Recordkeeping FR Y-9ES

Financial Statements for Holding Companies

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0128 can be found here:

Documents and Forms

Document Name Document Type
Form FR Y-9ES Recordkeeping FR Y-9ES Form
FRY9ES_20211231_i.pdf www.federalreserve.gov/apps/reportingforms Instruction
FR Y-9ES Financial Statements for Employee Stock Ownership Plan H FRY9ES_20211231_f.pdf www.federalreserve.gov/apps/reportingforms Form

Information Collection (IC) Details

IC Title:	Recordkeeping FR Y-9ES	Agency IC Tracking Number:	FR Y-9ES

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	FR Y-9ES	Financial Statements for Employee Stock Ownership Plan Holding Companies	FRY9ES_20211231_f.pdf	https://www.federalreserve.gov/apps/reportingforms	Yes	Yes	Fillable Fileable Signable
Instruction			FRY9ES_20211231_i.pdf	https://www.federalreserve.gov/apps/reportingforms	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 73	Number of Respondents for Small Entity: 73

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	73	-5	78
Annual IC Time Burden (Hours)	37	-2	39
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.