RULE 270.31A-2 - RECORDS TO BE PRESERVED BY REGISTERED INVESTMENT COMPANIES AND CERTAIN MAJORITY-OWNED SUBSIDIARIES THEREOF

ICR 198110-3235-038

OMB: 3235-0179

Federal Form Document

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ICR Details
3235-0179 198110-3235-038
Historical Active
SEC
RULE 270.31A-2 - RECORDS TO BE PRESERVED BY REGISTERED INVESTMENT COMPANIES AND CERTAIN MAJORITY-OWNED SUBSIDIARIES THEREOF
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 12/11/1981
Retrieve Notice of Action (NOA) 10/23/1981
  Inventory as of this Action Requested Previously Approved
08/31/1982 08/31/1982
393,120 0 0
40,000 0 0
0 0 0

RULE 31A-2 REQUIRES REGISTERED INVESTMENT COMPANIES AND CERTAIN MAJORITY-OWNED SUBSIDIARIES THEREOF TO PRESERVE BOOKS, RECORDS AND OTH DOCUMENTS RELATING TO THE OPERATIONS OF THE ENTITY SO THAT THE INFORMATION THEREIN IS AVAILABLE TO THE COMMISSION IN THE EXERCISE OF ITS REGULATORY FUNCTIONS.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 393,120 0 0 0 393,120 0
Annual Time Burden (Hours) 40,000 0 0 0 40,000 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/23/1981


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