RULE 15C2-12, MUNICIPAL SECURITIES DISCLOSURE

ICR 198907-3235-001

OMB: 3235-0372

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
IC Document Collections
IC ID
Document
Title
Status
159533
Migrated
ICR Details
3235-0372 198907-3235-001
Historical Active
SEC
RULE 15C2-12, MUNICIPAL SECURITIES DISCLOSURE
New collection (Request for a new OMB Control Number)   No
Regular
Approved without change 09/15/1989
Retrieve Notice of Action (NOA) 07/03/1989
  Inventory as of this Action Requested Previously Approved
07/31/1992 07/31/1992
500 0 0
500 0 0
0 0 0

RULE 15C-12 REQUIRES UNDERWRITERS PARTICIPATING IN PRIMARY OFFERINGS OF MUNICIPAL SECURITIES OF $1,000,000 OR MORE TO OBTAIN, REVIEW AND DISTRIBUTE TO INVESTORS COPIES OF THE ISSUER'S DISCLOSURE DOCUMENTS.

None
None


No

1
IC Title Form No. Form Name
RULE 15C2-12, MUNICIPAL SECURITIES DISCLOSURE

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 500 0 0 500 0 0
Annual Time Burden (Hours) 500 0 0 500 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/03/1989


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