U.S.C. 5174, as amended by the Disaster Mitigation Act
of 2000. This program provides financial assistance and, if necessary,
direct assistance to eligible individuals and households who, as a direct
result of a major disaster or emergency, have uninsured or under-insured,
necessary expenses and serious needs and are unable to meet such expenses
or needs through other means.
(b) Maximum amount of assistance. No individual or household will receive
financial assistance greater than $25,000 under this subpart with respect
to a single major disaster or emergency. FEMA will adjust the $25,000
limit annually to reflect changes in the Consumer Price Index (CPI) for
All Urban Consumers that the Department of Labor publishes.
(c) Multiple types of assistance. One or more types of housing assistance
may be made available under this section to meet the needs of individuals
and households in the particular disaster situation. FEMA shall determine
the appropriate types of housing assistance to be provided under this
section based on considerations of cost effectiveness, convenience to the
individuals and households and the suitability and availability of the
types of assistance. An applicant is expected to accept the first offer of
housing assistance; unwarranted refusal of assistance may result in the
forfeiture of future housing assistance. Temporary housing and repair
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assistance shall be utilized to the fullest extent practicable before
other types of housing assistance.
(d) Date of eligibility. Eligibility for Federal assistance under this
subpart will begin on the date of the incident that results in a
presidential declaration that a major disaster or emergency exists, except
that reasonable lodging expenses that are incurred in anticipation of and
immediately preceding such event may be eligible for Federal assistance
under this chapter.
(e) Period of assistance. FEMA may provide assistance under this subpart
for a period not to exceed 18 months from the date of declaration. The
Assistant Administrator for the Disaster Assistance Directorate may extend
this period if he/she determines that due to extraordinary circumstances
an extension would be in the public interest.
(f) Assistance not counted as income. Assistance under this subpart is not
to be counted as income or a resource in the determination of eligibility
for welfare, income assistance or income-tested benefit programs that the
Federal Government funds.
(g) Exemption from garnishment. All assistance provided under this subpart
is exempt from garnishment, seizure, encumbrance, levy, execution, pledge,
attachment, release or waiver. Recipients of rights under this provision
may not reassign or transfer the rights. These exemptions do not apply to
FEMA recovering assistance fraudulently obtained or misapplied.
(h) Duplication of benefits. In accordance with the requirements of
section 312 of the Stafford Act, 42 U.S.C. 5155, FEMA will not provide
assistance under this subpart when any other source has already provided
such assistance or when such assistance is available from any other
source. In the instance of insured applicants, we will provide assistance
under this subpart only when:
(1) Payment of the applicable benefits are significantly delayed;
(2) Applicable benefits are exhausted;
(3) Applicable benefits are insufficient to cover the housing or other
needs; or
(4) Housing is not available on the private market.
(i) Cost sharing. (1) Except as provided in paragraph (i)(2) of this
section, the Federal share of eligible costs paid under this subpart shall
be 100 percent.
(2) Federal and State cost shares for “Other Needs” assistance under
subsections 408 (e) and (f) of the Stafford Act will be as follows;
(i) The Federal share shall be 75 percent; and
(ii) The non-federal share shall be paid from funds made available by the
State. If the State does not provide the non-Federal share to FEMA before
FEMA begins to provide assistance to individuals and households under
subsection 408(e) of the Stafford Act, FEMA will still process
applications. The State will then be obliged to reimburse FEMA for the
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non-Federal cost share of such assistance on a monthly basis. If the State
does not provide such reimbursement on a monthly basis, then FEMA will
issue a Bill for Collection to the State on a monthly basis for the
duration of the program. FEMA will charge interest, penalties, and
administrative fees on delinquent Bills for Collection in accordance with
the Debt Collection Improvement Act. Cost shared funds, interest,
penalties and fees owed to FEMA through delinquent Bills for Collections
may be offset from other FEMA disaster assistance programs (i.e. Public
Assistance) from which the State is receiving, or future grant awards from
FEMA or other Federal Agencies. Debt Collection procedures will be
followed as outlined in 44 CFR part 11.
(j) Application of the Privacy Act. (1) All provisions of the Privacy Act
of 1974, 5 U.S.C. 552a, apply to this subpart. FEMA may not disclose an
applicant's record except:
(i) In response to a release signed by the applicant that specifies the
purpose for the release, to whom the release is to be made, and that the
applicant authorizes the release;
(ii) In accordance with one of the published routine uses in our system of
records; or
(iii) As provided in paragraph (j)(2) of this section.
(2) Under section 408(f)(2) of the Stafford Act, 42 U.S.C. 5174(f)(2),
FEMA must share applicant information with States in order for the States
to make available any additional State and local disaster assistance to
individuals and households.
(i) States receiving applicant information under this paragraph must
protect such information in the same manner that the Privacy Act requires
FEMA to protect it.
(ii) States receiving such applicant information shall not further
disclose the information to other entities, and shall not use it for
purposes other than providing additional State or local disaster
assistance to individuals and households.
(k) Flood Disaster Protection Act requirement. (1) The Flood Disaster
Protection Act of 1973, Public Law 93-234, as amended (42 U.S.C. 4106),
imposes certain restrictions on federal financial assistance for
acquisition and construction purposes. For the purpose of this paragraph,
financial assistance for acquisition or construction purposes means
assistance to an individual or household to buy, receive, build, repair or
improve insurable portions of a home and/or to purchase or repair
insurable contents. For a discussion of what elements of a home and
contents are insurable, See 44 CFR part 61, Insurance Coverage and Rates.
(2) Individuals or households that are located in a special flood hazard
area may not receive Federal Assistance for National Flood Insurance
Program (NFIP)—insurable real and/or personal property, damaged by a
flood, unless the community in which the property is located is
participating in the NFIP (See 44 CFR part 59.1), or the exception in 42
U.S.C. 4105(d) applies. However, if the community in which the damaged
property is located qualifies for and enters the NFIP during the six-month
period following the declaration, the Governor's Authorized Representative
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may request a time extension for FEMA (See §206.112) to accept
registrations and to process assistance applications in that community.
