Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

ICR 201407-3235-005

OMB: 3235-0025

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2014-07-03
ICR Details
3235-0025 201407-3235-005
Historical Active 201210-3235-002
SEC IM-270-021
Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies
Revision of a currently approved collection   No
Regular
Approved without change 07/15/2014
Retrieve Notice of Action (NOA) 07/15/2014
  Inventory as of this Action Requested Previously Approved
07/31/2017 36 Months From Approved 11/30/2015
21,500 0 21,500
935,049 0 903,000
333,905,750 0 333,905,750

Rule 30e-1 (17 CFR 270.30e-1) under the investment companies act of 1940 (15 U.S.C. 80a-1 et. seq) directs registered management investment companies to include reports, required to be transmitted to shareholders by Section 30(e) (15 U.S.C. 80a-29(e)) of the Investment Company Act, information set out in each investment company's registration form.

US Code: 15 USC 80a-29(e) Name of Law: Investment Company Act of 1940
  
PL: Pub.L. 111 - 203 124 Name of Law: Dodd Frank Wall Street Reform and Consumer Protection Act

3235-AL02 Final or interim final rulemaking 79 FR 1316 01/08/2014

No

1
IC Title Form No. Form Name
Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 21,500 21,500 0 0 0 0
Annual Time Burden (Hours) 935,049 903,000 32,049 0 0 0
Annual Cost Burden (Dollars) 333,905,750 333,905,750 0 0 0 0
No
No
The estimates represent a one-time increase of 32,049 hours in internal burden. These changes are due to the recently adopted amendments to Forms N-1A, N-2, and N-3.

$0
No
No
No
Yes
No
Uncollected
Adam Bolter 202 551-6011

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/07/2014


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