Rule 31a-2 Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies

ICR 200401-3235-006

OMB: 3235-0179

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0179 200401-3235-006
Historical Inactive 200210-3235-011
SEC
Rule 31a-2 Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 03/31/2004
Retrieve Notice of Action (NOA) 01/21/2004
This ICR is associated with SEC Release No. IC-26323. The agency is requested to resubmit this ICR at the time of final rulemaking.
  Inventory as of this Action Requested Previously Approved
01/31/2006 03/31/2007 01/31/2006
4,500 0 4,500
945,000 0 0
122,361,000 0 0

Rule 31a-2 regulates how records and documents the Securities and Exchange Commission requires investment companies to keep are maintained.

None
None


No

Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/21/2004


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