(3) Flood insurance purchase requirement: (i) As a condition of the
assistance and in order to receive any Federal assistance for future flood
damage to any insurable property, individuals and households named by FEMA
as eligible recipients under section 408 of the Stafford Act who receive
assistance, due to flood damages, for acquisition or construction purposes
under this subpart must buy and maintain flood insurance, as required in
42 U.S.C. 4012a, for at least the assistance amount. This applies only to
real and personal property that is in or will be in a designated Special
Flood Hazard Area and that can be insured under the National Flood
Insurance Program.
(A) If the applicant is a homeowner, flood insurance coverage must be
maintained at the address of the flood-damaged property for as long as the
address exists. The flood insurance requirement is reassigned to any
subsequent owner of the flood-damaged address.
(B) If the applicant is a renter, flood insurance coverage must be
maintained on the contents for as long as the renter resides at the
flood-damaged rental unit. The restriction is lifted once the renter moves
from the rental unit.
(C) When financial assistance is used to purchase a dwelling, flood
insurance coverage must be maintained on the dwelling for as long as the
dwelling exists and is located in a designated Special Flood Hazard Area.
The flood insurance requirement is reassigned to any subsequent owner of
the dwelling.
(ii) FEMA may not provide financial assistance for acquisition or
construction purposes to individuals or households who fail to buy and
maintain flood insurance required under paragraph (k)(3)(i) of this
section or required by the Small Business Administration.
(l) Environmental requirements. Assistance provided under this subpart
must comply with the National Environmental Policy Act (NEPA) and other
environmental laws and Executive Orders, consistent with 44 CFR part 10.
(m) Historic preservation. Assistance provided under this subpart
generally does not have the potential to affect historic properties and
thus is exempted from review in accordance with section 106 of the
National Historic Preservation Act, with the exception of ground
disturbing activities and construction related to §§206.117(b)(1)(ii)
(Temporary housing), 206.117(b)(3) (Replacement housing), and
206.117(b)(4) (Permanent housing construction).
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]
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§206.111 Definitions.
Adequate, alternate housing means housing that accommodates the needs of
the occupants; is within the normal commuting patterns of the area or is
within reasonable commuting distance of work, school, or agricultural
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activities that provide over 50 percent of the household income; and is
within the financial ability of the occupant.
Alternative housing resources means any housing that is available or can
quickly be made available in lieu of permanent housing construction and is
cost-effective when compared to permanent construction costs. Some
examples are rental resources, mobile homes and travel trailers.
Applicant means an individual or household who has applied for assistance
under this subpart.
Assistance from other means includes monetary or in-kind contributions
from voluntary or charitable organizations, insurance, other governmental
programs, or from any sources other than those of the applicant.
Dependent means someone who is normally claimed as such on the Federal tax
return of another, according to the Internal Revenue Code. It may also
mean the minor children of a couple not living together, where the
children live in the affected residence with the parent or guardian who
does not actually claim them on the tax return.
Displaced applicant means one whose primary residence is uninhabitable,
inaccessible, made unavailable by the landlord (to meet their disaster
housing need) or not functional as a direct result of the disaster and has
no other housing available in the area, i.e., a secondary home or vacation
home.
Effective date of assistance means the date that the applicant was
determined eligible for assistance.
Eligible hazard mitigation measures are home improvements that an
applicant can accomplish in order to reduce or prevent future disaster
damages to essential components of the home.
Fair market rent means housing market-wide estimates of rents that provide
opportunities to rent standard quality housing throughout the geographic
area in which rental housing units are in competition. The fair market
rent rates applied are those identified by the Department of Housing and
Urban Development as being adequate for existing rental housing in a
particular area.
Financial ability means the applicant's capability to pay housing costs.
If the household income has not changed subsequent to or as a result of
the disaster then the determination is based upon the amount paid for
housing before the disaster. If the household income is reduced as a
result of the disaster then the applicant will be deemed capable of paying
30 percent of gross post disaster income for housing. When computing
financial ability, extreme or unusual financial circumstances may be
considered by the Regional Administrator.
Financial assistance means cash that may be provided to eligible
individuals and households, usually in the form of a check or electronic
funds transfer.
Functional means an item or home capable of being used for its intended
purpose.

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Household means all persons (adults and children) who lived in the
pre-disaster residence who request assistance under this subpart, as well
as any persons, such as infants, spouse, or part-time residents who were
not present at the time of the disaster, but who are expected to return
during the assistance period.
Housing costs means rent and mortgage payments, including principal,
interest, real estate taxes, real property insurance, and utility costs.
Inaccessible means as a result of the incident, the applicant cannot
reasonably be expected to gain entry to his or her pre-disaster residence
due to the disruption, or destruction, of access routes or other
impediments to access, or restrictions placed on movement by a responsible
official due to continued health, safety or security problems.
In-kind contributions mean something other than monetary assistance, such
as goods, commodities or services.
Lodging expenses means expenses for reasonable short-term accommodations
that individuals or households incur in the immediate aftermath of a
disaster. Lodging expenses may include but are not limited to the cost of
brief hotel stays.
Manufactured housing sites means those sites used for the placement of
government or privately owned mobile homes, travel trailers, and other
manufactured housing units, including:
(1) Commercial site, a site customarily leased for a fee, which is fully
equipped to accommodate a housing unit;
(2) Private site, a site that the applicant provides or obtains at no cost
to the Federal Government, complete with utilities; and
(3) Group site, a site provided by the State or local government that
accommodates two or more units and is complete with utilities.
Necessary expense means the cost associated with acquiring an item or
items, obtaining a service, or paying for any other activity that meets a
serious need.
Occupant means a resident of a housing unit.
Owner-occupied means that the residence is occupied by:
(1) The legal owner;
(2) A person who does not hold formal title to the residence and pays no
rent, but is responsible for the payment of taxes or maintenance of the
residence; or
(3) A person who has lifetime occupancy rights with formal title vested in
another.
