Information Collection Request
Rule 17g-5 Conflicts of Interest
ICR 202406-3235-016 · OMB 3235-0649 · Received in OIRA
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 89 FR 38202 (OMB 3235-0649).pdf |
Supplementary Document | Uploaded 2024-08-14 | Repair queued |
| 89 FR 66153 (OMB 3235-0649).pdf |
Supplementary Document | Uploaded 2024-08-14 | Repair queued |
 Rule 17g-5 Supporting Statement.docx |
Supporting Statement A | Uploaded 2024-08-05 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 237181 |  Annual Certification |
Modified | ||
| 213116 | Arranger form upload |
Modified | ||
| 213114 | Arranger ongoing disclosure |
Modified | ||
| 202290 | Exemption to the rule with respect to ratings of certain structured finance products |
Modified | ||
| 202289 | Arranger transaction disclosures |
Modified | ||
| 188139 | NRSRO structured finance ratings disclosure |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0649 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202102-3235-004 |
| Agency Tracking No | OCR-270-581 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |