Form 57.221 Healthcare Personnel COVID-19 Person Level Vaccin

[NCEZID] National Healthcare Safety Network (NHSN) Coronavirus (COVID-19) Surveillance in Healthcare Facilities

57.221 Healthcare Personnel COVID-19 Person Level Vaccination-Personnel Safety_Manual

57.221 Healthcare Personnel COVID-19 Person Level Vaccination-Healthcare Personnel Safety Component_Manual

OMB: 0920-1317

Document [docx]
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F orm Approved

OMB No. 0920-0666

Exp. Date: 3/31/26

www.cdc.gov/nhsn

57.221 Healthcare Personnel COVID-19 Person Level Vaccination-Healthcare Personnel Safety Component (Manual)

Please refer to the table below for complete information on the variables included on manual entry for Person-Level COVID-19 Vaccination Forms for HCP (Healthcare Personnel Safety Component). These are accurate as of NHSN Release 11.5 (September 2023).

Importing via .csv file- Person-Level COVID-19 Vaccination Form- HPS Component

Table 1: NHSN Person-Level COVID-19 Vaccination Form – HPS Import File Format

Field (alias if applicable)

Requirement

Values

Format†

Description of Field

Orgid

Required

_

must be a whole number

Must be a valid NHSN Facility ID (organization identifier)

hcpid

Required

_

Character (15)

HCP identifier - a unique identifier for the individual, assigned by your facility

gname

Required

_


Character (30)

HCP First Name

surname

Required

_

Character (30)

HCP Last Name

gender

Required

F

M

O

Character (1)

HCP Gender

F – Female

M – Male

O – Other/Unknown

dob

Required

MM/DD/YYYY

Datetime

HCP Date of Birth

ethnicity

Required

HISP

NOHISP

DEC

UNK

Character (6)

HCP Ethnicity

HISP – Hispanic or Latino

NOHISP – Not Hispanic or Latino

DEC – Declined to respond.

UNK – Unknown

race

Required


AMIN

ASIAN

AAB

NH-PI

WHITE

DEC

UNK



Character (5)

HCP Race:
AMIN – American Indian/Alaskan native
ASIAN – Asian

AAB – Black or African American

NH-PI – Native Hawaiian/Other Pacific Islander

WHITE – White

DEC – Declined to respond.

UNK- Unknown


hcpEmpStart

Required

MM/DD/YYYY

Datetime

HCP Start of Employment Date

hcpEmpEnd

Conditionally required

MM/DD/YYYY

Datetime

HCP End of Employment Date

vaccLoc

Required

VACCHOSP

VACCIPF

VACCIRF

_

Vaccination location type


VACCHOSP – For data reported for most facility types including acute care hospitals, ambulatory surgery centers, free-standing inpatient psychiatric facilities, free-standing inpatient rehabilitation facilities, long-term acute care hospitals, and dialysis facilities.  This includes all inpatient and outpatient units/departments of the acute care facility sharing the same CCN as the acute care facility


VACCIPF – For data reported by a parent facility (often an acute care facility) for an inpatient psychiatric unit with a unique CCN that is mapped as a location of the parent facility. This selection is only available for acute care facilities reporting data for IPF units with a different CCN from the acute care facility. 

VACCIRF - For data reported by a parent facility (often an acute care facility) for an inpatient rehabilitation unit with a unique CCN that is mapped as a location of the parent facility. This selection is only available for acute care facilities reporting data for IRF units with a separate CCN from the acute care facility. 

hcpCategory

Required

EMP
LIP
VOL
OCP

Character (10)

HCP Category:

EMP - Employees (staff on facility payroll)
LIP - Licensed independent practitioners: Physicians, advanced practice nurses, & physician assistants
VOL - Adult students/trainees & volunteers
OCP - Other Contract Personnel


dose1Date

Conditionally required (each record must contain At least ONE status- This means each record must be classified into at least one of the main categories, such as having at least one vaccine entered, contraindication, declined, unknown vaccination status)


2023-2024 Updated COVID-19 vaccine can only be selected if corresponding dose date is after 9/12/2023.


Bivalent Pfizer vaccine and Bivalent Moderna vaccine can only be selected if corresponding dose date is between 4/20/2023 and 9/12/2023.


Pfizer-BioNTech COVID-19 vaccine and Moderna COVID-19 vaccine can only be selected if corresponding dose date is on or before 4/19/2023.


Novavax COVID-19 vaccine can only be selected if corresponding dose date is on or after 6/1/2022.