Permanent housing plan means a realistic plan that, within a reasonable
timeframe, puts the disaster victim back into permanent housing that is
similar to the victim's pre-disaster housing situation. A reasonable
timeframe includes sufficient time for securing funds, locating a
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permanent dwelling, and moving into the dwelling.
Primary residence means the dwelling where the applicant normally lives,
during the major portion of the calendar year; or the dwelling that is
required because of proximity to employment, including agricultural
activities, that provide 50 percent of the household's income.
Reasonable commuting distance means a distance that does not place undue
hardship on an applicant. It also takes into consideration the traveling
time involved due to road conditions, e.g., mountainous regions or bridges
out and the normal commuting patterns of the area.
Safe means secure from disaster-related hazards or threats to occupants.
Sanitary means free of disaster-related health hazards.
Serious need means the requirement for an item, or service, that is
essential to an applicant's ability to prevent, mitigate, or overcome a
disaster-related hardship, injury or adverse condition.
Significantly delayed means the process has taken more than 30 days.
Uninhabitable means the dwelling is not safe, sanitary or fit to occupy.
We, our, and us mean FEMA.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]
Back to Top
§206.112 Registration period.
(a) Initial period. The standard FEMA registration period is 60 days
following the date that the President declares an incident a major
disaster or an emergency.
(b) Extension of the registration period. The regional administrator or
his/her designee may extend the registration period when the State
requests more time to collect registrations from the affected population.
The Regional Administrator or his/her designee may also extend the
standard registration period when necessary to establish the same
registration deadline for contiguous counties or States.
(c) Late registrations. After the standard or extended registration period
ends, FEMA will accept late registrations for an additional 60 days. We
will process late registrations for those registrants who provide suitable
documentation to support and justify the reason for the delay in their
registration.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]
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§206.113 Eligibility factors.

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(a) Conditions of eligibility. In general, FEMA may provide assistance to
individuals and households who qualify for such assistance under section
408 of the Stafford Act and this subpart. FEMA may only provide
assistance:
(1) When the individual or household has incurred a disaster-related
necessary expense or serious need in the state in which the disaster has
been declared, without regard to their residency in that state;
(2) In a situation where the applicant has insurance, when the individual
or household files a claim with their insurance provider for all
potentially applicable types of insurance coverage and the claim is
denied;
(3) In a situation where the applicant has insurance, when the insured
individual or household's insurance proceeds have been significantly
delayed through no fault of his, her or their own, and the applicant has
agreed to repay the assistance to FEMA or the State from insurance
proceeds that he, she or they receive later;
(4) In a situation where the applicant has insurance, when the insured
individual or household's insurance proceeds are less than the maximum
amount of assistance FEMA can authorize and the proceeds are insufficient
to cover the necessary expenses or serious needs;
(5) In a situation where the applicant has insurance, when housing is not
available on the private market;
(6) In a situation where the applicant has insurance, when the insured
individual or household has accepted all assistance from other sources for
which he, she, or they are eligible, including insurance, when the insured
individual or household's insurance proceeds and all other assistance are
less than the maximum amount of assistance FEMA can authorize and the
proceeds are insufficient to cover the necessary expense or serious needs;
(7) When the applicant agrees to refund to FEMA or the State any portion
of the assistance that the applicant receives or is eligible to receive as
assistance from another source;
(8) With respect to housing assistance, if the primary residence has been
destroyed, is uninhabitable, or is inaccessible; and
(9) With respect to housing assistance, if a renter's primary residence is
no longer available as a result of the disaster.
(b) Conditions of ineligibility. We may not provide assistance under this
subpart:
(1) For housing assistance, to individuals or households who are displaced
from other than their pre-disaster primary residence;
(2) For housing assistance, to individuals or households who have adequate
rent-free housing accommodations;
(3) For housing assistance, to individuals or households who own a
secondary or vacation residence within reasonable commuting distance to
the disaster area, or who own available rental property that meets their
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temporary housing needs;
(4) For housing assistance, to individuals or households who evacuated the
residence in response to official warnings solely as a precautionary
measure and who are able to return to the residence immediately after the
incident;
(5) For housing assistance, for improvements or additions to the
pre-disaster condition of property, except those required to comply with
local and State ordinances or eligible mitigation measures;
(6) To individuals or households who have adequate insurance coverage and
where there is no indication that insurance proceeds will be significantly
delayed, or who have refused assistance from insurance providers;
(7) To individuals or households whose damaged primary residence is
located in a designated special flood hazard area, and in a community that
is not participating in the National Flood Insurance Program, except that
financial assistance may be provided to rent alternate housing and for
medical, dental, funeral expenses and uninsurable items to such
individuals or households. However, if the community in which the damaged
property is located qualifies for and enters the NFIP during the six-month
period following the declaration then the individual or household may be
eligible;
(8) To individuals or households who did not fulfill the condition to
purchase and maintain flood insurance as a requirement of receiving
previous Federal disaster assistance;
(9) For business losses, including farm businesses and self-employment; or
(10) For any items not otherwise authorized by this section.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]
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§206.114 Criteria for continued assistance.
(a) FEMA expects all recipients of assistance under this subpart to obtain
and occupy permanent housing at the earliest possible time. FEMA may
provide continued housing assistance during the period of assistance, but
not to exceed the maximum amount of assistance for the program, based on
need, and generally only when adequate, alternate housing is not available
or when the permanent housing plan has not been fulfilled through no fault
of the applicant.
(b) Additional criteria for continued assistance. (1) All applicants
requesting continued rent assistance must establish a realistic permanent
housing plan no later than the first certification for continued
assistance. Applicants will be required to provided documentation showing
that they are making efforts to obtain permanent housing.
(2) Applicants requesting continued rent assistance must submit rent
receipts to show that they have exhausted the FEMA rent funds, and provide
documentation identifying the continuing need.
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(3) FEMA generally expects that pre-disaster renters will use their
initial rental assistance to obtain permanent housing. However, we may
certify them, during the period of assistance, for continued rent
assistance when adequate, alternate housing is not available, or when they
have not realized a permanent housing plan through no fault of their own.
