Annual Compliance Reports

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 201808 - 06 CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	Available
Form 201808 - 06 CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	Repair queued
Form 201808 - 05 CDFI Annual Single Audit Report (Private Sector)	Form and Instruction	Unchanged	Repair queued
Form 201808 - 05 CDFI Annual Single Audit Report (Private Sector)	Form and Instruction	Unchanged	Repair queued
Form 201808 - 04 CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	Available
Form 201808 - 04 CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	Repair queued
Form 201808 - 03 CDFI Annual Financial Statement Audit Report (Private Sector)	Form and Instruction	Unchanged	Repair queued
Form 201808 - 03 CDFI Annual Financial Statement Audit Report (Private Sector)	Form and Instruction	Unchanged	Repair queued
Form 201808 - 02 CDFI Annual Performance Progress Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	Available
Form 201808 - 02 CDFI Annual Performance Progress Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	Repair queued
Form 201808 - 01 CDFI Annual Performance Progress Report (Private Sector)	Form and Instruction	Unchanged	Available
Form 201808 - 01 CDFI Annual Performance Progress Report (Private Sector)	Form and Instruction	Unchanged	Repair queued
1559-0050 No-Material Change Justification.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2023-08-14	Repair queued
Performance Progress Report and Financial Statement Audit Report Public Comment Table_221227.xlsx	Supplementary Document	Uploaded 2023-04-28	Repair queued
Annual Compliance Reports_PPR and FS Audit Supporting Statement_230123.docx	Supporting Statement A	Uploaded 2023-04-28	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
232644	CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)
232644	CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged
232643	CDFI Annual Single Audit Report (Private Sector)	Form and Instruction	Unchanged	CDFI Annual Single Audit Report (Private Sector)
232643	CDFI Annual Single Audit Report (Private Sector)	Form and Instruction	Unchanged
232642	CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)
232642	CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged
232641	CDFI Annual Financial Statement Audit Report (Private Sector)	Form and Instruction	Unchanged	CDFI Annual Financial Statement Audit Report (Private Sector)
232641	CDFI Annual Financial Statement Audit Report (Private Sector)	Form and Instruction	Unchanged
232640	CDFI Annual Performance Progress Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged	CDFI Annual Performance Progress Report (State, Local, Tribal Governments)
232640	CDFI Annual Performance Progress Report (State, Local, Tribal Governments)	Form and Instruction	Unchanged
232552	CDFI Annual Performance Progress Report (Private Sector)	Form and Instruction	Unchanged	CDFI Annual Performance Progress Report (Private Sector)
232552	CDFI Annual Performance Progress Report (Private Sector)	Form and Instruction	Unchanged

ICR Details

OMB Control No: 1559-0050	ICR Reference No: 202308-1559-001
Status: Historical Inactive	Previous ICR Reference No: 202302-1559-002
Agency/Subagency: TREAS/CDFIF	Agency Tracking No:
Title: Annual Compliance Reports
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Withdrawn and continue	Conclusion Date: 08/24/2023
Retrieve Notice of Action (NOA)	Date Received in OIRA: 08/14/2023
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2026	06/30/2026	06/30/2026
Responses	2,758	0	2,758
Time Burden (Hours)	1,855	0	1,855
Cost Burden (Dollars)	0	0	0

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Abstract: This collection captures quantitative information from Community Development Financial Institutions Program (CDFI Program) and Native American CDFI Assistance Program (NACA Program) recipients. This information is used to assess: (1) The recipient's activities as detailed in their application materials; (2) the recipient's approved use of the assistance; (3) the recipient's financial condition; and (4) overall compliance with the terms and conditions of the assistance agreement entered into by the CDFI Fund and the recipient.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 58433	09/26/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 25072	04/25/2023
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 6

table that charts list of burden

IC Title	Form No.	Form Name
CDFI Annual Financial Statement Audit Report (Private Sector)	201808 - 03	CDFI Annual Financial Statement Audit Report (Private Sector)
CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	201808 - 04	CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)
CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)	201808 - 06	CDFI Annual Financial Statement Audit Report (State, Local, Tribal Governments)
CDFI Annual Performance Progress Report (Private Sector)	201808 - 01	CDFI Annual Performance Progress Report (Private Sector)
CDFI Annual Performance Progress Report (State, Local, Tribal Governments)	201808 - 02	CDFI Annual Performance Progress Report (State, Local, Tribal Governments)
CDFI Annual Single Audit Report (Private Sector)	201808 - 05	CDFI Annual Single Audit Report (Private Sector)

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: While there are no substantive changes to the information requirements, the estimated time it takes to complete the Performance Progress Report has been increased from 30 to 45 minutes per response, based on a revised assessment. There is also an increase in total burden due to a revised estimate of the number of PPRs being filed based on more recent data, including due to awards made under the Rapid Response Program.

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Annual Cost to Federal Government: $196,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Yes

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/14/2023

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