Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
ICR 200711-3235-009
OMB: 3235-0307
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0307 can be found here:
Form N-1A under the
Securities Act of 1933 and under the Investment Company Act of
1940, registration statement of open- end management investment
companies
This ICR was
improperly submitted because the supporting statement contained in
this ICR is identical to the one submitted with the previous
request for OMB approval of this information collection. The agency
may resubmit this request for a revision without further public
notice. The next submission must include an updated supporting
statement. The supporting statement must provide an adequate
description of the changes in burden, including an explanation of
why the agency classified the changes as due to agency discretion
(vs. an adjustment).
Inventory as of this Action
Requested
Previously Approved
11/30/2010
36 Months From Approved
11/30/2010
2,397
0
2,397
1,575,184
0
1,575,184
108,766,182
0
108,766,182
Form N-1A is the form used by open-end
management investment companies and insurance company separate
accounts to register under the Investment Company Act of 1940 and
to register their securities under the Securities Act of 1933. The
SEC uses the information filed in registration statements to verify
compliance with the federal securities laws.
US Code:
15
USC 77e Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
The Commission proposed
amendments that require certain key information to appear in plain
English in a standardized order at the front of the
prospectus.
$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected
Tara Royal 202 942-0721
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.