Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
ICR 201712-3235-008
OMB: 3235-0307
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0307 can be found here:
Form N-1A under the
Securities Act of 1933 and under the Investment Company Act of
1940, registration statement of open- end management investment
companies
OMB files this
comment in accordance with 5 CFR 1320.11( c ). This OMB action is
not an approval to conduct or sponsor an information collection
under the Paperwork Reduction Act of 1995. This action has no
effect on any current approvals. If OMB has assigned this ICR a new
OMB Control Number, the OMB Control Number will not appear in the
active inventory. For future submissions of this information
collection, reference the OMB Control Number provided. Resubmit
when proposed rule is finalized.
Inventory as of this Action
Requested
Previously Approved
05/31/2020
36 Months From Approved
05/31/2020
6,002
0
6,002
1,596,749
0
1,596,749
129,338,408
0
129,338,408
Form N-1A is the form used by open-end
management investment companies, except small business investment
companies and insurance company separate accounts, to register
under the Investment Company Act of 1940 and to register their
securities under the Securities Act of 1933. The SEC uses the
information filed in registration statements to verify compliance
with the federal securities laws.
US Code:
15
USC 80a-8 Name of Law: Investment Company Act of 1940
US Code: 15
USC 77e Name of Law: Securities Act of 1933
The total annual hour burden of
1,602,751 hours represents an increase of 6,002 hours over the
previous burden hour estimate of 1,596,749 hours. In addition, the
annual external cost burden of $131,139,208 represents an increase
of $1,800,800 over the previous annual external cost burden
estimate of $129,338,408. The changes in burden hours and external
cost burdens are due to the staff’s estimates of the time costs and
external costs that would result from our proposed amendments to
Form N-1A regarding hyperlinking.
$19,800,000
No
No
No
No
No
No
Uncollected
Amy Miller 202 551-4447
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.
Form SEC2052 Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
Form N-1A Supporting Statement.pdf
Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies