Form N-1A under the Securities Act of 1933 and under the Investment Company Act of 1940, registration statement of open- end management investment companies
ICR 201510-3235-018
OMB: 3235-0307
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0307 can be found here:
Form N-1A under the
Securities Act of 1933 and under the Investment Company Act of
1940, registration statement of open- end management investment
companies
Pursuant to 5
CFR 1320.11(c), OMB files this comment on this information
collection request (ICR. The agency shall examine public comment in
response to the NPRM and will describe in the supporting statement
of its next collection any public comments received regarding the
collection as well as why (or why it did not) incorporate the
commenter’s recommendation. The next submission to OMB must include
the draft final rule.
Inventory as of this Action
Requested
Previously Approved
02/28/2018
36 Months From Approved
02/28/2018
6,002
0
6,002
1,579,974
0
1,579,974
124,820,197
0
124,820,197
Form N-1A is the form used by open-end
management investment companies, except small business investment
companies and insurance company separate accounts, to register
under the Investment Company Act of 1940 and to register their
securities under the Securities Act of 1933. The SEC uses the
information filed in registration statements to verify compliance
with the federal securities laws.
US Code:
15
USC 80a-8 Name of Law: Investment Company Act of 1940
US Code: 15
USC 77e Name of Law: Securities Act of 1933
The total annual hour burden of
1,587,981 hours represents an increase of 8,007 hours over the
previous burden hour estimate of 1,579,974 hours. In addition, the
annual external cost burden of $127,370,320 represents an increase
of $2,550,123 over the previous annual external cost burden
estimate of $124,820,197. The changes in burden hours and external
cost burdens are due to the staff’s estimates of the time costs and
external costs that would result from our proposed amendments.
No
No
No
No
No
Uncollected
Naseem Nixon 202
551-6907
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.