Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

ICR 201807-3235-012

OMB: 3235-0307

Federal Form Document

ICR Details
3235-0307 201807-3235-012
Historical Active 201611-3235-026
SEC IM 270-021
Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
Revision of a currently approved collection   No
Regular
Approved without change 07/03/2019
Retrieve Notice of Action (NOA) 02/26/2019
  Inventory as of this Action Requested Previously Approved
07/31/2022 36 Months From Approved 05/31/2020
6,002 0 6,002
1,642,490 0 1,596,749
131,139,208 0 129,338,408

Form N-1A is the form used by open-end management investment companies, except small business investment companies and insurance company separate accounts, to register under the Investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

US Code: 15 USC 77e Name of Law: Securities Act of 1933
   US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
  
None

3235-AM30 Final or interim final rulemaking 83 FR 31859 07/10/2018

No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6,002 6,002 0 0 0 0
Annual Time Burden (Hours) 1,642,490 1,596,749 0 0 45,741 0
Annual Cost Burden (Dollars) 131,139,208 129,338,408 0 0 1,800,800 0
No
No
The total annual hour burden of 1,642,490.7 hours represents an increase of 45,741.7 hours over the previous burden hour estimate of 1,596,749 hours. The changes in burden hours are due to the staff’s estimates of the time costs that would result from our amendments to Form N-1A regarding liquidity disclosures.

$22,200,000
No
    No
    No
No
No
No
Uncollected
Zeena Abdul-Rahman 202 551-4099

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/26/2019


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