(4) FEMA may certify pre-disaster owners for continued rent assistance,
during the period of assistance, when adequate, alternate housing is not
available, or when they have not realized a permanent housing plan through
no fault of their own.
(5) Individuals or households requesting additional repair assistance will
be required to submit information and/or documentation identifying the
continuing need.
(6) Individuals or households requesting additional assistance for
personal property, transportation, medical, dental, funeral, moving and
storage, or other necessary expenses and serious needs will be required to
submit information and/or documentation identifying the continuing need.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]
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§206.115 Appeals.
(a) Under the provisions of section 423 of the Stafford Act, applicants
for assistance under this subpart may appeal any determination of
eligibility for assistance made under this subpart. Applicants must file
their appeal within 60 days after the date that we notify the applicant of
the award or denial of assistance. Applicants may appeal the following:
(1) Eligibility for assistance, including recoupment;
(2) Amount or type of assistance;
(3) Cancellation of an application;
(4) The rejection of a late application;
(5) The denial of continued assistance under §206.114, Criteria for
continued assistance;
(6) FEMA's intent to collect rent from occupants of a housing unit that
FEMA provides;
(7) Termination of direct housing assistance;
(8) Denial of a request to purchase a FEMA-provided housing unit at the
termination of eligibility;
(9) The sales price of a FEMA-provided housing unit they want to purchase;
or
(10) Any other eligibility-related decision.
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(b) Appeals must be in writing and explain the reason(s) for the appeal.
The applicant or person who the applicant authorizes to act on his or her
behalf must sign the appeal. If someone other than the applicant files the
appeal, then the applicant must also submit a signed statement giving that
person authority to represent him, her or them.
(c) Applicants must appeal to the Regional Administrator or his/her
designee for decisions made under this subpart, unless FEMA has made a
grant to the State to provide assistance to individuals and households
under §206.120(a), State administration of other needs assistance; then
the applicant must appeal to the State.
(d) An applicant may ask for a copy of information in his or her file by
writing to FEMA or the State as appropriate. If someone other than the
applicant is submitting the request, then the applicant must also submit a
signed statement giving that person authority to represent him or her.
(e) The appropriate FEMA or State program official will notify the
applicant in writing of the receipt of the appeal.
(f) The Regional Administrator or his/her designee or appropriate State
official will review the original decision after receiving the appeal.
FEMA or the State, as appropriate, will give the appellant a written
notice of the disposition of the appeal within 90 days of the receiving
the appeal. The decision of the appellate authority is final.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]
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§206.116 Recovery of funds.
(a) The applicant must agree to repay to FEMA (when funds are provided by
FEMA) and/or the State (when funds are provided by the State) from
insurance proceeds or recoveries from any other source an amount
equivalent to the value of the assistance provided. In no event must the
amount repaid to FEMA and/or the State exceed the amount that the
applicant recovers from insurance or any other source.
(b) An applicant must return funds to FEMA and/or the State (when funds
are provided by the State) when FEMA and/or the State determines that the
assistance was provided erroneously, that the applicant spent the funds
inappropriately, or that the applicant obtained the assistance through
fraudulent means.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]
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§206.117 Housing assistance.
(a) Definitions. The definitions in this paragraph apply to this section
only.

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“Caused by the disaster” means as a direct result of a peril identified in
the Federal Register Notice of a Presidentially-declared major disaster or
emergency, the component is no longer functional.
“Real Property Component” or “Component” means each individual part of a
dwelling that makes it habitable, as enumerated in paragraph (b)(2)(ii) of
this section.
“Semi-Permanent Housing” means housing designed and constructed with
finishes, material, and systems selected for moderate (or better) energy
efficiency, maintenance, and life cycle cost, and with a life expectancy
of more than 5 years but less than 25 years.
(b) Types of housing assistance—(1) Temporary housing assistance—(i)
Financial assistance. Eligible individuals and households may receive
financial assistance to rent alternate housing resources, existing rental
units, manufactured housing, recreational vehicles, or other readily
fabricated dwellings. FEMA may also provide assistance for the reasonable
cost of any transportation, utility hookups, or installation of a
manufactured housing unit or recreational vehicle to be used for housing.
This includes reimbursement for reasonable short-term lodging expenses
that individuals or households incur in the immediate aftermath of a
disaster.
(A) FEMA will include all members of a pre-disaster household in a single
registration and will provide assistance for one temporary housing
residence, unless the Regional Administrator or his/her designee
determines that the size or nature of the household requires that we
provide assistance for more than one residence.
(B) FEMA will base the rental assistance on the Department of Housing and
Urban Development's current fair market rates for existing rental units.
FEMA will further base the applicable rate on the household's bedroom
requirement and the location of the rental unit.
(C) All utility costs and utility security deposits are the responsibility
of the occupant except where the utility does not meter utility services
separately and utility services are a part of the rental charge.
(D) The occupant is responsible for all housing security deposits. In
extraordinary circumstances, the Regional Administrator or his/her
designee may authorize the payment of security deposits; however, the
owner or occupant must reimburse the full amount of the security deposit
to the Federal Government before or at the time that the temporary housing
assistance ends.
(ii) Direct assistance. (A) FEMA may provide direct assistance in the form
of purchased or leased temporary housing units directly to individuals or
households who lack available housing resources and would be unable to
make use of the assistance provided under paragraph (b)(1)(i) of this
section.
(B) FEMA will include all members of a pre-disaster household in a single
application and will provide assistance for one temporary housing
residence, unless the Regional Administrator or his/her designee
determines that the size or nature of the household requires that we
provide assistance for more than one residence.
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(C) Any site upon which a FEMA-provided housing unit is placed must comply
with applicable State and local codes and ordinances, as well as 44 CFR
part 9, Floodplain Management and Protection of Wetlands, and 44 CFR part
10, Environmental Considerations, and all other applicable environmental
laws and Executive Orders.
(D) All utility costs and utility security deposits are the responsibility
of the occupant except where the utility does not meter utility services
separately and utility services are a part of the rental charge.
