Emergency Capital Investment Program Reporting

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
QSR Template CU	Form and Instruction	Unchanged	Available
QSR Template BHC	Form and Instruction	Unchanged	Available
QSR Instructions CU	Form and Instruction	Unchanged	Available
QSR Instructions BHC	Form and Instruction	Unchanged	Available
Quarterly Supplemental Report Schedules C & D***	Form and Instruction	Unchanged	Repair queued
QSR Template CU	Form and Instruction	Unchanged	Available
QSR Template BHC	Form and Instruction	Unchanged	Available
QSR Instructions CU	Form and Instruction	Unchanged	Available
QSR Instructions BHC	Form and Instruction	Unchanged	Available
Quarterly Supplemental Report Schedules A & B***	Form and Instruction	Unchanged	Repair queued
ECIP ISR Instructions CU_MA	Form and Instruction	Unchanged	Available
ECIP ISR Instructions BHC_MA	Form and Instruction	Unchanged	Available
ECIP ISR Template CU MA	Form and Instruction	Unchanged	Available
ECIP ISR Template - BHC MA	Form and Instruction	Unchanged	Available
Initial Supplemental Report – M&A version	Form and Instruction	Unchanged	Repair queued
Form of Process and Controls Attestation of Independent Auditor	Form	Modified	Available
Required Certifications	Form and Instruction	Modified	Available
Legal Certifications	Form and Instruction	Modified	Repair queued
Voluntary Initiative Report	Form and Instruction	Unchanged	Available
Impact Highlight Reports	Form and Instruction	Unchanged	Repair queued
ECIP Disaggregate Qualified Lending Data (Banks & Holding Companies)	Form	Unchanged	Available
ECIP Disaggregate Qualified Lending Data (Credit Unions)	Form	Unchanged	Available
Interim Summary Report Summary - Banks & Holding Companies Template	Form	Unchanged	Available
Interim Summary Report Summary - Credit Union Template	Form	Unchanged	Available
1505-0275 Non-substantive Change Justification - Auditor Attestation.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2024-02-21	Available
1505-0275 Non-substantive Change Justification - Auditor Attestation.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2024-02-21	Repair queued
QSR Comments Chart - Round 2 - 6-7-2023.xlsx	Supplementary Document	Uploaded 2023-06-26	Available
QSR Comments Chart - Round 2 - 6-7-2023.xlsx	Supplementary Document	Uploaded 2023-06-26	Repair queued
2020-QSR-Reference-Dataset-v2.xlsx	Supplementary Document	Uploaded 2023-06-23	Available
2020-QSR-Reference-Dataset-v2.xlsx	Supplementary Document	Uploaded 2023-06-23	Available
Justification Document.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2022-06-27	Available
Justification Document.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2022-06-27	Repair queued
1. ECIP Emergency Justification Memo ECIP Initial Supplementary Report 2022-03-30.docx	Supplementary Document	Uploaded 2022-03-30	Available
1. ECIP Emergency Justification Memo ECIP Initial Supplementary Report 2022-03-30.docx	Supplementary Document	Uploaded 2022-03-30	Repair queued
ECIP_Reporting_Supporting_Statement v3 6-23-2023.docx	Supporting Statement A	Uploaded 2023-06-26	Available
ECIP_Reporting_Supporting_Statement v3 6-23-2023.docx	Supporting Statement A	Uploaded 2023-06-26	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
259140	Quarterly Supplemental Report Schedules C & D***	Form and Instruction	Unchanged	QSR Template CU
259140	Quarterly Supplemental Report Schedules C & D***	Form and Instruction	Unchanged	QSR Template BHC
259140	Quarterly Supplemental Report Schedules C & D***	Form and Instruction	Unchanged	QSR Instructions CU
259140	Quarterly Supplemental Report Schedules C & D***	Form and Instruction	Unchanged	QSR Instructions BHC
259140	Quarterly Supplemental Report Schedules C & D***	Form and Instruction	Unchanged
259140	Quarterly Supplemental Report Schedules C & D***	Instruction	Unchanged
259139	Quarterly Supplemental Report Schedules A & B***	Form and Instruction	Unchanged	QSR Template CU
259139	Quarterly Supplemental Report Schedules A & B***	Form and Instruction	Unchanged	QSR Template BHC
259139	Quarterly Supplemental Report Schedules A & B***	Form and Instruction	Unchanged	QSR Instructions CU
259139	Quarterly Supplemental Report Schedules A & B***	Form and Instruction	Unchanged	QSR Instructions BHC
259139	Quarterly Supplemental Report Schedules A & B***	Form and Instruction	Unchanged
259139	Quarterly Supplemental Report Schedules A & B***	Instruction	Unchanged
259136	Initial Supplemental Report – M&A version	Form and Instruction	Unchanged	ECIP ISR Instructions CU_MA
259136	Initial Supplemental Report – M&A version	Form and Instruction	Unchanged	ECIP ISR Instructions BHC_MA
259136	Initial Supplemental Report – M&A version	Form and Instruction	Unchanged	ECIP ISR Template CU MA
259136	Initial Supplemental Report – M&A version	Form and Instruction	Unchanged	ECIP ISR Template - BHC MA
259136	Initial Supplemental Report – M&A version	Form and Instruction	Unchanged
259135	Legal Certifications	Form	Modified	Form of Process and Controls Attestation of Independent Auditor
259135	Legal Certifications	Form and Instruction	Modified	Required Certifications
259135	Legal Certifications	Form and Instruction	Modified
259134	Impact Highlight Reports	Form and Instruction	Unchanged	Voluntary Initiative Report
259134	Impact Highlight Reports	Form and Instruction	Unchanged
252466	Initial Supplemental Report - Previously Approved	Form	Unchanged	ECIP Disaggregate Qualified Lending Data (Banks & Holding Companies)
252466	Initial Supplemental Report - Previously Approved	Form	Unchanged	ECIP Disaggregate Qualified Lending Data (Credit Unions)
252466	Initial Supplemental Report - Previously Approved	Form	Unchanged	Interim Summary Report Summary - Banks & Holding Companies Template
252466	Initial Supplemental Report - Previously Approved	Form	Unchanged	Interim Summary Report Summary - Credit Union Template
252466	Initial Supplemental Report - Previously Approved	Instruction	Unchanged

