SBA Supervised Lender Application Process

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form SBA Form 2499 SBA SUPERVISED LENDER APPLICATION	Form and Instruction	Modified	Available
Form SBA Form 2498 SBA SUPERVSED LENDER ASSESSEMENT PLAN	Form and Instruction	Modified	Available
Form SBA Form 2498 SBA Supervised Lender Application Process	Form and Instruction	Modified	Repair queued
3245-0410 Regulatory Citations that Support Collection 4-03-2024.pdf	Supplementary Document	Uploaded 2024-04-09	Repair queued
3245-0410 Supporting Statement 4-03-2024.docx	Supporting Statement A	Uploaded 2024-04-09	Repair queued

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
239425	SBA Supervised Lender Application Process	Form and Instruction	Modified	SBA SUPERVISED LENDER APPLICATION
239425	SBA Supervised Lender Application Process	Form and Instruction	Modified	SBA SUPERVSED LENDER ASSESSEMENT PLAN
239425	SBA Supervised Lender Application Process	Form and Instruction	Modified

ICR Details

OMB Control No: 3245-0410	ICR Reference No: 202404-3245-004
Status: Active	Previous ICR Reference No: 202011-3245-002
Agency/Subagency: SBA	Agency Tracking No:
Title: SBA Supervised Lender Application Process
Type of Information Collection: Reinstatement without change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/03/2024
Retrieve Notice of Action (NOA)	Date Received in OIRA: 04/09/2024
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2027	36 Months From Approved
Responses	5	0	0
Time Burden (Hours)	425	0	0
Cost Burden (Dollars)	58,000	0	0

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Abstract: The information will be collected from lending institutions interested in becoming an SBA Supervised Lender. SBA will use the information regarding the institutions' financial condition, lending experience, credit policies, capital adequacy plan, financial statements, credit facilities, and loan risk ratings system, among other things, to determine their eligibility to participate in SBA's 7 (a) Loan Program.

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Authorizing Statute(s): US Code: 15 USC 636a17 Name of Law: Small Business Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	88 FR 78802	10/23/2023
30-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 24555	04/08/2024
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
SBA Supervised Lender Application Process	SBA Form 2498 , SBA Form 2499	SBA SUPERVSED LENDER ASSESSEMENT PLAN ,   SBA SUPERVISED LENDER APPLICATION

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	5	0	0	1	0	4
Annual Time Burden (Hours)	425	0	0	85	0	340
Annual Cost Burden (Dollars)	58,000	0	0	21,460	0	36,540

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The number of reviews was updated from 4 to 5 to reflect the additional number of SBA Supervised Lenders approved in the last 24 months.

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Annual Cost to Federal Government: $343,262

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/09/2024

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