30 Day Notice

38572

Federal Register / Vol. 88, No. 113 / Tuesday, June 13, 2023 / Notices

rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of 10
a.m. and 3 p.m. Copies of the filing also
will be available for inspection and
copying at the principal office of the
Exchange. Do not include personal
identifiable information in submissions;
you should submit only information
that you wish to make available
publicly. We may redact in part or
withhold entirely from publication
submitted material that is obscene or
subject to copyright protection. All
submissions should refer to file number
SR–Phlx–2023–22, and should be
submitted on or before July 5, 2023.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.47
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–12573 Filed 6–12–23; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–17, OMB Control No.
3235–0018]

ddrumheller on DSK120RN23PROD with NOTICES1

Submission for OMB Review;
Comment Request; Extension: Rule
15b6–1 and Form BDW
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 15b6–1 (17 CFR 240.15b6–1),
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.).
47 17

CFR 200.30–3(a)(12).

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Registered broker-dealers use Form
BDW (17 CFR 249.501a) to withdraw
from registration with the Commission,
the self-regulatory organizations, and
the states. On average, the Commission
estimates that it would take a brokerdealer approximately one hour to
complete and file a Form BDW to
withdraw from Commission registration
as required by Rule 15b6–1. The
Commission estimates that
approximately 411 broker-dealers
withdraw from Commission registration
annually 1 and, therefore, file a Form
BDW via the internet with the Central
Registration Depository, a computer
system operated by the Financial
Industry Regulatory Authority, Inc. that
maintains information regarding
registered broker-dealers and their
registered personnel. The 411 brokerdealers that withdraw from registration
by filing Form BDW would incur an
aggregate annual reporting burden of
approximately 411 hours.2
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent by
July 13, 2023 to (i) www.reginfo.gov/
public/do/PRAMain and (ii) David
Bottom, Director/Chief Information
Officer, Securities and Exchange
Commission, c/o John Pezzullo, 100 F
Street NE, Washington, DC 20549, or by
sending an email to: PRA_Mailbox@
sec.gov.
Dated: June 7, 2023.
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–12570 Filed 6–12–23; 8:45 am]
BILLING CODE 8011–01–P
1 This estimate is based on Form BDW data
collected over the past three years for fully
registered broker-dealers. This estimate is based on
the numbers of forms filed; therefore, the number
may include multiple forms per broker-dealer if the
broker-dealer’s initial filing was incomplete. In
fiscal year (from 10/1 through 9/30) 2020, 499
broker-dealers withdrew from registration. In fiscal
year 2021, 417 broker-dealers withdrew from
registration. In fiscal year 2022, 318 broker-dealers
withdrew from registration. (499 + 417 + 318)/3 =
411 (rounded down from 411.33).
2 (411 × 1 hour) = 411 hours.

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SECURITIES AND EXCHANGE
COMMISSION
[Release No. IC–34941; File No. 812–15474]

Credit Suisse Asset Management,
LLC., et al.; Notice of Application and
Temporary Order
June 7, 2023.

Securities and Exchange
Commission (‘‘Commission’’).
ACTION: Temporary order and notice of
application for a permanent order under
section 9(c) of the Investment Company
Act of 1940 (‘‘Act’’).
AGENCY:

Applicants
have applied for an order exempting
them from section 9(a) of the Act with
respect to the Injunction (as defined
below) entered against Credit Suisse
Securities (USA) LLC (‘‘CSSU’’), Credit
Suisse First Boston Mortgage Securities
Corp. (‘‘CSFB’’), and DLJ Mortgage
Capital, Inc. (‘‘DLJ’’, and together with
CSSU and CSFB, the ‘‘Settling Entities’’
and each a ‘‘Settling Entity’’) on October
24, 2022, by the Superior Court of New
Jersey (‘‘New Jersey Court’’), in
connection with a consent order
between the Settling Entities and the
Acting Attorney General of New Jersey,
on behalf of the Acting Chief of the New
Jersey Bureau of Securities (‘‘Bureau’’)
until the Commission takes final action
on an application for a time-limited
order exempting them from section 9(a)
of the Act (‘‘Time-Limited Exemption’’).
Upon the expiration of the TimeLimited Exemption, Applicants will be
disqualified from engaging in Fund
Servicing Activities (defined below).
Applicants, on behalf of UBS Covered
Persons (defined below), also have
applied for a temporary exemption from
section 9(a) of the Act until the
Commission takes final action on an
application for a permanent order
exempting them from section 9(a) of the
Act (the ‘‘Permanent Order’’). The
temporary order is set forth herein (the
‘‘Temporary Order’’ and, together with
the Time-Limited Exemption and the
Permanent Order, the ‘‘Orders’’).
APPLICANTS: Credit Suisse Securities
(USA) LLC (‘‘CSSU’’), Credit Suisse
First Boston Mortgage Securities Corp.
(‘‘CSFB’’), DLJ Mortgage Capital, Inc.
(‘‘DLJ’’), Credit Suisse Asset
Management, LLC (‘‘CSAM’’), Credit
Suisse Asset Management Limited
(‘‘CSAML’’) and Credit Suisse AG
(‘‘CSAG’’).1
SUMMARY OF APPLICATION:

1 CSAG is a party to the application solely for
purposes of making the representations and
agreeing to the conditions in the application that
apply to it. For such purpose, it is included in the

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