Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

Rule 30e-1 under the Investment Company Act generally requires a registered management company (“fund”) to transmit to its shareholders, at least semi-annually, a report containing the information that is required to be included in such reports by the fund’s registration statement form under the Investment Company Act.

The latest form for Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies expires 2023-11-30 and can be found here.