OMB control number

Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

OMB 3235-0025 · SEC.

OMB 3235-0025

Rule 30e-1 under the Investment Company Act generally requires a registered management company (“fund”) to transmit to its shareholders, at least semi-annually, a report containing the information that is required to be included in such reports by the fund’s registration statement form under the Investment Company Act.

The latest form for Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies expires 2029-08-31 and is listed under ICR 202604-3235-011.

Latest Forms, Documents, and Supporting Material

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202604-3235-011 Extension without change of a currently approved collection 2026-06-26
202305-3235-018 Extension without change of a currently approved collection 2023-07-31 Approved without change
202212-3235-001 Revision of a currently approved collection 2022-12-18 Approved without change
202206-3235-018 Revision of a currently approved collection 2022-07-06 Comment filed on proposed rule and continue
202011-3235-012 Revision of a currently approved collection 2020-11-17
202007-3235-015 Revision of a currently approved collection 2020-08-20 Approved without change
201907-3235-008 Revision of a currently approved collection 2019-07-17 Comment filed on proposed rule and continue
201808-3235-012 Revision of a currently approved collection 2019-04-09 Approved without change
201612-3235-016 Revision of a currently approved collection 2016-12-22 Approved without change
201507-3235-001 Revision of a currently approved collection 2015-10-19 Comment filed on proposed rule and continue
201407-3235-005 Revision of a currently approved collection 2014-07-15 Approved without change
201407-3235-002 Revision of a currently approved collection 2014-07-07 Preapproved
201402-3235-018 Revision of a currently approved collection 2014-02-14 Comment filed on proposed rule and continue
201210-3235-002 Extension without change of a currently approved collection 2012-10-12 Approved without change
201103-3235-021 Revision of a currently approved collection 2011-03-18 Comment filed on proposed rule and continue
200907-3235-012 Extension without change of a currently approved collection 2009-12-23 Approved without change
200611-3235-014 Extension without change of a currently approved collection 2007-02-15 Approved without change
200403-3235-021 No material or nonsubstantive change to a currently approved collection 2004-03-11 Approved without change
200403-3235-018 Revision of a currently approved collection 2004-03-29 Approved without change
200301-3235-010 Revision of a currently approved collection 2003-01-14 Approved without change
200209-3235-012 Revision of a currently approved collection 2002-09-25 Approved without change
200102-3235-011 No material or nonsubstantive change to a currently approved collection 2001-02-12 Approved without change
200003-3235-030 Revision of a currently approved collection 2000-03-22 Approved without change
199911-3235-004 Revision of a currently approved collection 1999-11-02 Approved without change
199712-3235-001 Revision of a currently approved collection 1997-12-04 Approved without change
199710-3235-005 Extension without change of a currently approved collection 1997-10-17 Approved without change
199411-3235-010 Revision of a currently approved collection 1994-11-08 Approved without change
199301-3235-078 Revision of a currently approved collection 1993-01-26 Approved without change
199010-3235-022 Revision of a currently approved collection 1990-10-17 Approved without change
198807-3235-009 Revision of a currently approved collection 1988-07-25 Approved without change
198711-3235-006 Revision of a currently approved collection 1987-11-20 Approved without change
198605-3235-012 No material or nonsubstantive change to a currently approved collection 1986-05-21 Approved with change
198410-3235-018 Reinstatement with change of a previously approved collection 1984-10-18 Approved without change
198308-3235-007 No material or nonsubstantive change to a currently approved collection 1983-08-16 Approved with change
198107-3235-002 New collection (Request for a new OMB Control Number) 1981-07-13 Approved without change