Information Collection Request
Rule 303 (17 CFR 242.303) Record Preservation Requirements for Alternative Trading Systems
ICR 202306-3235-021 · OMB 3235-0505 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0505 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0505-- 2023 Rule 303 revised Supporting Statement re ATS proposal.pdf |
Supporting Statement A | Uploaded 2023-07-07 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35275 |  Rule 303 (17 CFR 242.303) Record Preservation Requirements for Alternative Trading Systems |
Modified | ||
| 232441 | Rule 303(a)(2)(ii) - Record Preservation Requirements for Alternative Trading Systems |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0505 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202101-3235-010 |
| Agency Tracking No | TM-270-450 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |