Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies

ICR 201211-3235-006

OMB: 3235-0307

Federal Form Document

ICR Details
3235-0307 201211-3235-006
Historical Active 201002-3235-009
SEC IM 270-21
Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
Extension without change of a currently approved collection   No
Regular
Approved without change 02/13/2013
Retrieve Notice of Action (NOA) 01/14/2013
  Inventory as of this Action Requested Previously Approved
02/29/2016 36 Months From Approved 04/30/2013
6,002 0 1,935
1,578,689 0 1,248,589
122,730,472 0 88,009,520

Form N-1A is the form used by open-end management investment companies, except small business investment companies and insurance company separate accounts, to register under the investment Company Act of 1940 and to register their securities under the Securities Act of 1933. The SEC uses the information filed in registration statements to verify compliance with the federal securities laws.

US Code: 15 USC 77e Name of Law: Securities Act of 1933
   US Code: 15 USC 80a-8 Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  77 FR 66887 11/07/2012
78 FR 2699 01/14/2013
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6,002 1,935 0 0 4,067 0
Annual Time Burden (Hours) 1,578,689 1,248,589 0 0 330,100 0
Annual Cost Burden (Dollars) 122,730,472 88,009,520 0 0 34,720,952 0
No
No
The estimated annual time burden increased by 330,100 hours from 1,248,589 hours to 1,578,689 hours. This increase is due to the increase in our estimates of the average number of post-effective amendments filed annually and an increase in our estimates of the average current hour burden per portfolio/fund for preparing post-effective amendments.

No
No
No
No
No
Uncollected
Aidan O'Connor 202 551-6808

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/14/2013


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