Information Collection

Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

IC 34809 under ICR 202401-3235-003 · OMB 3235-0307.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0307 can be found here:

2024-05-22 - Revision of a currently approved collection

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC2052 Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies	Form and Instruction
SEC2052 Form N-1A formn-1a.pdf www.sec.gov/aboout/forms/formn-1A.pdf	Form and Instruction
SEC2052 Form N-1A formn-1a.pdf www.sec.gov/aboout/forms/formn-1A.pdf	Form and Instruction
EDGAR PIA 2016.pdf EDGAR PIA	IC Document
EDGAR PIA 2016.pdf EDGAR PIA	IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:

Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 274.11A 17 CFR 239.15A

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC2052	Form N-1A	formn-1a.pdf	http://www.sec.gov/aboout/forms/formn-1A.pdf	Yes	Yes	Fillable Fileable

Federal Enterprise Architecture Business Reference Module

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 6,002

Number of Respondents for Small Entity: 43

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	6,002	0	6,002
Annual IC Time Burden (Hours)	1,787,043	115,116	1,671,927
Annual IC Cost Burden (Dollars)	143,540,098	10,840,090	132,700,008

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	02/26/2019

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.