Form N-1A under the Investment Company Act of 1940 and the Securities Act of 1933, Registration Statement of Open-End Management Investment Companies

ICR 200003-3235-029

OMB: 3235-0307

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0307 200003-3235-029
Historical Active 199911-3235-003
SEC
Form N-1A under the Investment Company Act of 1940 and the Securities Act of 1933, Registration Statement of Open-End Management Investment Companies
Revision of a currently approved collection   No
Regular
Approved without change 04/25/2000
Retrieve Notice of Action (NOA) 03/22/2000
  Inventory as of this Action Requested Previously Approved
04/30/2003 04/30/2003 01/31/2003
4,670 0 4,660
1,159,311 0 1,049,720
74,806,000 0 64,663,000

Form N-1A is the registration statement form used by open-end management investment companies, except small business investment companies and insurance company separate accounts, to register under the Investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws. Proposed amendments to Form N-1A would require funds to include after-tax return disclosure in the risk/return summary of their prospect uses and in the Management Discussion of Fund Performance, which is typically

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,670 4,660 0 9 1 0
Annual Time Burden (Hours) 1,159,311 1,049,720 0 94,759 14,832 0
Annual Cost Burden (Dollars) 74,806,000 64,663,000 0 9,783,000 360,000 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/22/2000


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