(E) FEMA-provided or funded housing units may be placed in the following
locations:
(1) A commercial site that is complete with utilities; when the Regional
Administrator or his/her designee determines that the upgrading of
commercial sites, or installation of utilities on such sites, will provide
more cost-effective, timely and suitable temporary housing than other
types of resources, then Federal assistance may be authorized for such
actions.
(2) A private site that an applicant provides, complete with utilities;
when the Regional Administrator or his/her designee determines that the
cost of installation or repairs of essential utilities on private sites
will provide more cost effective, timely, and suitable temporary housing
than other types of resources, then Federal assistance may be authorized
for such actions.
(3) A group site that the State or local government provides that
accommodates two or more units and is complete with utilities; when the
Regional Administrator or his/her designee determines that the cost of
developing a group site provided by the State or local government, to
include installation or repairs of essential utilities on the sites, will
provide more cost effective, timely, and suitable temporary housing than
other types of resources, then Federal assistance may be authorized for
such actions.
(4) A group site provided by FEMA, if the Regional Administrator or
his/her designee determines that such a site would be more economical or
accessible than one that the State or local government provides.
(F) After the end of the 18-month period of assistance, FEMA may begin to
charge up to the fair market rent rate for each temporary housing unit
provided. We will base the rent charged on the number of bedrooms occupied
and needed by the household. When establishing the amount of rent, FEMA
will take into account the financial ability of the household.
(G) We may terminate direct assistance for reasons that include, but are
not limited to, the following:
(1) The period of assistance expired under §206.110(e) and has not been
extended;
(2) Adequate alternate housing is available to the occupant(s);
(3) The occupant(s) obtained housing assistance through either
misrepresentation or fraud;
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(4) The occupant(s) failed to comply with any term of the lease/rental
agreement or other rules of the site where the unit is located.
(5) The occupant(s) does not provide evidence documenting that they are
working towards a permanent housing plan.
(H) FEMA will provide a 15 day written notice when initiating the
termination of direct assistance that we provide under our lease
agreements. This notice will specify the reasons for termination of
assistance and occupancy, the date of termination, the procedure for
appealing the determination, and the occupant's liability for such
additional charges as the Regional Administrator or his/her designee deems
appropriate after the termination date, including fair market rent for the
unit.
(I) Duplication of benefits may occur when an applicant has additional
living expense insurance benefits to cover the cost of renting alternate
housing. In these instances, FEMA may provide a temporary housing unit if
adequate alternate housing is not available, or if doing so is in the best
interest of the household and the government. We will establish fair
market rent, not to exceed insurance benefits available.
(2) Repairs. (i) FEMA may provide financial assistance for the repair of
real property components in an owner's primary residence if:
(A) The eligibility criteria in §206.113 are met;
(B) The component was functional immediately before the declared event;
(C) The component was damaged, and the damage was caused by the disaster;
(D) The damage to the component is not covered by insurance; and
(E) Repair of the component is necessary to ensure the safety or health of
the occupant or to make the residence functional.
(ii) FEMA may provide financial assistance for the repair of:
(A) Structural components of the residence. This includes real property
components, such as the foundation, exterior walls, and roof.
(B) Windows and doors.
(C) The Heating, Ventilation and Air Conditioning system.
(D) Utility systems. This includes electrical, gas, water and sewage
systems.
(E) Interior components. This includes, but is not limited to, the
structure's floors, walls, ceilings, and cabinetry.
(F) The structure's access and egress, including privately owned access
roads and privately owned bridges.
(G) Blocking, leveling, and anchoring of a mobile home, and reconnecting
or resetting mobile home sewer, water, electrical and fuel lines and

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tanks.
(H) Items or services determined to be eligible hazard mitigation measures
that reduce the likelihood of future damage to the residence, utilities,
or infrastructure.
(iii) The components that may be deemed eligible for repair assistance,
and the type of repairs authorized, will vary depending upon the nature of
the disaster. Repairs are limited to restoration of the dwelling to a safe
and sanitary living or functioning condition. Repair assistance will only
be provided to the extent that the work makes the component functional.
FEMA may provide for the replacement of components if repair is not
feasible. The repairs of components must be of average quality, size, and
capacity, taking into consideration the needs of the occupant.
(iv) Components that were functional immediately before the declared event
may be eligible for repair assistance if the damage to the component was
caused by the disaster and the component is no longer functional.
(v) Eligible individuals or households may receive up to the maximum
amount of assistance (See §206.110(b) of this part) to repair damages to
their primary residence irrespective of other financial resources, except
insurance proceeds.
(vi) The individual or household is responsible for obtaining all local
permits or inspections that applicable State or local building codes may
require.
(vii) If the applicant disputes a determination made by FEMA regarding
eligibility for repair assistance, the applicant may appeal that
determination pursuant to the procedures in §206.115 of this part. In
addition to the requirements in §206.115, the applicant must provide proof
that the component meets the requirements of paragraph (b)(2)(i) of this
section, including that the component was functional before the declared
event and proof that the declared event caused the component to stop
functioning. If the applicant disputes the amount of repair assistance
awarded, the applicant must also provide justification for the amount
sought.
(3) Housing replacement. (i) FEMA may provide financial assistance for the
replacement of an owner's primary residence if:
(A) The eligibility criteria in §206.113 of this part are met;
(B) The residence was functional immediately before the disaster;
(C) The residence was destroyed, and the damage was caused by, the
disaster;
(D) The damage to the residence is not covered by insurance;
(E) Repair is not feasible, will not ensure the safety or health of the
occupant, or will not make the residence functional; and
(F) Replacement is necessary to ensure the safety or health of the
occupant.

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(ii) All replacement assistance awards must be approved by the Regional
Administrator or his/her designee. If replacement assistance is granted,
the applicant may either use the maximum amount of assistance (See
§206.110(b) of this part) to replace the dwelling in its entirety, or may
use the assistance toward the cost of acquiring a new permanent residence.
(iii) Housing replacement assistance will be based on the verified
disaster-related level of damage to the dwelling, or the statutory maximum
(See §206.110(b) of this part), whichever is less.
