Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
ICR 202106-3235-001
OMB: 3235-0307
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0307 can be found here:
Form N-1A under the
Securities Act of 1933 and under the Investment Company Act of
1940, registration statement of open- end management investment
companies
Revision of a currently approved collection
No
Regular
06/09/2021
Requested
Previously Approved
36 Months From Approved
07/31/2023
6,002
6,002
1,672,077
1,670,576
132,940,008
131,139,208
Form N-1A is the form used by open-end
management investment companies, except small business investment
companies and insurance company separate accounts, to register
under the Investment Company Act of 1940 and to register their
securities under the Securities Act of 1933. The SEC uses the
information filed in registration statements to verify compliance
with the federal securities laws.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
The estimated hourly burden
associated with Form N 1A has increased from 1,670,576 hours to
1,672,077 hours (an increase of 1,501 hours). In addition, the cost
burden associated with Form N 1A has increased from $131,139,208 to
$132,940,008 (an increase of $1,800,800). The changes in burden
hours and external cost burdens are due to the estimates of the
time burden and external costs that will result from our amendments
affecting Form N 1A regarding hyperlinking
No
No
No
No
No
No
No
John Lee 202 551-5689
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.