Rule 30e-1 under the
Investment Company Act of 1940, Reports to Stockholders of
Management Companies
Revision of a currently approved collection
No
Regular
11/17/2020
Requested
Previously Approved
36 Months From Approved
11/30/2023
23,784
23,784
1,548,678
1,039,868
155,449,791
149,244,791
Rule 30e-1 under the Investment
Company Act generally requires a registered management company
(“fund”) to transmit to its shareholders, at least semi-annually, a
report containing the information that is required to be included
in such reports by the fund’s registration statement form under the
Investment Company Act.
US Code:
15 USC 80a-29(e) Name of Law: Investment Company Act of
1940
PL: Pub.L. 111 - 203 124 Name of Law: Dodd
Frank Wall Street Reform and Consumer Protection Act
Under the proposed amendments
to rule 30e-1, the estimated hourly burden associated with rule 30e
1 would increase from 1,039,868 hours to 1,548,678 hours (an
increase of 508,810 hours), and the estimated cost burden
associated with rule 30e 1 would increase from $149,244,791 to
$155,449,791 (an increase of $6,205,000). These increases would be
due to increases in the estimated burdens for open-end management
investment companies registered on Form N-1A or series thereof, to
transmit shareholder reports under the proposed amendments to rule
30e-1 that would include website availability requirements and
delivery of shareholder reports upon request requirements.
$0
No
No
No
No
No
No
No
Pamela Ellis 202
551-3506
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.