30 Day Notice

3235-0636.pdf

Rule 0-2 under the Investment Company Act of 1940, General Requirements of Papers and Applications

30 Day Notice

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Federal Register / Vol. 88, No. 217 / Monday, November 13, 2023 / Notices

Materials Under Seal; Filing Acceptance
Date: November 3, 2023; Filing
Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative: Arif
Hafiz; Comments Due: November 14,
2023.
2. Docket No(s).: MC2024–39 and
CP2024–39; Filing Title: USPS Request
to Add Priority Mail & USPS Ground
Advantage Contract 95 to Competitive
Product List and Notice of Filing
Materials Under Seal; Filing Acceptance
Date: November 3, 2023; Filing
Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative: Arif
Hafiz; Comments Due: November 14,
2023.
3. Docket No(s).: MC2024–40 and
CP2024–40; Filing Title: USPS Request
to Add Priority Mail & USPS Ground
Advantage Contract 96 to Competitive
Product List and Notice of Filing
Materials Under Seal; Filing Acceptance
Date: November 3, 2023; Filing
Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative: Arif
Hafiz; Comments Due: November 14,
2023.
This Notice will be published in the
Federal Register.
Erica A. Barker,
Secretary.
[FR Doc. 2023–24861 Filed 11–9–23; 8:45 am]
BILLING CODE 7710–FW–P

POSTAL SERVICE
Sunshine Act Meetings
FEDERAL REGISTER CITATION OF PREVIOUS
ANNOUNCEMENT: 88 FR 76265.

khammond on DSKJM1Z7X2PROD with NOTICES

PREVIOUSLY ANNOUNCED TIME AND DATE OF
THE MEETING: Monday, November 13,

2023, at 1:00 p.m.; Tuesday, November
14, 2023, at 12:00 p.m.
PLACE: Washington, DC, at U.S. Postal
Service Headquarters, 475 L’Enfant
Plaza SW, in the Benjamin Franklin
Room.
STATUS: Monday, November 13, 2023, at
1:00 p.m.–Closed. Tuesday, November
14, 2023, at 12:00 p.m.–Open.
CHANGES IN THE MEETING: Revised the
order of the agenda items and added an
item to the agenda.
REVISED MATTERS TO BE CONSIDERED:
Meeting of the Board of Governors
Monday, November 13, 2023, at 1:00
p.m. (Closed)
1. Strategic Issues.
2. Financial and Operational Matters.
3. Compensation and Personnel Matters.

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4. Executive Session.
5. Administrative Items.

CONTACT PERSON FOR MORE INFORMATION:

Tuesday, November 14, 2023, at 12:00
p.m. (Open)
1. Remarks of the Chairman of the Board
of Governors.
2. Remarks of the Postmaster General
and CEO.
3. Election of the Chairman and Vice
Chairman
4. Approval of the Minutes.
5. Committee Reports.
6. Financial Matters.
a. FY2023 Annual Financial Report.
b. FY2023 10K and Financial
Statements.
c. Annual Report to Congress.
d. FY2024 Integrated Financial Plan
and Liquidity Outlook.
e. Authorization to Borrow Money
and Issue Obligations.
f. FY2025 Congressional
Reimbursement Request.
7. Quarterly Service Performance
Report.
8. Approval of Tentative Agenda for the
February 8, 2024 Meeting.
A public comment period will begin
immediately following the adjournment
of the open session on November 14,
2023, and shall last no more than 40
minutes. During the public comment
period, members of the public present at
the meeting may comment on any item
or subject listed on the agenda for the
open session. Registration of speakers at
the public comment period is required.
Speakers must register online at https://
www.surveymonkey.com/r/bog-11-142023. No more than 30 minutes of the
public comment period shall be allotted
to registered speakers present at the
meeting, and no more than three
minutes shall be allotted to each
speaker. The time allotted to each
speaker will be determined after
registration closes. Registration to speak
during the public comment period shall
end on November 9 at noon ET.
Additionally, a select number of written
comments will be read in whole or in
part during the public comment period
for no more than 10 minutes. Written
comments on any item or subject listed
on the agenda for the open session may
be submitted by United States Mail to
the address below or to the email
address [email protected]. If
submitted by email, written comments
must include a valid email address for
the person submitting the comment and
the words ‘‘Public Comment Period’’ in
the subject line. Written comments must
be received before November 9 at noon
ET. Participation in the public comment
period is governed by 39 CFR 232.1(n).
The next public comment period is
scheduled for November 2024.

