Rule 31a-2 Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.

ICR 200701-3235-019

OMB: 3235-0179

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
0000-00-00
ICR Details
3235-0179 200701-3235-019
Historical Active 200407-3235-030
SEC 270-174
Rule 31a-2 Records to be preserved by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.
Extension without change of a currently approved collection   No
Regular
Approved without change 08/07/2007
Retrieve Notice of Action (NOA) 04/24/2007
  Inventory as of this Action Requested Previously Approved
08/31/2010 36 Months From Approved 08/31/2007
4,920 0 5,132
1,082,400 0 1,111,986
175,000,000 0 136,500,000

Rule 31-a-2 regulates how records and documents the Securities and Exchange Commission requires investment companies to keep are maintained.

US Code: 15 USC 80a Name of Law: Investment Company
  
None

Not associated with rulemaking

  72 FR 6297 02/09/2007
72 FR 20391 04/24/2007
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,920 5,132 0 0 -212 0
Annual Time Burden (Hours) 1,082,400 1,111,986 0 0 -29,586 0
Annual Cost Burden (Dollars) 175,000,000 136,500,000 0 0 38,500,000 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Thoreau Bartmann 202 551-6792 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/24/2007


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