Rule 147(f)(1)(iii) 30-Day Notice

Federal Register / Vol. 88, No. 109 / Wednesday, June 7, 2023 / Notices
SEC No.

Full legal name

801–80422 ......................................
801–101538 ....................................
801–107076 ....................................
801–112509 ....................................
801–108994 ....................................
801–112008 ....................................
801–111893 ....................................
801–114014 ....................................
801–114489 ....................................
801–117990 ....................................
801–117752 ....................................
801–118705 ....................................
801–118711 ....................................
801–119791 ....................................
801–120471 ....................................
801–121726 ....................................
801–122357 ....................................
801–126261 ....................................
801–126071 ....................................

MILLER, JOHN, STENNING.
KENT COSTELLO.
DVDENDO, INC.
INVICTUS CAPITAL INVESTORS.
CAPITECT, INC.
ALPHAMALL LLC.
BARREL PARK INVESTMENTS, LLC.
INVESTIFAI LLC.
SAVYON ASSET MANAGEMENT ADVISORY, LLC.
ALTERNATIVE ASSET MANAGEMENT, LLC.
VITA INTELLECTUS INSTITUTIONAL, INC.
CARTA FINANCIERA SA.
DAYUAN INFORMATION TECH LIMITED.
AN IDEAL LIFE FINANCIAL PLANNING, LLC.
CLOUT CAPITAL ADVISORS LLC.
UNION ACQUISITION GROUP, LLC.
JORDAN CHAPLIN.
ALL BLUE LABS MANAGEMENT, LLC.
PF ADVISORS, LLC.

[FR Doc. 2023–12106 Filed 6–6–23; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–805, OMB Control No.
3235–0756]

lotter on DSK11XQN23PROD with NOTICES1

Submission for OMB Review;
Comment Request; Extension: Rule
147(f)(1)(iii) Written Representation as
to Purchaser Residency
Upon Written Request Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget this
request for extension of the previously
approved collection of information
discussed below.
Rule 147 is a safe harbor under the
Securities Act Section 3(a)(11)(15 U.S.C.
77c(a)(11)) exemption from registration.
To qualify for the safe harbor, Rule
147(f)(1)(iii) (17 CFR 230.147) will
require the issuer to obtain from the
purchaser a written representation as to
the purchaser’s residency. Under Rule
147, the purchaser in the offering must
be a resident of the same state or
territory in which the issuer is a
resident. While the formal
representation of residency by itself is
not sufficient to establish a reasonable
belief that such purchasers are in-state
residents, the representation
requirement, together with the
reasonable belief standard, may result in
better compliance with the rule and

VerDate Sep<11>2014

17:01 Jun 06, 2023

37297

Jkt 259001

maintaining appropriate investor
protections. The representation of
residency is not provided to the
Commission. Approximately 700
respondents provide the information
required by Rule 147(f)(1)(iii) at an
estimated 2.75 hours per response for a
total annual reporting burden of 1,925
hours (2.75 hours × 700 responses).
An agency may conduct or sponsor,
and a person is not required to respond
to, a collection of information unless it
displays a currently valid control
number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by July 7, 2023 to (i)
www.reginfo.gov/public/do/PRAMain
and (ii) David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or by sending an email to:
[email protected].
Dated: June 1, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–12096 Filed 6–6–23; 8:45 am]
BILLING CODE 8011–01–P

PO 00000

Frm 00099

Fmt 4703

Sfmt 4703

SECURITIES AND EXCHANGE
COMMISSION
[Investment Company Act Release No.
34935; File No. 812–15145]

Arca U.S. Treasury Fund and Arca
Capital Management, LLC
June 2, 2023.

Securities and Exchange
Commission (‘‘Commission’’ or ‘‘SEC’’).
ACTION: Notice.
AGENCY:

Notice of application for an order
under sections 6(c) and 23(c)(3) of the
Investment Company Act of 1940 (the
‘‘Act’’) for an exemption from rule 23c–
3 under the Act.
SUMMARY OF APPLICATION: Applicants
request an order under sections 6(c) and
23(c)(3) of the Act for an exemption
from certain provisions of rule 23c–3 to
permit certain registered closed-end
investment companies to make
repurchase offers on a monthly basis.
APPLICANTS: Arca U.S. Treasury Fund
(the ‘‘Fund’’) and Arca Capital
Management, LLC (the ‘‘Adviser’’).
FILING DATES: The application was filed
on May 24, 2023.
HEARING OR NOTIFICATION OF HEARING: An
order granting the requested relief will
be issued unless the Commission orders
a hearing. Interested persons may
request a hearing on any application by
emailing the SEC’s Secretary at
[email protected] and serving
the relevant applicant with a copy of the
request by email, if an email address is
listed for the relevant applicant below,
or personally or by mail, if a physical
address is listed for the relevant
applicant below. Hearing requests
should be received by the Commission
by 5:30 p.m. on June 27, 2023, and
should be accompanied by proof of

E:\FR\FM\07JNN1.SGM

07JNN1