(iv) If the applicant disputes a determination made by FEMA regarding
eligibility for replacement assistance, the applicant may appeal that
determination pursuant to the procedures in §206.115 of this part. In
addition to the requirements in §206.115, the applicant must provide proof
that repair is not feasible, or will not ensure the safety or health of
the occupant or make the residence functional. If the applicant disputes
the amount of replacement assistance awarded, the applicant must also
provide justification for the amount sought.
(4) Permanent and semi-permanent housing construction. (i) FEMA may
provide financial or direct assistance to applicants for the purpose of
constructing permanent and semi-permanent housing if:
(A) The eligibility criteria in §206.113 of this part are met;
(B) The residence was functional immediately before the declared event;
(C) The residence was damaged by the event;
(D) The damage to the residence is not covered by insurance;
(E) The residence was an owner-occupied primary residence; and
(F) The residence is located in an insular area outside the continental
United States or in another location where alternative housing resources
are not available and the types of financial or direct temporary housing
assistance described in paragraphs (b)(1), (2), and (3) of this section
are unavailable, infeasible, or not cost-effective.
(ii) Permanent and semi-permanent housing construction, in general, must
be consistent with current minimal local building codes and standards
where they exist, or minimal acceptable construction industry standards in
the area, including reasonable hazard mitigation measures, and Federal
environmental laws and regulations. Dwellings will be of average quality,
size and capacity, taking into consideration the needs of the occupant.
(iii) If the applicant disputes a determination made by FEMA regarding
eligibility for construction assistance, the applicant may appeal that
determination pursuant to the procedures in §206.115 of this part. In
addition to the requirements in §206.115, the applicant must provide proof
that the property is either located in an insular area outside the
continental United States, or in a location where alternative housing
resources are not available. The applicant must also provide proof that
the types of financial or direct temporary housing assistance described in
paragraph (b)(1) of this section are unavailable, infeasible, or not cost
effective. If the applicant disputes the amount of construction assistance
awarded, the applicant must also provide justification for the amount
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sought.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002, as amended at 78
FR 66856, Nov. 7, 2013]
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§206.118 Disposal of housing units.
(a) FEMA may sell housing units purchased under §206.117(b)(1)(ii),
Temporary housing, direct assistance, as follows:
(1) Sale to an applicant.
(i) Sale to the individual or household occupying the unit, if the
occupant lacks permanent housing, has a site that complies with local
codes and ordinances and part 9 of this Title.
(ii) Adjustment to the sales price. FEMA may approve adjustments to the
sales price when selling a housing unit to the occupant of a unit if the
purchaser is unable to pay the fair market value of the home or unit and
when doing so is in the best interest of the applicant and FEMA.
(iii) FEMA may sell a housing unit to the occupant only on the condition
that the purchaser agrees to obtain and maintain hazard insurance, as well
as flood insurance on the unit if it is or will be in a designated Special
Flood Hazard Area.
(2) Other methods of disposal:
(i) FEMA may sell, transfer, donate, or otherwise make a unit available
directly to a State or other governmental entity, or to a voluntary
organization, for the sole purpose of providing temporary housing to
disaster victims in major disasters and emergencies. As a condition of the
sale, transfer, or donation, or other method of provision, the State,
governmental entity, or voluntary organization must agree to:
(A) Comply with the nondiscrimination provisions of the Stafford Act, 42
U.S.C. 5151; and
(B) Obtain and maintain hazard insurance on the unit, as well as flood
insurance if the housing unit is or will be in a designated Special Flood
Hazard Area.
(ii) FEMA may also sell housing units at a fair market value to any other
person.
(b) A unit will be sold “as is, where is”, except for repairs FEMA deems
necessary to protect health or safety, which are to be completed before
the sale. There will be no implied warranties. In addition, FEMA will
inform the purchaser that he/she may have to bring the unit up to codes
and standards that are applicable at the proposed site.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]

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Back to Top
§206.119 Financial assistance to address other needs.
(a) Purpose. FEMA and the State may provide financial assistance to
individuals and households who have other disaster-related necessary
expenses or serious needs. To qualify for assistance under this section,
an applicant must also:
(1) Apply to the United States Small Business Administration's (SBA)
Disaster Home Loan Program for all available assistance under that
program; and
(2) Be declined for SBA Disaster Home Loan Program assistance; or
(3) Demonstrate that the SBA assistance received does not satisfy their
total necessary expenses or serious needs arising out of the major
disaster.
(b) Types of assistance. (1) Medical, dental, and funeral expenses. FEMA
may provide financial assistance for medical, dental and funeral items or
services to meet the disaster-related necessary expenses and serious needs
of individuals and households.
(2) Personal property, transportation, and other expenses.
(i) FEMA may provide financial assistance for personal property and
transportation items or services to meet the disaster-related necessary
expenses and serious needs of individuals and households.
(ii) FEMA may provide financial assistance for other items or services
that are not included in the specified categories for other assistance but
which FEMA approves, in coordination with the State, as eligible to meet
unique disaster-related necessary expenses and serious needs of
individuals and households.
(c) Eligible costs—(1) Personal property. Necessary expenses and serious
needs for repair or replacement of personal property are generally limited
to the following:
(i) Clothing;
(ii) Household items, furnishings or appliances;
(iii) Tools, specialized or protective clothing, and equipment required by
an employer as a condition of employment;
(iv) Computers, uniforms, schoolbooks and supplies required for
educational purposes; and
(v) Cleaning or sanitizing any eligible personal property item.
(2) Transportation. Necessary expenses or serious needs for transportation
are generally limited to the following:
(i) Repairing or replacing vehicles; and

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(ii) Financial assistance for public transportation and any other
transportation related costs or services.
(3) Medical expenses. Medical expenses are generally limited to the
following:
(i) Medical costs;
(ii) Dental costs; and
(iii) Repair or replacement of medical equipment.
(4) Funeral expenses. Funeral expenses are generally limited to the
following
(i) Funeral services;
(ii) Burial or cremation; and
(iii) Other related funeral expenses.
