Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

OMB 3235-0025

OMB 3235-0025

Rule 30e-1 under the Investment Company Act generally requires a registered management company (“fund”) to transmit to its shareholders, at least semi-annually, a report containing the information that is required to be included in such reports by the fund’s registration statement form under the Investment Company Act.

The latest form for Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies expires 2023-11-30 and can be found here.

All Historical Document Collections
Revision of a currently approved collection 2020-11-17
Approved without change
Revision of a currently approved collection 2020-08-20
Comment filed on proposed rule and continue
Revision of a currently approved collection 2019-07-17
Approved without change
Revision of a currently approved collection 2019-04-09
Approved without change
Revision of a currently approved collection 2016-12-22
Comment filed on proposed rule and continue
Revision of a currently approved collection 2015-10-19
Approved without change
Revision of a currently approved collection 2014-07-15
Preapproved
Revision of a currently approved collection 2014-07-07
Comment filed on proposed rule and continue
Revision of a currently approved collection 2014-02-14
Approved without change
Extension without change of a currently approved collection 2012-10-12
Comment filed on proposed rule and continue
Revision of a currently approved collection 2011-03-18
Approved without change
Extension without change of a currently approved collection 2009-12-23
Approved without change
Extension without change of a currently approved collection 2007-02-15
Approved without change
No material or nonsubstantive change to a currently approved collection 2004-03-11
Approved without change
Revision of a currently approved collection 2004-03-29
Approved without change
Revision of a currently approved collection 2003-01-14
Approved without change
Revision of a currently approved collection 2002-09-25
Approved without change
No material or nonsubstantive change to a currently approved collection 2001-02-12
Approved without change
Revision of a currently approved collection 2000-03-22
Approved without change
Revision of a currently approved collection 1999-11-02
Approved without change
Revision of a currently approved collection 1997-12-04
Approved without change
Extension without change of a currently approved collection 1997-10-17
Approved without change
Revision of a currently approved collection 1994-11-08
Approved without change
Revision of a currently approved collection 1993-01-26
Approved without change
Revision of a currently approved collection 1990-10-17
Approved without change
Revision of a currently approved collection 1988-07-25
Approved without change
Revision of a currently approved collection 1987-11-20
Approved with change
No material or nonsubstantive change to a currently approved collection 1986-05-21
Approved without change
Reinstatement with change of a previously approved collection 1984-10-18
Approved with change
No material or nonsubstantive change to a currently approved collection 1983-08-16
Approved without change
New collection (Request for a new OMB Control Number) 1981-07-13

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