Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

ICR 202008-3235-008

OMB: 3235-0307

Federal Form Document

ICR Details
3235-0307 202008-3235-008
Historical Inactive 202004-3235-004
SEC IM 270-021
Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 11/09/2020
Retrieve Notice of Action (NOA) 08/20/2020
OMB files this comment in accordance with 5 CFR 1320.11( c ). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
07/31/2023 36 Months From Approved 07/31/2023
6,002 0 6,002
1,662,190 0 1,662,190
131,139,208 0 131,139,208

Form N-1A is the form used by open-end management investment companies, except small business investment companies and insurance company separate accounts, to register under the Investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

US Code: 15 USC 77e Name of Law: Securities Act of 1933
   US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
  
None

3235-AL42 Proposed rulemaking 80 FR 33590 06/12/2015

No

Yes
Miscellaneous Actions
No
The total annual hour burden of 1,670,576 hours represents an increase of 8,386 hours over the previous burden hour estimate of 1,662,190 hours. The annual external cost burden of $131,139,208 represents no change over the previous external cost burden of $131,139,208.

No
    No
    No
No
No
No
No
John Lee 202 551-5689

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/20/2020


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