Request an Individual's Ethics Documents

ICR 202408-3209-001

OMB: 3209-0002

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Justification for No Material/Nonsubstantive Change
2024-09-09
IC Document Collections
ICR Details
3209-0002 202408-3209-001
Received in OIRA 202311-3209-001
OGE OGE Form 201
Request an Individual's Ethics Documents
No material or nonsubstantive change to a currently approved collection   No
Regular 09/09/2024
  Requested Previously Approved
05/31/2026 05/31/2026
19,000 19,000
3,167 3,167
0 0

The OGE Form 201 collects certain information from, and provides certain information to, persons who seek access to public financial disclosure reports and to other covered records. The form, with the proposed modifications, reflects the requirements of the Ethics in Government Act, including the Representative Louise McIntosh Slaughter Stop Trading on Congressional Knowledge Act (STOCK Act), as amended in 2013. These requirements relate to information collected about the identity of the requester, as well as any other person on whose behalf a record is sought, and requires that the requester acknowledge his or her awareness of the legal uses of the information contained in public financial disclosure reports and potential civil penalties for persons who obtain or use a public financial disclosure report for a prohibited purpose. The form also alerts requestors that intentional falsification of the information required by the form may result in prosecution under 18 U.S.C. section 1001. Requestors are mostly members of the public, particularly representatives of the news media, public interest groups, and private citizens, with some Federal agencies and employees.

US Code: 5 USC 13122(b)(1) Name of Law: Ethics in Government Act of 1978
   PL: Pub.L. 112 - 105 11(a)(l) Name of Law: Representative Louise McIntosh Slaughter Stop Trading on Congressional Knowledge Act
   US Code: 5 USC 13107 (b) & (c) Name of Law: Ethics in Government Act of 1978
   PL: Pub.L. 113 - 7 0 Name of Law: Representative Louise McIntosh Slaughter Stop Trading on Congressional Knowledge Act
  
PL: Pub.L. 112 - 105 11(a) Name of Law: STOCK Act (2012)
PL: Pub.L. 113 - 7 0 Name of Law: STOCK Act (2013 Amendments)

Not associated with rulemaking

  87 FR 66188 11/01/2022
88 FR 11443 02/23/2023
No

1
IC Title Form No. Form Name
Request an Individual's Ethics Documents OGE Form 201, OGE Form 201 Online Application, OGE Form 201 Online Application, OGE Form 201 Online Application, OGE Form 201 Online Application, OGE Form 201 Online Application Request an Individual's Ethics Documents ,   Request an Individual's Ethics Documents ,   Request an Individual's Ethics Documents (Chinese) ,   Request an Individual's Ethics Documents (Spanish) ,   Request an Individual's Ethics Documents (French) ,   Request an Individual's Ethics Documents (Arabic)

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 19,000 19,000 0 0 0 0
Annual Time Burden (Hours) 3,167 3,167 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$376,014
No
    Yes
    Yes
No
No
No
No
Jennifer Matis 202 482-9216 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/09/2024


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