Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

ICR 200209-3235-012

OMB: 3235-0025

Federal Form Document

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ICR Details
3235-0025 200209-3235-012
Historical Active 200102-3235-011
SEC
Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies
Revision of a currently approved collection   No
Regular
Approved without change 11/19/2002
Retrieve Notice of Action (NOA) 09/25/2002
  Inventory as of this Action Requested Previously Approved
11/30/2005 11/30/2005 04/30/2003
7,400 0 6,980
786,250 0 706,725
239,612,000 0 220,394,000

Rule 30e-1 prescribes the minimum content of reports to shareholders that management investment companies must send at least semi-annually. There is no required format for these reports. Proposed amendments to Forms N-1A, N-2, and N-3 would require management investment companies to disclose in their annual and semi-annual reports, transmitted to shareholders pursuant to rule 30e-1, information regarding their proxy voting policies and procedures as well as proxy voting records.

None
None


No

1
IC Title Form No. Form Name
Rule 30e-1 under the Investment Company Act of 1940, Reports to Stockholders of Management Companies

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 7,400 6,980 0 195 225 0
Annual Time Burden (Hours) 786,250 706,725 0 37,000 42,525 0
Annual Cost Burden (Dollars) 239,612,000 220,394,000 0 5,957,000 13,261,000 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/25/2002


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