Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
ICR 200803-3235-021
OMB: 3235-0307
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0307 can be found here:
Form N-1A under the
Securities Act of 1933 and under the Investment Company Act of
1940, registration statement of open- end management investment
companies
Pursuant to 5
CFR 1320.11(c), OMB files this comment on this information
collection request (ICR). In accordance with 5 CFR 1320, OMB is
withholding approval at this time. The agency shall examine public
comment in response to the NPRM and will include in the supporting
statement of the next ICR--to be submitted to OMB at the final rule
stage--a description of how the agency has responded to any public
comments on the ICR, including comments on maximizing the practical
utility of the collection and minimizing the burden. This action
has no effect on any current approvals.
Inventory as of this Action
Requested
Previously Approved
11/30/2010
36 Months From Approved
11/30/2010
2,397
0
2,397
1,575,184
0
1,575,184
108,766,182
0
108,766,182
Form N-1A is the form used by open-end
management investment companies and insurance company separte
accounts to register under the Investment Company Act of 1940 and
to register their securities under the Securities Act of 1933. The
SEC uses the information filed in registration statements to verify
compliance with the federal securities laws.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.