(5) Moving and storage expenses. Necessary expenses and serious needs
related to moving and storing personal property to avoid additional
disaster damage generally include storage of personal property while
disaster-related repairs are being made to the primary residence, and
return of the personal property to the individual or household's primary
residence.
(6) Other. Other disaster-related expenses not addressed in this section
may include:
(i) The purchase of a Group Flood Insurance Policy as described in
paragraph (d) of this section.
(ii) Other miscellaneous items or services that FEMA, in consultation with
the State, determines are necessary expenses and serious needs.
(d) Group Flood Insurance purchase. Individuals identified by FEMA as
eligible for “Other Needs” assistance under section 408 of the Stafford
Act as a result of flood damage caused by a Presidentially-declared major
disaster and who reside in a special flood hazard area (SFHA) may be
included in a Group Flood Insurance Policy (GFIP) established under the
National Flood Insurance Program (NFIP) regulations at 44 CFR 61.17.
(1) The premium for the GFIP is a necessary expense within the meaning of
this section. FEMA or the State shall withhold this portion of the Other
Needs award and provide it to the NFIP on behalf of individuals and
households who are eligible for coverage. The coverage shall be equivalent
to the maximum assistance amount established under section 408 of the
Stafford Act.
(2) FEMA or the State IHP staff shall provide the NFIP with records of
individuals who received an “Other Needs” award and are to be insured
through the GFIP. Records of “Other Needs” applicants to be insured shall
be accompanied by payments to cover the premium amounts for each applicant
for the 3-year policy term. The NFIP will then issue a Certificate of
Flood Insurance to each applicant. Flood insurance coverage becomes
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effective on the 30th day following the receipt of records of GFIP
insureds and their premium payments from the State or FEMA, and such
coverage terminates 36 months from the inception date of the GFIP, which
is 60 days from the date of the disaster declaration.
(3) Insured applicants would not be covered if they are determined to be
ineligible for coverage based on a number of exclusions established by the
NFIP. Therefore, once applicants/policyholders receive the Certificate of
Flood Insurance that contains a list of the policy exclusions, they should
review that list to see if they are ineligible for coverage. Those
applicants who fail to do this may find that their property is, in fact,
not covered by the insurance policy when the next flooding incident occurs
and they file for losses. Once the applicants find that their damaged
buildings, contents, or both, are ineligible for coverage, they should
notify the NFIP in writing in order to have their names removed from the
GFIP, and to have the flood insurance maintenance requirement expunged
from the data-tracking system.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, Oct. 9, 2002]
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§206.120 State administration of other needs assistance.
(a) State administration of other needs assistance. A State may request a
grant from FEMA to provide financial assistance to individuals and
households in the State under §206.119. The State may also expend
administrative costs not to exceed 5 percent of the amount of the grant in
accordance with section 408(f)(1)(b) of the Stafford Act. Any State that
administers the program to provide financial assistance to individuals and
households must administer the program consistent with §206.119 and the
State Administrative Option and the State Administrative Plan that we
describe at paragraph (b) and (c) of this section.
(b) State administrative options. The delivery of assistance under
§206.119 is contingent upon the State choosing an administrator for the
assistance. The State may either request that FEMA administer the
assistance or the State may request a grant from FEMA for State
administration. The Governor or designee will execute the State
Administrative Option annually. During non-disaster periods the State may
submit any proposed amendments to the administrative option in writing to
the FEMA Regional Administrator. FEMA shall review the request and respond
to the Governor or his/her designee within 45 days of receipt of the
proposed amendment;
(c) State Administrative Plan (SAP). The delivery of assistance by a State
under this section is contingent upon approval of a SAP, which describes
the procedures the State will use to deliver assistance under section 408
of the Stafford Act, 42 U.S.C. 5174, when a State requests a grant to
administer Other Needs assistance. All implementation procedures must be
in compliance with Federal laws and requirements, State laws and
procedures, and paragraphs (c) and (d) of this section.
(1) Timeframe for submission of SAP. A signed SAP, or renewal, must be
provided to the FEMA Regional Administrator prior to November 30 of each
year. A SAP shall be effective for at least one year, and must be
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resubmitted in full every three years.
(2) Renewals. Annual updates/revisions to the SAP must be submitted by
November 30 of each year for FEMA's review and approval by December 31. If
the SAP does not need to be updated/revised, a letter from the State
stating the SAP is still current must be submitted by November 30 to
document the SAP submission requirement.
(3) Amendments. The State may request amendments to the SAP at any time.
An amendment is effective upon signature by the FEMA Regional
Administrator and the Governor or his/her designee. The State may request
an amendment to the administrative plan as follows:
(i) During non-disaster periods. The State may submit any proposed
amendments to the SAP in writing to the FEMA Regional Administrator. FEMA
shall review the request and respond to the Governor or his/her designee
within 45 days of receipt of the proposed amendment;
(ii) During Presidentially-declared disasters. The State shall submit any
proposed amendments to the SAP in writing to FEMA within three days after
disaster declaration. FEMA shall review the request and respond to the
Governor or his/her designee within three days of receipt.
(d) State administrative plan requirements. The State shall develop a plan
for the administration of the Other Needs assistance that describes, at a
minimum, the following items:
(1) Assignment of grant program responsibilities to State officials or
agencies.
(2) Staffing Schedule that identifies the position, salary and percent of
time for each staff person assigned to program administration and/or
implementation.
(3) Procedures for interaction with applicants:
(i) Procedures for notifying potential applicants of the availability of
the program, to include the publication of application deadlines,
pertinent program descriptions, and further program information on the
requirements which must be met by the applicant in order to receive
assistance;
(ii) Procedures for registration and acceptance of applications, including
late applications, up to the prescribed time limitations as described in
§206.112;
(iii) Procedures for damage inspection and/or other verifications.
(iv) Eligibility determinations.
(A) Under a cooperative agreement: The procedure for eligibility
determinations when the FEMA application and inspection systems are used
by the State but additional eligibility criteria are necessary to make
State eligibility determinations.
(B) Under a grant: The procedure for eligibility determinations when the
FEMA application and inspection systems are not used by the State,
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including the method for determination of costs for personal property and
provision of a standard list for personal property items with allowable
costs identified for each item.