MM/DD/YYYY

Datetime

Dose 1 vaccination date

dose1Mfg

Conditionally required if Dose1Date provided


If dose1Mfg = Janssen, then subsequent doses recorded beginning with dose 3 fields.

COVID2023_2024BIMODERNA

BIPFIZBION

JANSSEN
MODERNA
PFIZBION

NOVAVAX
UNSPECIFIED

Character (15)

Dose 1 vaccine manufacturer name

COVID2023_2024 –2023-2024 updated vaccine

BIMODERNA –bivalent Moderna vaccine

BIPFIZBION –bivalent Pfizer vaccine

MODERNA – original monovalent Moderna vaccine
PFIZBION – original monovalent Pfizer vaccine

JANSSEN – original monovalent Janssen vaccine
UNSPECIFIED – unknown manufacturer

dose2Date

Conditionally required (each record must contain At least ONE status- This means each record much be classified into at least one of the main categories, such as having at least one vaccine entered, contraindication, declined, unknown vaccination status)


2023-2024 Updated COVID-19 vaccine can only be selected if corresponding dose date is after 9/12/2023.


Bivalent Pfizer vaccine and Bivalent Moderna vaccine can only be selected if corresponding dose date is between 4/20/2023 and 9/12/2023.


Pfizer-BioNTech COVID-19 vaccine and Moderna COVID-19 vaccine can only be selected if corresponding dose date is on or before 4/19/2023.


Novavax COVID-19 vaccine can only be selected if corresponding dose date is on or after 6/1/2022.

MM/DD/YYYY

Datetime

Dose 2 vaccination date

dose2Mfg

Conditionally required if Dose2Date provided

COVID2023_2024BIMODERNA

BIPFIZBION
MODERNA
PFIZBION

NOVAVAX

JANSSEN
UNSPECIFIED

Character (15)

Dose 2 vaccine manufacturer name


COVID2023_2024 –2023-2024 updated vaccine

BIMODERNA –bivalent Moderna vaccine

BIPFIZBION –bivalent Pfizer vaccine

MODERNA – original monovalent Moderna vaccine
PFIZBION – original monovalent Pfizer vaccine

JANSSEN – original monovalent Janssen vaccine
UNSPECIFIED – unknown manufacturer

medDate

Conditionally required (each record must contain At least ONE status- This means each record much be classified into at least one of the main categories, such having at least one vaccine entered, contraindication, declined, unknown vaccination status)

MM/DD/YYYY

Datetime

Contraindication or exclusion noted date

decDate

Conditionally required (each record must contain At least ONE status- This means each record much be classified into at least one of the main categories, such as having at least one vaccine entered , contraindication, declined, unknown vaccination status)

MM/DD/YYYY

Datetime

Declination date

decReason

Conditionally required if decDate provided

RELIGIOUS
OTHER
UNKNOWN

Character (10)

Declination reason: RELIGIOUS - Received official religious exemption
OTHER - Other
UNKNOWN - Unknown

unkvaccstatusdate

Conditionally required (each record must contain At least ONE status- This means each record much be classified into at least one of the main categories, such as having at least one vaccine entered , contraindication, declined, unknown vaccination status)

MM/DD/YYYY

Datetime

Unknown status date

Dose3date (addtldosedate)

Conditionally required


2023-2024 Updated COVID-19 vaccine can only be selected if corresponding dose date is after 9/12/2023.


Bivalent Pfizer vaccine and Bivalent Moderna vaccine can only be selected if corresponding dose date is between 8/31/2022 and 9/12/2023.


Pfizer-BioNTech COVID-19 vaccine, Moderna COVID-19 vaccine, and

Janssen COVID-19 vaccine can only be selected if corresponding dose

date is before 9/26/2022.


Novavax COVID-19 vaccine can only be selected if corresponding dose date is on or after 6/1/2022.

MM/DD/YYYY

Datetime

Third dose vaccination date

Dose3Mfg (addtldosemfg)

Conditionally required if dose3Date provided



COVID2023_2024BIMODERNA

BIPFIZBION
MODERNA
PFIZBION

NOVAVAX

JANSSEN
UNSPECIFIED

Character (15)

Third dose vaccine manufacturer name


COVID2023_2024 –2023-2024 updated vaccine

BIMODERNA –bivalent Moderna vaccine

BIPFIZBION –bivalent Pfizer vaccine

MODERNA – original monovalent Moderna vaccine
PFIZBION – original monovalent Pfizer vaccine

JANSSEN – original monovalent Janssen vaccine
UNSPECIFIED – unknown manufacturer

Dose4Date (boostdose2date)

Conditionally required


2023-2024 Updated COVID-19 vaccine can only be selected if corresponding dose date is after 9/12/2023.


