Form MA: Application for Municipal Advisor Registration

Rules 15Ba1-1 to 15Ba1-8 - Registration of Municipal Advisors and Forms MA, MA-I, MA-W, and MA-NR

Documents and Forms

Document Name Document Type
Form SEC 2898 Form MA: Application for Municipal Advisor Registration Form
Instructions for the Form MA Series.pdf www.sec.gov/about/forms/formmadata.pdf Instruction
Instructions for the Form MA Series.pdf www.sec.gov/about/forms/formmadata.pdf Instruction
SEC 2898 Form MA Form MA.pdf www.sec.gov/about/forms/formma.pdf Form
SEC 2898 Form MA Form MA.pdf www.sec.gov/about/forms/formma.pdf Form

Information Collection (IC) Details

IC Title:	Form MA: Application for Municipal Advisor Registration	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba1-2 17 CFR 240.15Ba1-5 17 CFR 240.15Ba1-7

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 2898	Form MA	Form MA.pdf	https://www.sec.gov/about/forms/formma.pdf	Yes	Yes	Fillable Fileable Signable
Instruction			Instructions for the Form MA Series.pdf	https://www.sec.gov/about/forms/formmadata.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 05: Municipal Advisor Records	FR Citation: 85 FR 85440

Number of Respondents: 388	Number of Respondents for Small Entity: 290

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	388	-217	605
Annual IC Time Burden (Hours)	829	-504	1,333
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.