OMB control number
Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
OMB 3235-0307 · SEC.
OMB 3235-0307
Form N-1A is the form used by open-end management investment companies, except small business investment companies and insurance company separate accounts, to register under the Investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.
The latest form for Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies expires 2027-07-31 and is listed under ICR 202405-3235-003.
SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0307: Form N-1A filings 
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Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 Form SEC2052 Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies | Form and Instruction |
| Supporting Statement Form N-1A (final).pdf | Supporting Statement A |
 Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies |
Form and Instruction |