Notice of Failure to Make Required Contributions

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form Form 200 Notice of Failure to Make Required Contributions	Form	Modified	Available
Form Form 200 Notice of Failure to Make Required Contributions	Form	Modified	Repair queued
1212-0041 Supporting Statement 2024.03.docx	Supporting Statement A	Uploaded 2024-04-03	Repair queued
Justification Nonmaterial Change Form 200 LeapFile.02.docx	Justification for No Material/Nonsubstantive Change	Uploaded 2023-10-18	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
13574	Notice of Failure to Make Required Contributions	Form	Modified	Notice of Failure to Make Required Contributions
13574	Notice of Failure to Make Required Contributions	Form	Modified
13574	Notice of Failure to Make Required Contributions	Instruction	Modified

ICR Details

OMB Control No: 1212-0041	ICR Reference No: 202404-1212-002
Status: Active	Previous ICR Reference No: 202310-1212-002
Agency/Subagency: PBGC	Agency Tracking No:
Title: Notice of Failure to Make Required Contributions
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/13/2024
Retrieve Notice of Action (NOA)	Date Received in OIRA: 04/10/2024
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2027	36 Months From Approved	07/31/2024
Responses	60	0	88
Time Burden (Hours)	60	0	88
Cost Burden (Dollars)	43,500	0	63,800

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Abstract: To implement a statutory requirement, PBGC requires contributing sponsors and parents of parent-subsidiary controlled groups of which a contributing sponsor is a member to submit Form 200 to notify PBGC of failures to make required payments. PBGC uses this information to make decisions regarding enforcement of statutory liens.

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Authorizing Statute(s): US Code: 29 USC 1083(k) Name of Law: ERISA
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 6557	02/01/2024
30-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 24882	04/09/2024
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Notice of Failure to Make Required Contributions	Form 200	Notice of Failure to Make Required Contributions

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	60	88	0	-28	0	0
Annual Time Burden (Hours)	60	88	0	-28	0	0
Annual Cost Burden (Dollars)	43,500	63,800	0	-20,300	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: These burden figures are based on termination data starting FY 2018 through FY 2023. The average number of filings over that time period was used for the three-year projection. There has been a downward trend in the number of notices for failure to make required contribution filed.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/10/2024

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