OMB.report

Federal forms, ICRs, and supporting documents

OMB control number

Municipal Securities Disclosure (17 CFR 240.15c2-12)

OMB 3235-0372 ยท SEC.

OMB 3235-0372

Exchange Act Rule 15c2-12 is intended to enhance disclosure, and thereby reduce fraud, in the municipal securities market by establishing standards for obtaining, reviewing, and disseminating information about municipal securities by their underwriters.

The latest form for Municipal Securities Disclosure (17 CFR 240.15c2-12) expires 2028-03-31 and is listed under ICR 202410-3235-009.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
PRA Supporting Statement for Rule 15c2-12 02042025.pdfSupporting Statement A
PRA Supporting Statement for Rule 15c2-12 02042025.pdfSupporting Statement A
20250107 NABL Response to PRA 15c2_12_2.pdf (document unavailable)Public Comments
90 FR 8962 (OMB 3235-0372).pdfSupplementary Document
90 FR 8962 (OMB 3235-0372).pdf Supplementary Document
89 FR 88843 (OMB 3235-0372).pdfSupplementary Document
89 FR 88843 (OMB 3235-0372).pdf Supplementary Document
PRA Comment on Rule 15c2-12_PII Redacted.pdf (document unavailable)Public Comments
Memo to File PRA Extension File No. 270-330 (DAC Bond).pdf (document unavailable)Public Comments
SIFMA to SEC on 15c2-12 PRA Burdens 1_7_2025 v2.pdf (document unavailable)Public Comments
SEC 15c2-12 Comment Letter January 2025.pdf (document unavailable)Public Comments
20250107 NABL Response to PRA 15c2_12.pdf (document unavailable)Public Comments
Issuers Third-Party Disclosure: Annual Filings Information collection
One-time cost for Issuers to revise continuing disclosure agreement Information collection
Issuers Third-Party Disclosure: Issuers That Use the Services of a Designated Agent Information collection
Broker-Dealers Third-Party Disclosure Information collection
Issuers Third-Party Disclosure: Failure to File Notices Information collection
Issuers Third-Party Disclosure: Event Notices Information collection
Municipal Securities Rulemaking Board Recordkeeping Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202410-3235-009 Extension without change of a currently approved collection 2025-02-06
202110-3235-016 Extension without change of a currently approved collection 2021-11-29 Approved with change
201806-3235-007 Revision of a currently approved collection 2018-08-24 Approved without change
201703-3235-012 Revision of a currently approved collection 2017-03-30 Comment filed on proposed rule and continue
201409-3235-042 Extension without change of a currently approved collection 2015-02-26 Approved without change
201110-3235-016 Revision of a currently approved collection 2011-10-31 Approved without change
200908-3235-008 Revision of a currently approved collection 2009-09-08 Preapproved
200812-3235-015 No material or nonsubstantive change to a currently approved collection 2008-12-17 Approved without change
200812-3235-013 Revision of a currently approved collection 2008-12-16 Approved without change
200808-3235-002 Revision of a currently approved collection 2008-10-07 Preapproved
200610-3235-027 Extension without change of a currently approved collection 2007-01-16 Approved without change
200312-3235-014 Extension without change of a currently approved collection 2003-12-30 Approved without change
200010-3235-004 Extension without change of a currently approved collection 2000-10-23 Approved without change
199809-3235-009 No material or nonsubstantive change to a currently approved collection 1998-09-29 Approved without change
199711-3235-001 Extension without change of a currently approved collection 1997-11-12 Approved without change
199411-3235-028 Revision of a currently approved collection 1994-11-30 Approved without change
199403-3235-017 Revision of a currently approved collection 1994-03-18 Approved without change
199209-3235-011 No material or nonsubstantive change to a currently approved collection 1992-09-29 Approved with change
199204-3235-005 Extension without change of a currently approved collection 1992-04-27 Approved without change
198907-3235-001 New collection (Request for a new OMB Control Number) 1989-07-03 Approved without change

OMB Details

Issuers Third-Party Disclosure: Annual Filings

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight