Information Collection

Issuers Third-Party Disclosure: Event Notices

IC 215165 under ICR 202410-3235-009 · OMB 3235-0372.

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IC Title:

Issuers Third-Party Disclosure: Event Notices

Agency IC Tracking Number:

OMS-270-330

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15c2-12

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 28,000

Number of Respondents for Small Entity: 0

Affected Public: State, Local, and Tribal Governments

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	49,958	-58,284	108,242
Annual IC Time Burden (Hours)	199,832	-16,652	216,484
Annual IC Cost Burden (Dollars)	1,600,000	-1,919,998	3,519,998

Documents for IC

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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