Form N-1A under the Investment Company Act of 1940 and the Securities Act of 1933, Registration Statement of Open-End Management Investment Companies

ICR 200206-3235-008

OMB: 3235-0307

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0307 200206-3235-008
Historical Active 200204-3235-003
SEC
Form N-1A under the Investment Company Act of 1940 and the Securities Act of 1933, Registration Statement of Open-End Management Investment Companies
Revision of a currently approved collection   No
Regular
Approved without change 08/19/2002
Retrieve Notice of Action (NOA) 06/19/2002
  Inventory as of this Action Requested Previously Approved
08/31/2005 08/31/2005 06/30/2005
4,410 0 4,620
899,568 0 1,146,187
69,658,000 0 74,806,000

Form N-1A is the registration statement form used by open-end management investment companies, except small business investment companies and insurance company separate accounts, to register under the Investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws. Proposed amendments to rule 482 under the Securities Act and conforming amendments to Form N-1A to eliminate the "substance of which" requirement from rule 482.

None
None


No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4,410 4,620 0 -151 -59 0
Annual Time Burden (Hours) 899,568 1,146,187 0 -177,514 -69,105 0
Annual Cost Burden (Dollars) 69,658,000 74,806,000 0 0 -5,148,000 0
No
Yes

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/19/2002


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