Emergency Capital Investment Program

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
State Regulatory Response Form	Form and Instruction	Unchanged	Available
ECIP State Regulatory Response Form	Form and Instruction	Unchanged	Repair queued
Lending Plans and Associated Recordkeeping	Form and Instruction	Unchanged	Available
Lending Plans and Associated Recordkeeping	Form and Instruction	Unchanged	Repair queued
ECIP Application	Form and Instruction	Unchanged	Available
Application Form and Recordkeeping	Form and Instruction	Unchanged	Repair queued
Confirmation of Participation	Form and Instruction	Unchanged	Available
Confirmation of Participation	Form and Instruction	Unchanged	Repair queued
ECIP Supporting Statement 2023-06-29.docx	Supporting Statement A	Uploaded 2023-06-29	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
257178	ECIP State Regulatory Response Form	Form and Instruction	Unchanged	State Regulatory Response Form
257178	ECIP State Regulatory Response Form	Form and Instruction	Unchanged
257176	Expenditure Policies		Unchanged
257175	Lending Plans and Associated Recordkeeping	Form and Instruction	Unchanged	Lending Plans and Associated Recordkeeping
257175	Lending Plans and Associated Recordkeeping	Form and Instruction	Unchanged
257175	Lending Plans and Associated Recordkeeping	Other-Screenshots	Unchanged
257174	Application Form and Recordkeeping	Form and Instruction	Unchanged	ECIP Application
257174	Application Form and Recordkeeping	Form and Instruction	Unchanged
257174	Application Form and Recordkeeping	Other-Screenshots	Unchanged
251222	Letter Agreements	Other-Securities Purchase Agreement	Unchanged
246081	Confirmation of Participation	Form and Instruction	Unchanged	Confirmation of Participation
246081	Confirmation of Participation	Form and Instruction	Unchanged

ICR Details

OMB Control No: 1505-0267	ICR Reference No: 202306-1505-003
Status: Historical Active	Previous ICR Reference No: 202211-1505-003
Agency/Subagency: TREAS/DO	Agency Tracking No:
Title: Emergency Capital Investment Program
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 08/17/2023
Retrieve Notice of Action (NOA)	Date Received in OIRA: 06/29/2023
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	08/31/2026	36 Months From Approved	08/31/2023
Responses	97	0	97
Time Burden (Hours)	2,116	0	2,116
Cost Burden (Dollars)	0	0	0

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Abstract: The Consolidated Appropriations Act, 2021, signed into law on December 27, 2020, added Section 104A of the Community Development Banking and Financial Institutions Act of 1994 (the “Act”). Section 104A authorizes the Secretary of the Treasury to establish the Emergency Capital Investment Program (“ECIP” or the “Program”) to support the efforts of low- and moderate-income community financial institutions to, among other things, provide loans, grants, and forbearance for small businesses, minority-owned businesses, and consumers, especially in low-income and underserved communities, including persistent poverty counties, that may be disproportionately impacted by the economic effects of the COVID-19 pandemic by providing direct and indirect capital investments in low-and moderate-income community financial institutions.

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Authorizing Statute(s): PL: Pub.L. 116 - 68 104A Name of Law: Consolidated Appropriations Act 2021
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 57023	11/15/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 41465	06/26/2023
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 6

table that charts list of burden

IC Title	Form No.	Form Name
Lending Plans and Associated Recordkeeping	N/A	Lending Plans and Associated Recordkeeping
Application Form and Recordkeeping	N/A	ECIP Application
Confirmation of Participation	N/A	Confirmation of Participation
ECIP State Regulatory Response Form	N/A	State Regulatory Response Form
Expenditure Policies
Letter Agreements

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	97	97	0	0	0	0
Annual Time Burden (Hours)	2,116	2,116	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $10,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Yes

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 06/29/2023

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