Information Collection Request

Positive Train Control and Other Signal Systems

ICR 202308-2130-003 · OMB 2130-0553 · Received in OIRA

Forms and Documents
DocumentTypeStatusAvailability
Form FRA F 6180.152 Quarterly Report of PTC System Performance (Form FRA F 6180.152) (*formerly biannual report) Form Modified Repair queued
Form FRA F 6180.179 PTC--Errors and malfunctions (§ 236.1023 and 236.1029) Form and Instruction Modified Repair queued
September 15 2023 30-Day FR Notice.pdf Supplementary Document Uploaded 2023-09-18 Repair queued
November 14 2022 60-day Federal Register.pdf Supplementary Document Uploaded 2023-08-16 Missing upstream
BIL PTC Quarterly Reporting.pdf Supplementary Document Uploaded 2022-07-12 Repair queued
2130-0553_Supporting Justification PTC New Form 9-11-2023.docx Supporting Statement A Uploaded 2023-09-11 Repair queued
FAST Act.pdf Supplementary Document Uploaded 2015-12-28 Repair queued
Section 1302 of Surface Transportation Extension Act of 2015.doc Supplementary Document Uploaded 2015-12-28 Repair queued
49 CFR Part 236.pdf Supplementary Document Uploaded 2022-07-12 Repair queued
49 CFR 229 (229.135).doc Supplementary Document Uploaded 2010-01-15 Repair queued
49 U.S.C. 20103.doc Supplementary Document Uploaded 2008-05-07 Repair queued
49 U.S.C. 20502.doc Supplementary Document Uploaded 2008-05-07 Repair queued
49 CFR 1.89 -- Delegations to the Federal Railroad Administrator.pdf Supplementary Document Uploaded 2022-07-12 Repair queued
49 CFR 234 (234.275).doc Supplementary Document Uploaded 2008-05-07 Repair queued
ICR Details
2130-0553 202308-2130-003
Received in OIRA 202207-2130-002
DOT/FRA
Positive Train Control and Other Signal Systems
Extension without change of a currently approved collection   No
Regular 09/19/2023
  Requested Previously Approved
36 Months From Approved 10/31/2025
4,567,826 4,567,826
51,931 51,993
0 0

This information collection is mandatory, and is a revision to the last approval. Specifically, on November 15, 2021, President Joseph R. Biden signed into law the Infrastructure Investment and Jobs Act (IIJA). Section 22414 of the IIJA impacts FRA’s existing Form FRA F 6180.152, the Biannual Report of PTC System Performance. Section 22414 establishes the same reporting requirement as FRA’s existing regulations, using the same FRA form number and content requirements. However, the statutory reporting requirement is quarterly, not biannual like FRA’s regulations. The reporting and recordkeeping information collected is used by FRA to ensure new or novel signal and train control technologies meet proposed performance standards and work as intended in the US rail environment. Under 49 U.S.C. m §20157, as amended by the PCEI Act. To effectively monitor the industry’s implementation of PTC systems, FRA requires each subject railroad to submit this form as well as other information collection required under Part 236. Information collected is also on an occasional basis as well as monthly, quarterly, and annually.

US Code: 49 USC 20157 Name of Law: Implementation of Positive Train Control Systems
  
PL: Pub.L. 114 - 73 1302 Name of Law: Surface Transportation Extension Act of 2015

Not associated with rulemaking

  87 FR 68226 11/14/2022
88 FR 63647 09/15/2023
Yes

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,567,826 4,567,826 0 0 0 0
Annual Time Burden (Hours) 51,931 51,993 0 0 -62 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No
This is an extension without change (with changes in estimates) to a current information collection (ICR). The current OMB inventory for this ICR shows a total burden of 51,993 hours and 4,567,826 responses, while the requesting inventory estimates a total burden of 51,931 hours and 4,567,826 responses. Overall, the burden for this submission reduced by 62 hours and responses remained the same. 14 hours reduction was due to a new form to standardizing the reporting process required by 49 CFR 236.1023(e)(1), (h), and (f) by creating the Errors and malfunctions Notification Form FRA F 6180.179. 48 hours burden reduction is at Agency discretion to correctly adjust rounding from the previously reported burden hours.

$1,770,408
No
    No
    No
No
No
No
No
Gabe Neal 816 516-7168

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/19/2023