Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.

OMB 3235-0179

OMB 3235-0179

Rule 31a-2 under the Investment Company Act of 1940 ("Act") (17 CFR 270.31a-2) specifies the time periods that entities must retain certain books and records, including those required to be maintained under rule 31a-1 under the Act.

The latest form for Rule 31a-2: Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies. expires 2023-01-31 and can be found here.

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Extension without change of a currently approved collection 2019-10-30
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Comment filed on proposed rule and continue
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Approved without change
Extension without change of a currently approved collection 2015-10-06
Approved without change
Extension without change of a currently approved collection 2012-11-21
Approved without change
Extension without change of a currently approved collection 2010-01-13
Approved without change
Extension without change of a currently approved collection 2007-04-24
Approved without change
Revision of a currently approved collection 2004-07-21
Comment filed on proposed rule and continue
Revision of a currently approved collection 2004-01-21
Approved without change
Extension without change of a currently approved collection 2002-10-31
Approved without change
Revision of a currently approved collection 1999-11-02
Approved without change
Extension without change of a currently approved collection 1999-04-20
Approved without change
Extension without change of a currently approved collection 1996-02-29
Approved without change
Revision of a currently approved collection 1993-04-08
Approved without change
Revision of a currently approved collection 1990-05-23
Approved without change
Revision of a currently approved collection 1989-04-07
Approved without change
Revision of a currently approved collection 1986-09-17
Approved without change
Revision of a currently approved collection 1985-08-23
Approved without change
Extension without change of a currently approved collection 1982-07-27
Approved without change
New collection (Request for a new OMB Control Number) 1981-10-23

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