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Michael J. Elston, Secretary of the
Board, U.S. Postal Service, 475 L’Enfant
Plaza SW, Washington, DC 20260–1000.
Telephone: (202) 268–4800.
Michael J. Elston,
Secretary.
[FR Doc. 2023–25089 Filed 11–8–23; 4:15 pm]
BILLING CODE 7710–12–P

POSTAL SERVICE
International Product Change—Priority
Mail Express International, Priority Mail
International & Commercial ePacket
Agreement
Postal ServiceTM.
Notice.

AGENCY:
ACTION:

The Postal Service gives
notice of filing a request with the Postal
Regulatory Commission to add a Priority
Mail Express International, Priority Mail
International & Commercial ePacket
contract to the list of Negotiated Service
Agreements in the Competitive Product
List in the Mail Classification Schedule.
DATES: Date of notice: November 13,
2023.
SUMMARY:

FOR FURTHER INFORMATION CONTACT:

Christopher C. Meyerson, (202) 268–
7820.
The
United States Postal Service® hereby
gives notice that, pursuant to 39 U.S.C.
3642 and 3632(b)(3), on October 27,
2023, it filed with the Postal Regulatory
Commission a USPS Request to Add
Priority Mail Express International,
Priority Mail International &
Commercial ePacket Contract 3 to
Competitive Product List. Documents
are available at www.prc.gov, Docket
Nos. MC2024–28 and CP2024–28.
SUPPLEMENTARY INFORMATION:

Sarah Sullivan,
Attorney, Ethics & Legal Compliance.
[FR Doc. 2023–24873 Filed 11–9–23; 8:45 am]
BILLING CODE 7710–12–P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–572, OMB Control No.
3235–0636]

Submission for OMB Review;
Comment Request; Extension: Rule
0–2
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.

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khammond on DSKJM1Z7X2PROD with NOTICES

Federal Register / Vol. 88, No. 217 / Monday, November 13, 2023 / Notices
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501–3520), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
Several sections of the Investment
Company Act of 1940 (‘‘Act’’ or
‘‘Investment Company Act’’) 1 give the
Securities and Exchange Commission
(‘‘Commission’’) the authority to issue
orders granting exemptions from the
Act’s provisions. The section that grants
broadest authority is section 6(c), which
provides the Commission with authority
to conditionally or unconditionally
exempt persons, securities or
transactions from any provision of the
Investment Company Act, or the rules or
regulations thereunder, if and to the
extent that such exemption is necessary
or appropriate in the public interest and
consistent with the protection of
investors and the purposes fairly
intended by the policy and provisions of
the Act.2 Congress enacted section 6(c)
to give the Commission the flexibility to
address unforeseen or changed
circumstances in the investment
company industry. Rule 0–2 under the
Investment Company Act,3 entitled
‘‘General Requirements of Papers and
Applications,’’ prescribes general
instructions for filing an application
seeking exemptive relief with the
Commission.
Rule 0–2(c)(1) requires that every
application for an order for which a
form is not specifically prescribed and
which is executed by a corporation,
partnership or other company and filed
with the Commission contain a
statement of the applicable provisions of
the articles of incorporation, bylaws or
similar documents, relating to the right
of the person signing and filing such
application to take such action on behalf
of the applicant, and a statement that all
such requirements have been complied
with and that the person signing and
filing the application is fully authorized
to do so. If such authorization is
dependent on resolutions of
stockholders, directors, or other bodies,
such resolutions must be attached as an
exhibit to or quoted in the application.
Any amendment to the application must
contain a similar statement as to the
applicability of the original statement of
authorization. When any application or
amendment is signed by an agent or
attorney, rule 0–2(c)(1) requires that the
1 15