(v) Procedures for checking compliance for mandated flood insurance in
accordance with §206.110(k);
(vi) Procedures for notifying applicants of the State's eligibility
decision;
(vii) Procedures for disbursement of funds to applicants;
(viii) Procedures for applicant appeal processing. Procedures must provide
for any appealable determination as identified in §206.115(a);
(ix) Procedures for expeditious reporting of allegations of fraud, waste
or abuse to DHS Office of Inspector General.
(x) Capacity to investigate allegations of waste, fraud and abuse
independently if requested by DHS OIG, or in conjunction with DHS OIG.
(xi) Provisions for safeguarding the privacy of applicants and the
confidentiality of information, in accordance with §206.110(j).
(xii) Provisions for complying with §206.116(b), Recovery of funds.
(4) Procedures for financial management, accountability and oversight.
(i) Procedures for verifying by random sample that assistance funds are
meeting applicants' needs, are not duplicating assistance from other
means, and are meeting flood insurance requirements.
(ii) Provisions for specifically identifying, in the accounts of the
State, all Federal and State funds committed to each grant program; and
for immediately returning, upon discovery, all Federal funds that are
excess to program needs.
(iii) Provisions for accounting for cash in compliance with State law and
procedure and the Cash Management Improvement Act of 1990, as amended.
(iv) Reports.
(A) Procedures for preparing and submitting quarterly and final Financial
Status Reports in compliance with 44 CFR 13.41.
(B) Procedures for submitting Program Status Reports in compliance with
paragraph (f)(2)(iii) of this section.
(C) Procedures for preparing and submitting the PSC 272, Federal Cash
Transactions Report.
(v) Procedures for inventory control, including a system for identifying
and tracking placement of equipment purchased with grant funds or loaned
by FEMA to the State for purposes of administering the Individuals and
Households Program.
(vi) Procedures for return of funds to FEMA.
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(vii) State criteria and requirements for closing out Federal grants.
(viii) Process for retention of records.
(e) Application for assistance procedure. This section describes the
procedures that must be followed by the State to submit an application to
administer the Individuals and Households Program through a Grant Award or
a Cooperative Agreement.
(1) The State must submit an Other Needs assistance application to the
Regional Administrator within 72 hours of the major disaster declaration
before IHP assistance may be provided. FEMA will work with the State to
approve the application or to modify it so it can be approved.
(2) The application shall include:
(i) Standard Form (SF) 424, Application for Federal Assistance;
(ii) FEMA Form (FF) 20-20 Budget Information—Non Construction Programs;
(iii) Copy of approved indirect cost rate from a Federal cognizant agency
if indirect costs will be charged to the grant. Indirect costs will be
included in the administrative costs of the grant allowed under paragraph
(a) of this section; and
(iv) Disaster specific changes to the State Administrative Plan, if
applicable.
(f) Grants management oversight—(1) Period of assistance. All costs must
be incurred within the period of assistance, which is 18 months from the
date of the disaster declaration. This period of assistance may be
extended if requested in writing by the State and approved in writing by
the Assistant Administrator for the Disaster Assistance Directorate. The
State must include a justification for an extension of the assistance
period.
(2) Reporting requirements. (i) The State shall provide financial status
reports as required by 2 CFR 200.327.
(ii) The State shall provide copies of PSC 272, Federal Cash Transactions
Report to FEMA. The PSC 272 is required quarterly by the Department of
Health and Human Services from users of its SMARTLINK service.
(iii) The State shall provide weekly program status reports which include
the number and dollar amount of applications approved, the amount of
assistance disbursed and the number of appeals received.
(3) Ineligible costs. Funds provided to the State for the administrative
costs of administering Other Needs assistance shall not be used to pay
regular time for State employees, but may be used to pay overtime for
those employees.
(4) Closeout. The State has primary responsibility to closeout the tasks
approved under the Grant Award. In compliance with the period of
assistance, as identified in the award, the State must reconcile costs and
payments, resolve negative audit findings, and submit final reports within
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90 days of the end of the period of assistance. The State must also
provide an inventory of equipment purchased with grant funds and loaned to
it by FEMA for purposes of administering IHP, which lists the items,
dates, and costs of equipment purchased.
(5) Recovery of funds. The State is responsible for recovering assistance
awards from applicants obtained fraudulently, expended for unauthorized
items or services, expended for items for which assistance is received
from other means, and awards made in error.
(i) Adjustments to expenditures will be made as funding is recovered and
will be reported quarterly on the Financial Status Report.
(ii) A list of applicants from whom recoveries are processed will be
submitted on the quarterly progress report to allow FEMA to adjust its
program and financial information systems.
(iii) The State will reimburse FEMA for the Federal share of awards not
recovered through quarterly financial adjustments within the 90 day close
out liquidation period of the grant award.
(iv) If the State does not reimburse FEMA within the 90 day close out
liquidation period, a bill for collection will be issued. FEMA will charge
interest, penalties, and administrative fees on delinquent bills for
collection in accordance with the Debt Collection Improvement Act.
Recovered funds, interest, penalties, and fees owed to FEMA through
delinquent bills for collection may be offset from other FEMA disaster
assistance programs from which the State is receiving funds or future
grant awards from FEMA or other Federal agencies. Debt collection
procedures will be followed as outlined in 44 CFR part 11.
(6) Audit requirements. Pursuant to 2 CFR 200.500-200.520, uniform audit
requirements apply to all grants provided under this subpart.
(7) Document retention. Pursuant to 2 CFR 200.333-200.337, States are
required to retain records, including source documentation, to support
expenditures/costs incurred against the grant award, for 3 years from the
date of submission to FEMA of the Financial Status Report. The State is
responsible for resolving questioned costs that may result from an audit
conducted during the three-year record retention period and for returning
disallowed costs from ineligible activities.
[67 FR 61452, Sept. 30, 2002; 67 FR 62896, 62897, Oct. 9, 2002; 79 FR
76085, Dec. 19, 2014]
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§§206.121-206.130 [Reserved]
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