Communications Assistance for Law Enforcement Act (CALEA)

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
DA-23-392A1.pdf	Supplementary Document	Uploaded 2023-05-16	Available
CALEA Non-substantive Change Request Mandatory E-Filing__5.16.23.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2023-05-16	Available
2022 CALEA Renewal Statement OMB 3060-0809_final version .docx	Supporting Statement A	Uploaded 2022-10-18	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
45750	Business or other for-profit		Modified

ICR Details

OMB Control No: 3060-0809	ICR Reference No: 202305-3060-021
Status: Historical Active	Previous ICR Reference No: 202209-3060-016
Agency/Subagency: FCC	Agency Tracking No: PSHSB
Title: Communications Assistance for Law Enforcement Act (CALEA)
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/16/2023
Retrieve Notice of Action (NOA)	Date Received in OIRA: 05/16/2023
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	10/31/2025	10/31/2025	10/31/2025
Responses	260	0	260
Time Burden (Hours)	2,435	0	2,435
Cost Burden (Dollars)	0	0	0

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Abstract: The Public Safety and Homeland Security Bureau (PSHSB or Bureau) is submitting a non-substantive change request to the Office of Management and Budget (OMB) in order to establish mandatory electronic filing of System Security and Integrity Policies and Procedures (SSI Plans) by covered entities under the Communications Assistance for Law Enforcement Act (CALEA) through the new CALEA Electronic Filing System (CEFS) (OMB Control No. 3060-0809). CEFS requires users to register with and use the Commission Registration System (OMB Control Nos. 3060-0917 and 3060-0918) and to electronically file Requests for Confidential Treatment (OMB Control No. 3060-0862). When mandatory electronic filing becomes effective, SSI Plans will be required to be submitted electronically through CEFS: https://www.fcc.gov/cefs. When mandatory electronic filing becomes effective, paper versions of SSI Plans will no longer be accepted. Section 1.20005 of the Commission’s rules will be updated to reflect this change. Other than mandatory electronic filing, there are no other changes to this information collection. PSHSB issued the order to amend section 1.20005 to establish mandatory filing and the new rule will become effective 30 days after publication in the Federal Register. The Communications Assistance for Law Enforcement Act (CALEA) requires (a) telecommunications carriers to protect against unlawful interception of communications of their facilities by establishing policies and procedures to ensure security and integrity of those facilities and to maintain records of all interceptions of unlawful electronic surveillance, and (b) the FCC to prescribe CALEA implementing rules and to review the carriers' filings under Section 301(b) and to order any deficiencies to be corrected. Information collections include mandatory system security filings, and voluntary extension of time and cost reimbursement petitions.

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Authorizing Statute(s): PL: Pub.L. 103 - 414 108 Name of Law: Communications Assistance for Law Enforcement Act (CALEA)
   US Code: 47 USC 1004, 1006(c), 1008(b), 229 Name of Law: Communications Assistance for Law Enforcement Act (CALEA)
   PL: Pub.L. 103 - 414 105, 107(c), 109(b) and 301 Name of Law: Communications Assistance for Law Enforcement Act (CALEA)
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 50857	08/18/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 50857	08/18/2022
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Business or other for-profit

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	260	260	0	0	0	0
Annual Time Burden (Hours)	2,435	2,435	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $28,623

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/16/2023

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