Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

ICR 202106-3235-001

OMB: 3235-0307

Federal Form Document

ICR Details
3235-0307 202106-3235-001
Received in OIRA 202011-3235-013
SEC IM 270-021
Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
Revision of a currently approved collection   No
Regular 06/09/2021
  Requested Previously Approved
36 Months From Approved 07/31/2023
6,002 6,002
1,672,077 1,670,576
132,940,008 131,139,208

Form N-1A is the form used by open-end management investment companies, except small business investment companies and insurance company separate accounts, to register under the Investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

US Code: 15 USC 77e Name of Law: Securities Act of 1933
   US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
  
None

3235-AM00 Final or interim final rulemaking 84 FR 12674 04/02/2019

No

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6,002 6,002 0 0 0 0
Annual Time Burden (Hours) 1,672,077 1,670,576 0 1,501 0 0
Annual Cost Burden (Dollars) 132,940,008 131,139,208 0 1,800,800 0 0
Yes
Miscellaneous Actions
No
The estimated hourly burden associated with Form N 1A has increased from 1,670,576 hours to 1,672,077 hours (an increase of 1,501 hours). In addition, the cost burden associated with Form N 1A has increased from $131,139,208 to $132,940,008 (an increase of $1,800,800). The changes in burden hours and external cost burdens are due to the estimates of the time burden and external costs that will result from our amendments affecting Form N 1A regarding hyperlinking

No
    No
    No
No
No
No
No
John Lee 202 551-5689

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/09/2021


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