Information Collection

Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies

IC 34515 under ICR 202309-3235-013 · OMB 3235-0179.

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
EDGAR PIA_Redacted.pdf EDGAR PIA	IC Document
EDGAR PIA_Redacted.pdf EDGAR PIA	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 270.31a-2

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 2,754

Number of Respondents for Small Entity: 23

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	2,754	0	2,754
Annual IC Time Burden (Hours)	607,315	333	606,982
Annual IC Cost Burden (Dollars)	111,818,274	66,600	111,751,674

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA_Redacted.pdf	10/06/2015

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.