Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

ICR 202305-3235-018

OMB: 3235-0025

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2023-07-31
Supplementary Document
2023-07-31
Supporting Statement A
2022-12-02
ICR Details
3235-0025 202305-3235-018
Received in OIRA 202212-3235-001
SEC IM-270-021
Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies
Extension without change of a currently approved collection   No
Regular 07/31/2023
  Requested Previously Approved
36 Months From Approved 11/30/2023
23,680 23,680
1,738,428 1,738,428
155,164,791 155,164,791

Rule 30e-1 under the Investment Company Act generally requires a registered management company (“fund”) to transmit to its shareholders, at least semi-annually, a report containing the information that is required to be included in such reports by the fund’s registration statement form under the Investment Company Act.

US Code: 15 USC 80a-29(e) Name of Law: Investment Company Act of 1940
  
None

3235-AM52 Final or interim final rulemaking 87 FR 72758 11/25/2022

  88 FR 33950 05/25/2023
88 FR 49515 07/31/2023
No

1
IC Title Form No. Form Name
Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 23,680 23,680 0 0 0 0
Annual Time Burden (Hours) 1,738,428 1,738,428 0 0 0 0
Annual Cost Burden (Dollars) 155,164,791 155,164,791 0 0 0 0
No
No

$0
No
    No
    No
No
No
No
No
Zeena Abdul-Rahman 202 551-4099

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/31/2023


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