Foreign Branch Report of Condition

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form FFIEC 030 Foreign Branch Report of Condition	Form	Modified	Available
Form FFIEC 030 Annual Branch Report - FFIEC 030	Form	Modified	Missing upstream
Form FFIEC 030S Foreign Branch Report of Condition	Form	Modified	Available
Form FFIEC 030S Annual Branch Report - FFIEC 030S	Form	Modified	Missing upstream
Form FFIEC 030 Foreign Branch Report of Condition	Form	Modified	Available
Form FFIEC 030 Quarterly Branch Report - FFIEC 030	Form	Modified	Repair queued
BPI FFIEC 030 or FFIEC 030S Comment Letter (3.19.24) .pdf	Public Comments	Uploaded 2024-03-19	Repair queued
ID168 2024 Letter FRS FFIEC 030 2024 02 13.pdf	Public Comments	Uploaded 2024-02-13	Repair queued
30 Day FRN_FFIEC 030 (89 FR 81137).pdf	Supplementary Document	Uploaded 2024-10-07	Repair queued
30 Day FRN_FFIEC 030 (89 FR 81137).pdf	Supplementary Document	Uploaded 2024-10-07	Repair queued
60 Day FRN_FFIEC 030 (89 FR 3708).pdf	Supplementary Document	Uploaded 2024-10-07	Available
60 Day FRN_FFIEC 030 (89 FR 3708).pdf	Supplementary Document	Uploaded 2024-10-07	Repair queued
1557-0099 Supporting Statement - Foreign Branch Report of Condition (9-2024).docx	Supporting Statement A	Uploaded 2024-10-07	Available
1557-0099 Supporting Statement - Foreign Branch Report of Condition (9-2024).docx	Supporting Statement A	Uploaded 2024-10-07	Missing upstream

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
20013	Annual Branch Report - FFIEC 030	Form	Modified	Foreign Branch Report of Condition
20013	Annual Branch Report - FFIEC 030	Form	Modified
20013	Annual Branch Report - FFIEC 030	Instruction	Modified
189976	Annual Branch Report - FFIEC 030S	Form	Modified	Foreign Branch Report of Condition
189976	Annual Branch Report - FFIEC 030S	Form	Modified
189976	Annual Branch Report - FFIEC 030S	Instruction	Modified
189975	Quarterly Branch Report - FFIEC 030	Form	Modified	Foreign Branch Report of Condition
189975	Quarterly Branch Report - FFIEC 030	Form	Modified
189975	Quarterly Branch Report - FFIEC 030	Instruction	Modified

ICR Details

OMB Control No: 1557-0099	ICR Reference No: 202410-1557-003
Status: Active	Previous ICR Reference No: 202111-1557-001
Agency/Subagency: TREAS/OCC	Agency Tracking No:
Title: Foreign Branch Report of Condition
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 12/31/2024
Retrieve Notice of Action (NOA)	Date Received in OIRA: 10/11/2024
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2027	36 Months From Approved	12/31/2024
Responses	282	0	285
Time Burden (Hours)	1,028	0	926
Cost Burden (Dollars)	0	0	0

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Abstract: The Foreign Branch Report of Condition (FFIEC 030) and the Abbreviated Foreign Branch Report of Condition (FFIEC 030S) are required by statute. Pursuant to 12 U.S.C. 602, every national bank operating a foreign branch, other than a national bank operating only exempt foreign branches, must file the applicable report. The OCC, FDIC and FRB (the agencies) need this information to monitor U.S. bank activity at overseas locations and funds flow worldwide. The agencies also need this information for planning foreign branch examinations. The Foreign Branch Report of Condition is the only report with balance sheet and contingent liability data collected by the agencies from foreign branches. The data collected are used by the agencies to monitor banking activity at overseas locations. On an aggregate basis, the agencies use the data to monitor U.S. bank activity in the Eurocurrency markets and in tracking funds flow worldwide. Data on specific branches or branches within a specific country or region are used in planning examinations. The scope of the FFIEC 030S is comparable to a report filed with the Federal Reserve by U.S. banking organizations for their foreign subsidiaries. The items for this report are considered the minimum information needed to serve as indicators of higher business volume, risk, and complexity in small-sized foreign branches. The reported information is also used to monitor potential developments that may pose risks to the overall operations of the parent bank.

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Authorizing Statute(s): US Code: 12 USC 161 Name of Law: National Bank Act
   US Code: 12 USC 602 Name of Law: Federal Reserve Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 3708	01/19/2024
30-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 81137	10/07/2024
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
Annual Branch Report - FFIEC 030	FFIEC 030	Foreign Branch Report of Condition
Annual Branch Report - FFIEC 030S	FFIEC 030S	Foreign Branch Report of Condition
Quarterly Branch Report - FFIEC 030	FFIEC 030	Foreign Branch Report of Condition

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	282	285	0	-3	0	0
Annual Time Burden (Hours)	1,028	926	0	102	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The OCC expects a small increase in burden hours per response from the quarterly filers, due to the additional data items moved from the FR 2502q. This increase results in an increase to total burden hours from 926 hours to 1,028 hours. There were small changes in the number of estimated respondents for each form, which resulted in immaterial changes to the burden hours.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 10/11/2024

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