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Federal forms, ICRs, and supporting documents

OMB control number

Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.

OMB 3235-0179 · SEC.

OMB 3235-0179

Rule 31a-2 under the Investment Company Act of 1940 ("Act") (17 CFR 270.31a-2) specifies the time periods that entities must retain certain books and records, including those required to be maintained under rule 31a-1 under the Act.

The latest form for Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies. expires 2026-12-31 and is listed under ICR 202309-3235-013.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Rule 31a-2 (MMF Adoption 2023) Supporting Statement.pdfSupporting Statement A
Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202309-3235-013 Revision of a currently approved collection 2023-09-25 Approved without change
202207-3235-030 Extension without change of a currently approved collection 2022-10-04 Approved without change
202202-3235-011 Revision of a currently approved collection 2022-02-09 Comment filed on proposed rule and continue
201906-3235-012 Extension without change of a currently approved collection 2019-10-30 Approved without change
201611-3235-025 Revision of a currently approved collection 2017-01-03 Approved without change
201512-3235-008 Revision of a currently approved collection 2015-12-08 Comment filed on proposed rule and continue
201505-3235-021 Extension without change of a currently approved collection 2015-10-06 Approved without change
201211-3235-018 Extension without change of a currently approved collection 2012-11-21 Approved without change
200910-3235-011 Extension without change of a currently approved collection 2010-01-13 Approved without change
200701-3235-019 Extension without change of a currently approved collection 2007-04-24 Approved without change
200407-3235-030 Revision of a currently approved collection 2004-07-21 Approved without change
200401-3235-006 Revision of a currently approved collection 2004-01-21 Comment filed on proposed rule and continue
200210-3235-011 Extension without change of a currently approved collection 2002-10-31 Approved without change
199911-3235-002 Revision of a currently approved collection 1999-11-02 Approved without change
199904-3235-016 Extension without change of a currently approved collection 1999-04-20 Approved without change
199602-3235-001 Extension without change of a currently approved collection 1996-02-29 Approved without change
199304-3235-002 Revision of a currently approved collection 1993-04-08 Approved without change
199005-3235-002 Revision of a currently approved collection 1990-05-23 Approved without change
198904-3235-003 Revision of a currently approved collection 1989-04-07 Approved without change
198609-3235-006 Revision of a currently approved collection 1986-09-17 Approved without change
198508-3235-017 Revision of a currently approved collection 1985-08-23 Approved without change
198207-3235-005 Extension without change of a currently approved collection 1982-07-27 Approved without change
198110-3235-038 New collection (Request for a new OMB Control Number) 1981-10-23 Approved without change