Bivalent Pfizer vaccine and Bivalent Moderna vaccine can only be selected if corresponding dose date is between 8/31/2022 and 9/12/2023.


Pfizer-BioNTech COVID-19 vaccine, Moderna COVID-19 vaccine, and

Janssen COVID-19 vaccine can only be selected if corresponding dose

date is before 9/26/2022.


Novavax COVID-19 vaccine can only be selected if corresponding dose date is on or after 6/1/2022.

MM/DD/YYYY


Must be > dose3date

Datetime

Fourth dose vaccination date

Dose4Mfg (boostdose2mfg)

Conditionally required if Dose4Date provided



COVID2023_2024BIMODERNA

BIPFIZBION
MODERNA
PFIZBION

NOVAVAX

JANSSEN
UNSPECIFIED

Character (15)

Fourth dose vaccine manufacturer name


COVID2023_2024 –2023-2024 updated vaccine

BIMODERNA –bivalent Moderna vaccine

BIPFIZBION –bivalent Pfizer vaccine

MODERNA – original monovalent Moderna vaccine
PFIZBION – original monovalent Pfizer vaccine

JANSSEN – original monovalent Janssen vaccine
UNSPECIFIED – unknown manufacturer

Dose5Date (boostdose3date)

Conditionally required


2023-2024 Updated COVID-19 vaccine can only be selected if corresponding dose date is after 9/12/2023.


Bivalent Pfizer vaccine and Bivalent Moderna vaccine can only be selected if corresponding dose date is between 8/31/2022 and 9/12/2023.


Pfizer-BioNTech COVID-19 vaccine, Moderna COVID-19 vaccine, and

Janssen COVID-19 vaccine can only be selected if corresponding dose

date is before 9/26/2022.


Novavax COVID-19 vaccine can only be selected if corresponding dose date is on or after 6/1/2022.

MM/DD/YYYY


Must be > dose4date

Datetime

Fifth dose vaccination date



Dose5mfg (boostdose3mfg)

Conditionally required if Dose5Date provided


COVID2023_2024BIMODERNA

BIPFIZBION
MODERNA
PFIZBION

NOVAVAX

JANSSEN
UNSPECIFIED

Character (15)

Fifth dose vaccine manufacturer name


COVID2023_2024 –2023-2024 updated vaccine

BIMODERNA –bivalent Moderna vaccine

BIPFIZBION –bivalent Pfizer vaccine

MODERNA – original monovalent Moderna vaccine
PFIZBION – original monovalent Pfizer vaccine

JANSSEN – original monovalent Janssen vaccine
UNSPECIFIED – unknown manufacturer

Dose6Date (boostdose4date)

Conditionally required


2023-2024 Updated COVID-19 vaccine can only be selected if corresponding dose date is after 9/12/2023.


Bivalent Pfizer vaccine and Bivalent Moderna vaccine can only be selected if corresponding dose date is between 8/31/2022 and 9/12/2023.


Pfizer-BioNTech COVID-19 vaccine, Moderna COVID-19 vaccine, and

Janssen COVID-19 vaccine can only be selected if corresponding dose

date is before 9/26/2022.


Novavax COVID-19 vaccine can only be selected if corresponding dose date is on or after 6/1/2022.

MM/DD/YYYY


Must be > dose5date

Datetime

Sixth dose vaccination date



Dose6mfg (boostdose4mfg)

Conditionally required if Dose6Date provided


COVID2023_2024BIMODERNA

BIPFIZBION
MODERNA
PFIZBION

NOVAVAX

JANSSEN
UNSPECIFIED

Character (15)

Sixth dose vaccine manufacturer name


COVID2023_2024 –2023-2024 updated vaccine

BIMODERNA –bivalent Moderna vaccine

BIPFIZBION –bivalent Pfizer vaccine

MODERNA – original monovalent Moderna vaccine
PFIZBION – original monovalent Pfizer vaccine

JANSSEN – original monovalent Janssen vaccine
UNSPECIFIED – unknown manufacturer

Dose7Date (boostdose5date)

Conditionally required


2023-2024 Updated COVID-19 vaccine can only be selected if corresponding dose date is after 9/12/2023.


Bivalent Pfizer vaccine and Bivalent Moderna vaccine can only be selected if corresponding dose date is between 8/31/2022 and 9/12/2023.


Pfizer-BioNTech COVID-19 vaccine, Moderna COVID-19 vaccine, and

Janssen COVID-19 vaccine can only be selected if corresponding dose

date is before 9/26/2022.


Novavax COVID-19 vaccine can only be selected if corresponding dose date is on or after 6/1/2022.

MM/DD/YYYY


Must be > dose6date

Datetime

Seventh dose vaccination date



Dose7mfg (boostdose5mfg)

Conditionally required if Dose6Date provided


COVID2023_2024BIMODERNA

BIPFIZBION
MODERNA
PFIZBION

NOVAVAX

JANSSEN
UNSPECIFIED

Character (15)

Seventh dose vaccine manufacturer name


COVID2023_2024 –2023-2024 updated vaccine

BIMODERNA –bivalent Moderna vaccine

BIPFIZBION –bivalent Pfizer vaccine

MODERNA – original monovalent Moderna vaccine
PFIZBION – original monovalent Pfizer vaccine

JANSSEN – original monovalent Janssen vaccine
UNSPECIFIED – unknown manufacturer

dose1NDC

Optional

-

Character (30)

Dose 1 vaccine NDC number

dose1Lot

Optional

-

Character (30)

Dose 1 vaccine Lot number

dose1ExpDate

Optional

MM/DD/YYYY

Datetime

Dose 1 vaccine expiration date

dose2NDC

Optional

-

Character (30)

Dose 2 vaccine NDC number

dose2Lot

Optional

-

Character (30)

Dose 2 vaccine Lot number

dose2ExpDate

Optional

MM/DD/YYYY

Datetime

Dose 2 vaccine expiration date

dose3NDC (addtldosendc)

Optional

-

Character (30)

Third dose vaccine NDC number

dose3Lot (addtldoselot)

Optional

-

Character (30)

Third dose vaccine Lot number

dose3ExpDate (addtldoseexpdate)

Optional

MM/DD/YYYY

Datetime

Third dose vaccine expiration date

dose4ndc (boostdose2ndc)

Optional

-

Character (30)

Fourth dose vaccine NDC number

dose4lot (boostdose2lot)

Optional

-

Character (30)

Fourth dose vaccine Lot number

dose4expdate (boostdose2expdate)

Optional

MM/DD/YYYY

Datetime

Fourth dose expiration date

dose5ndc (boostdose3ndc)

Optional

-

Character (30)

Fifth dose vaccine NDC number

dose5lot (boostdose3lot)

Optional

-

Character (30)

Fifth dose vaccine Lot number

dose5expdate (boostdose3expdate)

Optional

MM/DD/YYYY

Datetime

Fifth dose vaccine expiration date

Dose6ndc (boostdose4ndc)

Optional

-

Character (30)

Sixth dose vaccine NDC number

Dose6lot (boostdose4lot)

Optional

-

Character (30)

Sixth dose vaccine Lot number

Dose6expdate (boostdose4expdate)

Optional

MM/DD/YYYY

Datetime

Sixth dose vaccine expiration date

Dose7ndc (boostdose5ndc)

Optional

-

Character (30)

Seventh dose vaccine NDC number

Dose7lot (boostdose5lot)

Optional

-

Character (30)

Seventh dose vaccine Lot number

Dose7expdate (boostdose5expdate)

Optional

MM/DD/YYYY

Datetime

Seventh dose vaccine expiration date

vaccElsewhere

Optional

Y
N

Character (1)

Vaccinated at another location?

Y – Yes

N – No

vaccEdDate

Optional

MM/DD/YYYY

Datetime

Vaccination Education Provided - date

comment

Optional

-

Character (2000)

Comments





4

Assurance of Confidentiality:  The voluntarily provided information obtained in this surveillance system that would permit identification of any individual or institution is collected with a guarantee that it will be held in strict confidence, will be used only for the purposes stated, and will not otherwise be disclosed or released without the consent of the individual, or the institution in accordance with Sections 304, 306 and 308(d) of the Public Health Service Act (42 USC 242b, 242k, and 242m(d)).

Public reporting burden of this collection of information is estimated to average 60 minutes per response, including the time for reviewing instructions, searching existing data sources, gathering, and maintaining the data needed, and completing and reviewing the collection of information.  An agency may not conduct or sponsor, and a person is not required to respond to a collection of information unless it displays a currently valid OMB control number.  Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to CDC, Reports Clearance Officer, 1600 Clifton Rd., MS H21-8, Atlanta, GA 30333, ATTN:  PRA (0920-01317).




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AuthorTugu Yagama Reddy, Gnanendra Reddy (CDC/DDID/NCEZID/DHQP) (CTR)
File Modified0000-00-00
File Created2024-10-31

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