U.S.C. 80a–1 et seq.
U.S.C. 80a–6(c).
3 17 CFR 270.0–2.
2 15

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power of attorney evidencing his
authority to sign shall state the basis for
the agent’s authority and shall be filed
with the Commission. Every application
subject to rule 0–2 must be verified by
the person executing the application by
executing an instrument in substantially
the form specified in the rule. Each
application subject to rule 0–2 must
state the reasons why the applicant is
deemed to be entitled to the action
requested, the name and address of each
applicant, and the name and address of
any person to whom any questions
regarding the application should be
directed. Electronic filing of all
applications for orders under the
Investment Company Act is mandatory.
Each application subject to rule 0–2 is
a one-time request and the rule itself
does not impose any ongoing
obligations or burdens on the part of an
applicant.
Based on historical filing data and
estimates of the annual number of
filings, the staff estimates that the
Commission will receive roughly 112
applications for an exemptive order per
year, and that each such applications
will take an average of 20.25 hours of inhouse attorney time as well as total
external costs of $92,000.
These estimates of average costs are
made solely for the purposes of the
Paperwork Reduction Act. The estimate
is not derived from a comprehensive or
even a representative survey or study of
the costs of Commission rules.
This collection of information is
necessary to obtain a benefit and will
not be kept confidential. An agency may
not conduct or sponsor, and a person is
not required to respond to, a collection
of information unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by December 13, 2023 to (i)
MBX.OMB.OIRA.SEC_desk_officer@
omb.eop.gov and (ii) David Bottom,
Director/Chief Information Officer,
Securities and Exchange Commission, c/
o John Pezzullo, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].

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77625

Dated: November 7, 2023.
Christina Z. Milnor,
Assistant Secretary.
[FR Doc. 2023–24953 Filed 11–9–23; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–98869; File No. SR–NYSE–
2023–36]

Self-Regulatory Organizations; New
York Stock Exchange LLC; Notice of
Filing of Proposed Enhancements to
Its Designated Market Maker Program
November 6, 2023.

Pursuant to section 19(b)(1) 1 of the
Securities Exchange Act of 1934
(‘‘Act’’) 2 and Rule 19b–4 thereunder,3
notice is hereby given that on October
23, 2023, New York Stock Exchange
LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed
with the Securities and Exchange
Commission (the ‘‘Commission’’) the
proposed rule change as described in
Items I, II, and III below, which Items
have been prepared by the selfregulatory organization. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Self-Regulatory Organization’s
Statement of the Terms of Substance of
the Proposed Rule Change
The Exchange proposes to
enhancements to its Designated Market
Maker (‘‘DMM’’) program by (1)
amending Rule 7.35B(d)(2) (DMMFacilitated Closing Auctions); Rule 36
(Access to and Communication with
Floor); Rule 76 (‘‘Crossing’’ Orders);
Rule 98 (Operation of a DMM Unit);
Rule 103 (Registration and Capital
Requirements of DMMs and DMM
Units); Rule 103B (Security Allocation
and Reallocation); and Rule 104
(Dealings and Responsibilities of
DMMs); (2) deleting Rule 104A
(DMMs—General) and Rule 106A
(Taking Book or Order of Another
Member); and (3) adopting a new Rule
104B establishing the DMM Unit
Introductory Program in Exchange
Traded Products (‘‘ETPs’’). The
proposed rule change is available on the
Exchange’s website at www.nyse.com, at
the principal office of the Exchange, and
at the Commission’s Public Reference
Room.
1 15

U.S.C. 78s(b)(1).
U.S.C. 78a.
3 17 CFR 240.19b–4.
2 15

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