ICR Details

OMB Control No: 1505-0275	ICR Reference No: 202402-1505-002
Status: Historical Active	Previous ICR Reference No: 202211-1505-005
Agency/Subagency: TREAS/DO	Agency Tracking No:
Title: Emergency Capital Investment Program Reporting
Type of Information Collection: No material or nonsubstantive change to a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 02/26/2024
Retrieve Notice of Action (NOA)	Date Received in OIRA: 02/21/2024
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2026	06/30/2026	06/30/2026
Responses	1,300	0	1,455
Time Burden (Hours)	30,467	0	30,493
Cost Burden (Dollars)	0	0	0

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Abstract: The Consolidated Appropriations Act, 2021, signed into law on December 27, 2020, added Section 104A of the Community Development Banking and Financial Institutions Act of 1994 (the “Act”). Section 104A authorizes the Secretary of the Treasury to establish the Program to support the efforts of low- and moderate-income community financial institutions to, among other things, provide loans, grants, and forbearance for small businesses, minority-owned businesses, and consumers, especially in low-income and underserved communities, including persistent poverty counties, that may be disproportionately impacted by the economic effects of the COVID-19 pandemic by providing direct and indirect capital investments in low-and moderate-income community financial institutions. As required by the Act, the interest and dividend rates payable on ECIP instruments are determined based on the increase in the amount of lending by an institution within minority, rural, and urban low-income and underserved communities and to low- and moderate-income borrowers during the preceding annual period compared to a baseline set from the annual period ending on September 30, 2020. To establish this baseline level of qualified lending, Treasury will be collecting an Initial Supplemental Report (ISR) from participating applicants. Applications and other forms for the ECIP program were previously approved under OMB No. 1505-0267. Following review of the applications, Treasury made awards and is now ready to begin scheduling closings.

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Authorizing Statute(s): PL: Pub.L. 116 - 260 104A Name of Law: Consolidated Appropriations Act, 2021
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	87 FR 38833	06/29/2022
30-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 18223	03/27/2023
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 6

table that charts list of burden

IC Title	Form No.	Form Name
Impact Highlight Reports	N/A	Voluntary Initiative Report
Initial Supplemental Report - Previously Approved	N/A, N/A, N/A, N/A	Interim Summary Report Summary - Credit Union Template ,   Interim Summary Report Summary - Banks & Holding Companies Template ,   ECIP Disaggregate Qualified Lending Data (Credit Unions) ,   ECIP Disaggregate Qualified Lending Data (Banks & Holding Companies)
Initial Supplemental Report – M&A version	N/A, N/A, N/A, N/A	ECIP ISR Template - BHC MA ,   ECIP ISR Template CU MA ,   ECIP ISR Instructions BHC_MA ,   ECIP ISR Instructions CU_MA
Legal Certifications	N/A, N/A	Required Certifications ,   Form of Process and Controls Attestation of Independent Auditor
Quarterly Supplemental Report Schedules A & B***	N/A, N/A, N/A, N/A	QSR Instructions BHC ,   QSR Instructions CU ,   QSR Template BHC ,   QSR Template CU
Quarterly Supplemental Report Schedules C & D***	N/A, N/A, N/A, N/A	QSR Instructions BHC ,   QSR Instructions CU ,   QSR Template BHC ,   QSR Template CU

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,300	1,455	0	0	-155	0
Annual Time Burden (Hours)	30,467	30,493	0	0	-26	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This collection of information reflects changes to incorporate the Quarterly Supplemental Report, Legal Certification forms, and Impact Highlight reports, along with a reduction in hours for the Initial Supplemental Report.

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Annual Cost to Federal Government: $280,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Yes

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/21/2024

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