Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

OMB 3235-0307

OMB 3235-0307

Form N-1A is the form used by open-end management investment companies, except small business investment companies and insurance company separate accounts, to register under the Investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

The latest form for Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies expires 2023-07-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0307: Form N-1A filings .

All Historical Document Collections
Revision of a currently approved collection 2021-06-09
Revision of a currently approved collection 2021-01-27
Revision of a currently approved collection 2020-11-17
Comment filed on proposed rule and continue
Revision of a currently approved collection 2020-08-20
Approved without change
Revision of a currently approved collection 2020-04-09
Comment filed on proposed rule and continue
Revision of a currently approved collection 2020-02-12
Approved without change
Revision of a currently approved collection 2019-02-26
Comment filed on proposed rule and continue
Revision of a currently approved collection 2018-07-26
Comment filed on proposed rule and continue
Revision of a currently approved collection 2018-03-07
Approved without change
Revision of a currently approved collection 2017-01-24
Comment filed on proposed rule and continue
Revision of a currently approved collection 2015-10-27
Approved without change
Revision of a currently approved collection 2014-09-11
Comment filed on proposed rule and continue
Revision of a currently approved collection 2013-06-24
Approved without change
Extension without change of a currently approved collection 2013-01-14
Preapproved
Revision of a currently approved collection 2010-08-05
Approved without change
Revision of a currently approved collection 2010-02-04
Preapproved
Revision of a currently approved collection 2009-12-08
Approved without change
Revision of a currently approved collection 2009-01-27
Comment filed on proposed rule and continue
Revision of a currently approved collection 2008-03-26
Comment filed on proposed rule and continue
Revision of a currently approved collection 2008-02-21
Improperly submitted and continue
Revision of a currently approved collection 2007-12-03
Approved without change
Extension without change of a currently approved collection 2007-09-06
Approved without change
Revision of a currently approved collection 2004-08-31
Approved without change
Revision of a currently approved collection 2004-06-15
Approved without change
Revision of a currently approved collection 2004-04-07
Approved without change
Revision of a currently approved collection 2003-12-30
Approved without change
Revision of a currently approved collection 2003-10-07
Approved without change
Revision of a currently approved collection 2002-09-25
Approved without change
Revision of a currently approved collection 2002-06-19
Approved without change
Revision of a currently approved collection 2002-04-17
Approved without change
Revision of a currently approved collection 2001-01-22
Approved without change
Revision of a currently approved collection 2000-03-22
Approved without change
Revision of a currently approved collection 1999-11-02
Withdrawn and continue
Revision of a currently approved collection 1997-07-16
Approved without change
Revision of a currently approved collection 1997-03-12
Approved without change
Revision of a currently approved collection 1996-12-19
Approved without change
Revision of a currently approved collection 1995-09-27
Approved without change
Revision of a currently approved collection 1995-09-22
Approved without change
Revision of a currently approved collection 1995-07-27
Approved without change
Revision of a currently approved collection 1995-03-02
Approved without change
Revision of a currently approved collection 1994-11-28
Approved without change
Revision of a currently approved collection 1994-08-29
Approved without change
Revision of a currently approved collection 1994-01-27
Approved without change
Revision of a currently approved collection 1994-01-12
Approved without change
Revision of a currently approved collection 1993-05-28
Approved without change
Revision of a currently approved collection 1993-01-26
Approved without change
Revision of a currently approved collection 1990-07-23
Approved without change
Revision of a currently approved collection 1988-11-04
Approved without change
Revision of a currently approved collection 1988-08-16
Approved without change
Revision of a currently approved collection 1988-06-20
Approved without change
Revision of a currently approved collection 1987-08-19
Approved without change
Revision of a currently approved collection 1986-09-17
Approved without change
Revision of a currently approved collection 1984-11-14
Approved without change
Revision of a currently approved collection 1984-07-18
Approved with change
No material or nonsubstantive change to a currently approved collection 1984-04-10
Approved with change
No material or nonsubstantive change to a currently approved collection 1984-04-18
Approved without change
Revision of a currently approved collection 1983-08-08
Approved without change
New collection (Request for a new OMB Control Number) 1983-01-04

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