Information Collection

Form MA-I: Information Regarding Natural Persons Who Engage in Municipal Advisory Activities

IC 196935 under ICR 202307-3235-012 · OMB 3235-0681.

Documents and Forms

Document Name Document Type
Form SEC 2899 Form MA-I: Information Regarding Natural Persons Who Engage in Municipal Advisory Activities Form
SEC 2899 Form MA-I Form MA-I.pdf www.sec.gov/about/forms/formma-i.pdf Form
SEC 2899 Form MA-I Form MA-I.pdf www.sec.gov/about/forms/formma-i.pdf Form

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form MA-I: Information Regarding Natural Persons Who Engage in Municipal Advisory Activities	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba1-5 17 CFR 240.15Ba1-2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 2899	Form MA-I	Form MA-I.pdf	https://www.sec.gov/about/forms/formma-i.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: SEC 05: Municipal Advisor Records	FR Citation: 85 FR 85440

Number of Respondents: 388	Number of Respondents for Small Entity: 290

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	388	-217	605
Annual IC Time Burden (Hours)	5,667	-2,716	8,383
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.