Part-4 Commodity Pool Operators and Commodity Trading Advisors

Rules Relating to the Operations and Activities of Commodity Pool Operators and Commodity Trading Advisors and to Monthly Reporting by Futures Commission Merchants

OMB: 3038-0005

IC ID: 29006

Information Collection (IC) Details

View Information Collection (IC)

Part-4 Commodity Pool Operators and Commodity Trading Advisors
 
No Modified
 
Required to Obtain or Retain Benefits
 
17 CFR 4.23, 4.31, 4.33, 4.36 17 CFR 4.14,4.21,4.22, 4.26, 4.27 17 CFR 1.33, 4.5, 4.7, 4.12, 4.13

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability
Form and Instruction CTA-PR CTA-PR Form CTA-PR_2012.docx Yes Yes Fillable Fileable Signable
Form and Instruction CPO-PQR CPO-PQR Form CPO-PQR and instructions.docx Yes Yes Fillable Fileable Signable

General Government Executive Functions

National Futures Association Applications Suite System-CFTC-12  84 FR 17811

40,265 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Requested Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 121,490 0 1,075 0 0 120,415
Annual IC Time Burden (Hours) 328,005 0 -104,320 0 0 432,325
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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