Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
ICR 202112-3235-015
OMB: 3235-0307
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0307 can be found here:
Form N-1A under the
Securities Act of 1933 and under the Investment Company Act of
1940, registration statement of open- end management investment
companies
Revision of a currently approved collection
No
Regular
01/13/2022
Requested
Previously Approved
36 Months From Approved
09/30/2024
6,002
6,002
1,854,132
1,672,077
132,940,008
132,940,008
Form N-1A is the form used by open-end
management investment companies, except small business investment
companies and insurance company separate accounts, to register
under the Investment Company Act of 1940 and to register their
securities under the Securities Act of 1933. The SEC uses the
information filed in registration statements to verify compliance
with the federal securities laws.
US Code:
15
USC 80a-8 Name of Law: Investment Company Act of 1940
US Code: 15
USC 77e Name of Law: Securities Act of 1933
The estimated hourly burden
associated with Form N 1A has increased from 1,672,077 hours to
1,854,131.7 hours (an increase of 182,054.7 hours). In addition,
the cost burden associated with Form N 1A has not changed. The
changes in burden hour burdens is due to the estimates of the time
burden that will result from our amendments to Form N 1A requiring
revisions to the fee table, fee and expense terminology, and risk
disclosure as well as the rescission of the legend required by rule
30e-3. These changes in burden also reflect the Commission’s
revision and update of burden estimates for all information
collections under this OMB control number (whether or not
associated with rulemaking changes), and the Commission requested
public comment on all information collection burden estimates for
this OMB control number.
No
No
No
No
No
No
No
Zeena Abdul-Rahman 202
551-4099
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.